Lumpkin v. State

Decision Date11 June 1975
Docket NumberNo. 49771,49771
Citation524 S.W.2d 302
PartiesRobert LUMPKIN, Appellant, v. The STATE of Texas, Appellee.
CourtTexas Court of Criminal Appeals

Joe J. Johnson, Jr., Fort Worth, for appellant.

Tim Curry, Dist. Atty., and Travis Young, Bill A. Leonard and Tim Evans Asst. Dist. Attys., Fort Worth, Jim D. Vollers, State's Atty., David S. McAngus, Asst. State's Atty., Austin, for the State.

OPINION

ODOM, Judge.

Appellant was convicted of theft of property over the value of fifty dollars and was sentenced to ten years' imprisonment.

In his first ground of error, appellant contends the evidence was insufficient to show that the truck trailer alleged to have been stolen was in fact owned by J. M. Ellis as alleged in the indictment.

Ellis testified that on the date alleged in the indictment he had custody of Overseas Container's service trailer number ADCU209231. 1 However, he admitted on cross-examination that all his knowledge and information concerning this trailer was based solely upon records of his employer, and that he had no personal knowledge regarding the truck trailer in question. 2 The records were not offered or introduced into evidence. No other evidence of the ownership of the trailer with number ADCU209231 appears in the record before us. The issue, then, is whether this testimony was sufficient to show ownership as alleged in the indictment.

If a witness is qualified under Article 3737e, Sec. 2, Vernon's Ann.Civ.St., and testifies to facts satisfying the requirements of Article 3737e, Sec. 1, supra, the record, so far as relevant, may be admitted into evidence. Prine v. State, Tex.Cr.App., 509 S.W.2d 617; Lawless v. State, Tex.Cr.App., 495 S.W.2d 241. Alternative to introducing the document itself into evidence, the record may be read into evidence. Williams v. State, Tex.Cr.App., 508 S.W.2d 83. Once a record has been introduced, physically or by reading, its contents may be explained by a witness properly qualified to do so. Norris v. State, Tex.Cr.App., 507 S.W.2d 796 (dictum). The procedures set out in the cases here cited were not followed in the case before us.

In Trujillo v. State, 166 Tex.Cr.R. 405, 313 S.W.2d 871, this Court stated:

'Article 3737e V.C.S., by its terms, authorizes proof by the testimony of the entrant, custodian or other qualified witness, 'even though he may not have personal knowledge as to the various items or contents of such memorandum or record,' and that 'such lack of personal knowledge may be shown to affect the weight and credibility of the memorandum or record but shall not affect its admissibility."

The Court was speaking of the requirements for admissibility of a record stated in Art. 3737e, Sec. 1, supra, and the method of proving the existence of those Requirements and not of proving the contents of the records themselves. Art. 3737e, Sec. 2, supra. In Trujillo, and again in Thomas v. State, Tex.Cr.App., 498 S.W.2d 832, which relied upon Trujillo, the records themselves were introduced. Neither of those cases, nor Alvarez v. State, Tex.Cr.App., 508 S.W.2d 100, which discussed both, 3 stands for the proposition that Article 3737e, Sec. 2, authorizes proof of the Information in records by the testimony of a custodian who lacks personal knowledge of those facts to which he offers testimony. Testimony by a witness to facts of which he has no knowledge is hearsay; and the mere existence of writings, somewhere, whether business records or not, does not change the hearsay character of that testimony.

Memory may be refreshed by business records as well as by other means. 4 In such event, however, with a refreshed recollection the witness is testifying to facts of which he has personal knowledge. The rule permitting business records to be used in this manner (Ginn v. State, Tex.Cr.App., 439 S.W.2d 840; Moreno v. State, 170 Tex.Cr.R. 410, 341 S.W.2d 455) does not authorize a witness who does not have personal knowledge of the information in the records to testify to that information as though he had knowledge of it, and it does not remove any such attempt from the realm of hearsay.

