Klein v. Mount Sinai Hosp.

Decision Date23 February 1984
Citation61 N.Y.2d 865,474 N.Y.S.2d 462,462 N.E.2d 1180
Parties, 462 N.E.2d 1180 Marsha KLEIN, Appellant, v. MOUNT SINAI HOSPITAL, Defendant, and Reuben Hoppenstein, Respondent.
CourtNew York Court of Appeals Court of Appeals

Norman Bard, Garden City, Jerome Edelman, Brooklyn, and Beth J. Goldmacher, Westbury, for appellant.

Patricia D'Alvia, James B. Reich and Andrea M. Alonso, New York City, for respondent.

OPINION OF THE COURT MEMORANDUM.

The order of the Appellate Division, 92 A.D.2d 807, 460 N.Y.S.2d 57, should be affirmed, with costs.

Defendant's attorney sent plaintiff's attorney a letter enclosing a proposed stipulation extending the time to file an answer or make a motion to dismiss. Plaintiff's attorney signed the stipulation and returned it, after modifying it by striking the provision for making a motion to dismiss and by adding a provision admitting the propriety of service and jurisdiction. Thereafter, defendant's attorney filed an answer which asserted as an affirmative defense that plaintiff had not obtained jurisdiction over the defendant. Plaintiff contends that the dismissal of her complaint on that basis was erroneous, because defendant, by relying upon the terms of the stipulation beneficial to him, should be deemed to have waived the defense of lack of personal jurisdiction, or, at the very least, should be estopped from asserting that defense.

We conclude that the purported agreement did not amount to a valid stipulation upon which plaintiff could rely to preclude defendant's assertion of the lack of jurisdiction or extend his time to answer. A stipulation concerning any matter in an action is not binding unless it is made in open court between counsel, contained in a writing subscribed by the party or his attorney, or reduced to the form of an order and entered (CPLR 2104). The claimed stipulation is not binding upon defendant, because he did not sign it as modified. Accordingly, there was no bar to inclusion of the jurisdictional defense in the answer. Although defendant's answer was untimely, plaintiff never moved for a default judgment on this basis. *

COOKE, C.J., and JASEN, JONES, WACHTLER, MEYER and KAYE, JJ., concur.

SIMONS, J., taking no part.

Order affirmed, with costs, in a memorandum.

* Even if plaintiff had obtained a default judgment, it would have been open to defendant to move for vacatur on the ground of lack of personal jurisdiction.

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12 cases
  • Sears, Roebuck and Co. v. Sears Realty Co., Inc.
    • United States
    • U.S. District Court — Northern District of New York
    • 22 Julio 1996
    ...286 N.E.2d 228 (1972), and cases cited therein (settlement agreements must comply with § 2104); Klein v. Mount Sinai Hosp., 61 N.Y.2d 865, 474 N.Y.S.2d 462, 462 N.E.2d 1180 (1984) (same); Hallock v. State of New York, 64 N.Y.2d 224, 485 N.Y.S.2d 510, 474 N.E.2d 1178 (1984) (same). Lower sta......
  • People v. Hills
    • United States
    • New York Supreme Court — Appellate Division
    • 29 Agosto 1988
    ...agreement between two or more parties to an action, or their attorneys (see, CPLR 2104; see also, Klein v. Mount Sinai Hosp., 61 N.Y.2d 865, 866, 474 N.Y.S.2d 462, 462 N.E.2d 1180 ["A stipulation concerning any matter in an action is not binding unless it is made in open court between couns......
  • Vesterhalt v. City of New York
    • United States
    • U.S. District Court — Southern District of New York
    • 26 Octubre 2009
    ...Tortorello v. Carlin, 162 A.D.2d 291, 292, 556 N.Y.S.2d 879 (N.Y.App.Div. 1st Dep't 1990) (citing Klein v. Mt. Sinai Hosp., 61 N.Y.2d 865, 866, 474 N.Y.S.2d 462, 462 N.E.2d 1180 (N.Y.1984); CPLR § 2104). Accordingly, under New York law, the purported settlement is not binding. C. Federal Co......
  • Deitsch Textiles, Inc. v. New York Property Ins. Underwriting Ass'n
    • United States
    • New York Court of Appeals Court of Appeals
    • 2 Julio 1984
    ...agreement between parties relating to any matter in an action, if made in open court, is binding. (Cf. Klein v. Mount Sinai Hosp., 61 N.Y.2d 865, 474 N.Y.S.2d 462, 462 N.E.2d 1180.) By stipulation, the parties may shape the facts to be determined at trial and thus circumscribe the relevant ......
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