Mack v. Smith

Decision Date07 April 1986
Docket NumberNo. 71622,71622
Citation344 S.E.2d 474,178 Ga.App. 652
Parties, Blue Sky L. Rep. P 72,423 MACK v. SMITH et al.
CourtGeorgia Court of Appeals

Ronald M. Mack, Columbus, pro se.

Marcus B. Calhoun, Jr., Columbus, for appellees.

POPE, Judge.

Plaintiff/appellant Ronald M. Mack brought this action for damages against defendants/appellees Earl L. Smith and S & T Cordage Company. The basis of plaintiff's suit was the alleged violation of unspecified state and federal securities laws and fraud. Pursuant to OCGA § 9-11-12(b)(6) defendants timely filed a pre-answer motion to dismiss. At the first scheduled hearing on the motion, plaintiff objected to proceeding on the ground that counsel for defendants had not filed an entry of appearance pursuant to Uniform Superior Court (USC) Rule 4.2. Plaintiff argued that defendants' motion was not a "pleading" which would suffice under the rule as an alternative to filing an entry of appearance form. The trial court directed counsel for defendants to file an entry of appearance form instanter and adjourned the hearing until the next day. On that day the trial court entertained defendants' motion to dismiss over plaintiff's objection that same was premature, having been filed prior to the entry of appearance, and subsequently ordered it be granted. Plaintiff brings this appeal pro se from the entry of that order.

1. We find as a matter of law, common practice, and common sense that defendants' pre-answer motion in this case is a "pleading" within the contemplation of USC Rule 4.2. This "pleading" contained all the information required by the rule to constitute an entry of appearance. See generally OCGA § 9-11-7(b)(2). We thus find plaintiff's first two enumerations of error asserting non-compliance with the rule to be entirely devoid of merit.

2. The record affirmatively discloses that defendants' motion was in full compliance with statutory notice and time requirements. See OCGA §§ 9-11-6(d) and 9-11-12(b) and (d). Also, plaintiff has shown no prejudice in the trial court's entering its order before the expiration of the 30-day period allowed by USC Rule 6.2 for the filing of his brief in response to the motion. See Cel-Ko Bldrs., etc., v. BX Corp., 136 Ga.App. 777(1), 222 S.E.2d 94 (1975). In any event, the record indicates that both parties appeared before the court and argued the motion without objection as to time. No complaint may now be made as to the timeliness of the hearing. See Connell v. Connell, 119 Ga.App. 485(4), 167 S.E.2d 686 (1969).

3. We find plaintiff's argument that the trial court committed error by holding an oral hearing without a written request therefore pursuant to USC Rule 6.3 to be entirely specious. The notice of the motion to plaintiff indicated that it would be brought "for hearing" before the judge. In any event, as in the preceding division of this opinion, in the absence of an objection on this ground in the court below, this argument provides no basis for reversal on appeal.

4. As to the merits of plaintiff's complaint, we adopt the holding of the trial court which found that "assuming for purposes of the Motion that all allegations of such Complaint as amended were true; and it appearing from the Complaint as amended that Plaintiff made no purchase of the securities or investment contracts offered to him by Defendants, and that he therefore lacks standing to sue under OCGA § 10-5-14(a) and it further appearing from the Complaint as amended that Plaintiff has [pled] no special damages and that said Complaint as amended discloses no invasion of Plaintiff's person or property by the Defendants which is legally sufficient to sustain an award of general or nominal damages, and that Plaintiff has therefore failed to state a claim for common law fraud upon which relief can be granted." As to plaintiff's fraud claim, see generally Foster v. Sikes, 202 Ga. 122, 42 S.E.2d...

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7 cases
  • Ledford v. Peeples
    • United States
    • U.S. Court of Appeals — Eleventh Circuit
    • 6 d4 Maio d4 2010
    ...holding that only a buyer or seller of a security has standing to sue under Georgia's version of Rule 10b-5. See Mack v. Smith, 178 Ga.App. 652, 344 S.E.2d 474, 475 (1986); cf. Bell v. Sasser, 238 Ga.App. 843, 520 S.E.2d 287, 292 (1999). Co-plaintiffs' Count Two claims fail under Fed.R.Civ.......
  • Bell v. Sasser
    • United States
    • Georgia Court of Appeals
    • 7 d3 Julho d3 1999
    ...the Sundance stock. Only a person who actually purchases unregistered securities may sue under OCGA § 10-5-14(a). Mack v. Smith, 178 Ga.App. 652, 653(4), 344 S.E.2d 474 (1986) (offeree who did not purchase securities lacked standing). A refers to the one to whom the sale or disposition is m......
  • Holmes v. Grubman
    • United States
    • Georgia Supreme Court
    • 15 d1 Março d1 2010
    ...(Emphasis supplied.) Argentum Intl. v. Woods, 280 Ga.App. 440, 445(2)(b), 634 S.E.2d 195 (2006). Compare Mack v. Smith, 178 Ga.App. 652, 653(4), 344 S.E.2d 474 (1986) (where plaintiff's lack of purchase of the securities or investments contracts offered to him by defendants deprived him of ......
  • In re Worldcom, Inc. Securities Litigation, 02 Civ.3288 DLC.
    • United States
    • U.S. District Court — Southern District of New York
    • 17 d5 Setembro d5 2004
    ...must have been a purchaser of stock to bring suit. Bell v. Sasser, 238 Ga.App. 843, 520 S.E.2d 287, 293 (1999); Mack v. Smith, 178 Ga.App. 652, 344 S.E.2d 474, 475 (1986). Mack also recognized that Blue Chip Stamps deprives a plaintiff who did not purchase securities of standing to bring a ......
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