If, instead of testifying as though the facts learned from studying records were known personally, a witness testifies that he has examined certain documents and those documents state certain matters as fact, the testimony of the witness is not itself hearsay. It is, however, subject to the best evidence rule objection inasmuch as the testimony purports to establish that the writings are thus and so as testified. Cozby v. State, Tex.Cr.App., 506 S.W.2d 589, does not hold to the contrary. It was there stated that the best evidence rule is satisfied when the writing is produced, and that it need not be introduced. However, even if the rule is satisfied, a hearsay problem may exist despite the fact that the statements from the witness stand are not hearsay. If the statements are offered for the truth of the matter contained in the writings, then it must appear that the writings, themselves, are not hearsay. If they are hearsay, then the testimony would only establish that the witness knows certain writings to exist; it would not evidence the truth of the content of those writings. As to such content, the testimony would be hearsay.

The evidence of ownership in the record before us consists entirely of assertions of personal knowledge, and admissions that all knowledge of those matters was gained by studying records. The records were not admitted as in Prine and Lawless, supra. They were not read into evidence as in Williams, supra. They were not used to refresh personal knowledge as in Ginn and Moreno, supra. Nor were they produced and testimony given as to their contents as outlined in Cozby and Alvarez, supra. The testimony offered amounted to nothing more than hearsay. 5

Hearsay is without probative value, even if admitted without objection. Mendoza v. State, Tex.Cr.App., 522 S.W.2d 898 (1975); Reynolds v. State, Tex.Cr.App., 489 S.W.2d 866. It constitutes no evidence, and will not be considered in determining the sufficiency of the evidence. Payne v. State, Tex.Cr.App., 480 S.W.2d 732; Cherb v. State, Tex.Cr.App., 472 S.W.2d 273; Rogers v. State, Tex.Cr.App., 368 S.W.2d 772; O'Beirne v. State, Tex.Cr.App., 365 S.W.2d 787. Eliminating the hearsay evidence of ownership from consideration, there is No evidence in the record of ownership.

Because there is no evidence of ownership, the judgment is reversed and the cause remanded.

MORRISON, Judge (dissenting).

The majority is holding that henceforward in all motor vehicle theft ...

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26 cases
  • Frazier v. State
    • United States
    • Texas Court of Criminal Appeals
    • November 7, 1979
    ...to Article 3737e, V.A.C.S., they were not offered in evidence, nor did Valashek read them into evidence. Compare Lumpkin v. State, 524 S.W.2d 302 (Tex.Cr.App.1975). Appellant did not object to the admission of Valashek's testimony at the hearing. Hearsay is without probative value, however,......
  • Hollines v. Estelle
    • United States
    • U.S. District Court — Western District of Texas
    • March 8, 1983
    ...locked squad car's keys had not been checked out during its normal idle period between shifts. On the authority of Lumpkin v. State, 524 S.W.2d 302 at 305 (Tex.Cr.App.1975), the leading case at the time of Petitioner's trial, the supervisor's testimony as to the contents of the destroyed lo......
  • Hooper v. State
    • United States
    • Texas Court of Criminal Appeals
    • September 17, 1975
    ...arrest, and the only evidence refuting it is the hearsay testimony of Waggoner, which has no probative value at all. Lumpkin v. State, 524 S.W.2d 302 (Tex.Cr.App.1975). The conclusion is inescapable that appellant was arrested for the sole purpose of obtaining evidence to corroborate Waggon......
  • State v. Allien
    • United States
    • Louisiana Supreme Court
    • December 15, 1978
    ...value even if admitted without objection; Germany v. State, 235 Ga. 836, 221 S.E.2d 817 (1976), and cases cited therein; Lumpkin v. State, 524 S.W.2d 302 (Tex.Crim.1975). For a result similar to our own here, See also U. S. v. Biener, 52 F.Supp. 54 (E.D.Pa.1943) in which the defense motion ......
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