Kennedy v. United States

Decision Date26 June 1968
Docket NumberNo. 18473.,18473.
Citation397 F.2d 16
PartiesJames Edward KENNEDY, Petitioner-Appellee, v. UNITED STATES of America, Respondent-Appellant.
CourtU.S. Court of Appeals — Sixth Circuit

Mervyn Hamburg, Atty., Dept. of Justice, Washington, D. C., for appellant; Robert M. Draper, U. S. Atty., Columbus, Ohio, on brief.

James Roe Beatley, Jr., Columbus, Ohio, for appellee; Vorys, Sater, Seymour & Pease, Columbus, Ohio, on brief.

Before WEICK, Chief Judge, PECK, Circuit Judge, and CECIL, Senior Circuit Judge.

PER CURIAM.

Appellee Kennedy was represented by appointed counsel and pleaded guilty to an information charging him with robbery of the Clintonville office of the Ohio National Bank, Columbus, Ohio, in which bank the deposits were insured by the Federal Deposit Insurance Corporation. He was sentenced to twenty years' imprisonment. Three years later he filed a motion to vacate sentence under 28 U.S.C. § 2255, claiming that two of the five Federal Agents who spoke to him prior to arraignment promised that in return for his cooperation he would receive no more than a five-year sentence. All five agents signed affidavits denying that any such promises had been made.

Without conducting a hearing, or making any determination of the truth of such claim, the District Judge granted the motion and set aside the conviction on the sole ground that the sentencing judge had accepted the plea of guilty before determining that it had been made voluntarily and with knowledge of the nature of the charges, as required by Rule 11, F.R.Crim.P., as it existed prior to its amendment. He relied on Heiden v. United States, 353 F.2d 53 (9th Cir. 1965), and stated that he found support for his decision in Julian v. United States, 236 F.2d 155 (6th Cir. 1956).

Heiden has been rejected in at least three Circuits. Halliday v. United States, 380 F.2d 270 (1st Cir. 1967); Stephens v. United States, 376 F.2d 23 (10th Cir. 1967), cert. denied, 389 U.S. 881, 88 S.Ct. 124, 19 L.Ed.2d 176; Brokaw v. United States, 368 F.2d 508 (4th Cir. 1966), cert. denied, 386 U.S. 996, 87 S.Ct. 1316, 18 L.Ed.2d 344. In Rimanich v. United States, 357 F.2d 537 (5th Cir. 1966) the Heiden rule was called a "novel doctrine". We are not inclined to follow it.

In Julian, counsel for defendant entered into stipulations which "* * * it is not contended that defendant acquiesced in or approved of. * * *" (236 F.2d at page 158). The stipulations therefore should not have been considered as a plea of guilty. The Court also said at page 158:

"In order to comply with the rule 11 the District Court need not follow any particular ritual. The prerequisite is that the defendant
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  • United States v. Frontero
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • November 30, 1971
    ...meaning of the charge. In all such inquiries, "matters of reality, and not mere ritual, should be controlling." Kennedy v. United States, 397 F.2d 16, 17 (C.A.6th Cir. 1968). McCarthy v. United States, 1969, 394 U. S. 459, 467 fn. 20, 89 S.Ct. 1166, 1171, 22 L.Ed.2d 418. See Smith v. United......
  • State v. James
    • United States
    • Connecticut Supreme Court
    • September 3, 1985
    ...McCarthy v. United States, 394 U.S. 459, 467-68 n. 20, 89 S.Ct. 1166, 1171-72 n. 20, 22 L.Ed.2d 418 (1969), quoting Kennedy v. United States, 397 F.2d 16, 17 (6th Cir.1968). In discharging its obligations under § 711, the court's inquiries need not be so restricted that "the [j]udge [must] ......
  • U.S. v. Dayton
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • October 18, 1979
    ..."(m)atters of reality, and not mere ritual, should be controlling." 394 U.S. at 467 n.20, 89 S.Ct. at 1171, quoting Kennedy v. United States, 6 Cir., 1968, 397 F.2d 16, 17. 2 Moreover, in McCarthy the departures from Rule 11 were so clearly prejudicial that the Court had no reason to consid......
  • State v. Johnson
    • United States
    • Louisiana Supreme Court
    • January 17, 1972
    ...the meaning of the charge. In all such inquiries Matters of reality, and not mere ritual, should be controlling.' Kennedy v. United States, 397 F.2d 16, 17 (6th Cir. 1968). (Emphasis A post-McCarthy proceeding was considered in Tinch v. United States, 440 F.2d 312 (7th Cir. 1971), in which ......
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