Manley v. Sherer

• Decision Date: 08 August 2013
• Docket Number: No. 59S01–1205–PL–249.,59S01–1205–PL–249.
• Citation: 992 N.E.2d 670
• Parties: Mary Alice MANLEY, and Gary Manley, Appellants (Plaintiffs), v. Ryan J. SHERER, M.D., and Sherer Family Medicine, P.C., Appellees (Defendants).
• Court: Indiana Supreme Court

992 N.E.2d 670

Mary Alice MANLEY, and Gary Manley, Appellants (Plaintiffs),

v.Ryan J. SHERER, M.D., and Sherer Family Medicine, P.C., Appellees (Defendants).

No. 59S01–1205–PL–249.

Supreme Court of Indiana.

Aug. 8, 2013.

W. Brent Gill, Ken Nunn Law Office, Bloomington, IN, James O. McDonald, Terre Haute, IN, Attorneys for Appellants.

Edward J. Liptak, Jeremy M. Dilts, Carson Boxberger LLP, Bloomington, IN, Attorneys for Appellees.

On Transfer from the Indiana Court of Appeals, No. 59A01–1104–PL–190

DICKSON, Chief Justice.

In this medical malpractice action the plaintiffs, Mary Alice Manley and Gary Manley, appeal from a grant of summary judgment in favor of the defendants, Dr. Ryan Sherer and Sherer Family Medicine, P.C. We reverse.

On November 27, 2006, Mary Manley was involved in a head-on automobile collision with Kimberly Zehr. At the scene of the accident, Ms. Manley overheard Ms. Zehr say that “she should not be driving because of her medical condition.” Appellants' App'x. at 24. At an unspecified later date, Ms. Manley learned of an undated letter from Ms. Zehr's physician, Dr. Sherer, to the Orange County Prosecuting Attorney reporting that Ms. Zehr had several medical conditions that, combined with medications she had been prescribed by Dr. Sherer, may have contributed to the automobile accident. Id. at 125.

The plaintiffs sued Ms. Zehr alleging that, as a result of the collision, Ms. Manley suffered permanent, debilitating injuries that required extensive hospitalization and Mr. Manley suffered a loss of spousal consortium. That case settled for an undisclosed sum.¹ On November 25, 2008, the plaintiffs filed a proposed complaint with the Indiana Department of Insurance against Dr. Sherer and his medical group alleging medical negligence in failing to warn Ms. Zehr not to drive while she was taking her medication. On July 30, 2010, the defendants filed a motion for preliminary determination of law and for summary judgment contending that the plaintiffs failed to timely file their complaint. The trial court granted summary judgment in favor of the defendants, the plaintiffs appealed, and the Court of Appeals reversed. Manley v. Sherer, 960 N.E.2d 815, 818 (Ind.Ct.App.2011). We granted transfer, thereby vacating the opinion of the Court of Appeals. Ind. Appellate Rule 58(A).

When a trial court's ruling granting or denying summary judgment is challenged on appeal, the procedure and standard under Indiana law is clear. Our standard of review is the same as it is for the trial court. Kroger Co. v. Plonski, 930 N.E.2d 1, 4 (Ind.2010). The moving party “bears the initial burden of making a prima facie showing that there are no genuine issues of material fact and that it is entitled to judgment as a matter of law.” Gill v. Evansville Sheet Metal Works, Inc., 970 N.E.2d 633, 637 (Ind.2012). Summary judgment is improper if the moving party fails to carry its burden, but if it succeeds, then the non-moving party must come forward with evidence establishing the existence of a genuine issue of material fact. Id. We construe all factual inferences in favor of the non-moving party and resolve all doubts as to the existence of a material issue against the moving party. Plonski, 930 N.E.2d at 5. An appellate court reviewing a challenged trial court summary judgment ruling is limited to the designated evidence before the trial court, seeInd. Trial Rule 56(H), but is constrained to neither the claims and arguments presented at trial nor the rationale of the trial court ruling, see Woodruff v. Ind. Family & Soc. Servs. Admin., 964 N.E.2d 784, 790 (Ind.2012) (“We will reverse if the law has been incorrectly applied to the facts. Otherwise, we will affirm a grant of summary judgment upon any theory supported by evidence in the record.”); Wagner v. Yates, 912 N.E.2d 805, 811 (Ind.2009) (“[W]e are not limited to reviewing the trial court's reasons for granting or denying summary judgment but rather we may affirm a grant of summary judgment upon any theory supported by the evidence.”).

In the present case, the defendants' motion for summary judgment primarily asserts that the plaintiffs' action was not timely commenced in accordance with the Indiana Medical Malpractice Act, which requires claims to be filed within two years of the allegedly negligent act, omission, or neglect. Ind.Code § 34–18–7–1(b). The defendants claim that the last possible alleged act of malpractice occurred on November 21, 2006, when Ms. Zehr last visited Dr. Sherer, and that because the plaintiffs' proposed complaint was not filed until November 25, 2008, more than two years later, it was untimely. In the defendants' additional trial court brief in support of their motion for summary judgment, they further argue that the medical malpractice statute of limitation bars this action because the plaintiffs filed their proposed complaint with the Department of Insurance but at no time did they ever file their complaint in court.² In addition to asserting their statute of limitation defenses, the defendants also seek summary judgment on the alternative claim that undisputed facts establish that the alleged failure of Dr. Sherer to warn Ms. Zehr against driving could not have been the proximate cause of the ensuing collision. Opposing the defendants' motion for summary judgment, the plaintiffs argue that the Medical Malpractice Act does not apply to their claim because Ms. Manley was not a patient of Dr. Sherer, and thus the plaintiffs' claim is not one for medical malpractice subject to the special occurrence-based statute of limitation. As to the defendants' claim regarding proximate causation, the plaintiffs contend that the foreseeability component of proximate cause is a question of fact in this case.

We preliminarily reject the plaintiffs' claim that their action against Dr. Sherer and his medical group is not governed by the Indiana Medical Malpractice Act. The plaintiffs have treated it otherwise by filing their proposed complaint with the Department of Insurance as required by the Act. They may not now contend that the Medical Malpractice Act and its time limitation do not apply to their claim.

With respect to the statute of limitation issue, we find that the defendants are not entitled to summary judgment. When a defendant in a medical malpractice action asserts the statute of limitation as an affirmative defense, the defendant bears the burden of establishing that the action was commenced outside that statutory period. Boggs v. Tri–State Radiology, Inc., 730 N.E.2d 692, 695 (Ind.2000). Here, the defendants have established that the plaintiffs did not file the action until November 25, 2008, four days after the two-year medical malpractice statute of limitation had run. But this is not the end of the inquiry. Once the defendant has established that the action was filed outside the statute of limitation, the burden shifts to the plaintiff to establish “an issue of fact material to a theory that avoids the defense.” Id. Here, the designated evidence establishes such a rebuttal to the defense, namely, that there are genuine issues of fact as to the trigger date of the plaintiffs' malpractice claim and thus whether or not it was “reasonably possible for [them] to present the claim in the time remaining after discovery and before the end of the statutory period.” Booth v. Wiley, 839 N.E.2d 1168, 1172 (Ind.2005).

In order for the date to be triggered, our case law requires that a plaintiff be aware of “facts that, in the exercise of reasonable diligence, should lead to the discovery of the malpractice and the resulting injury.” Id. at 1171 (quoting Van Dusen v. Stotts, 712 N.E.2d 491, 497 (Ind.1999)); see also Herron v. Anigbo, 897 N.E.2d 444, 448–51 (Ind.2008) (discussing the triggering of an occurrence-based limitation period). The defendants argue on appeal that the running of the statutory limitation period was triggered when Ms. Manley overheard Ms. Zehr's statement at the scene of the accident “that she should not be driving because of her medical condition.” Appellants' App'x at 24. This vague statement overheard by Ms. Manley at the scene of the accident could suggest a bevy of possibilities wholly unrelated to and not reasonably suggestive of a doctor's failure to warn about side effects of prescribed medication. While there is no evidence to so suggest, even if Ms. Manley had suspected that malpractice was a potential issue at the time the statement was made by Ms. Zehr, we have found in the past that mere suspicion is not enough. Van Dusen, 712 N.E.2d at 499 (“In general ... a plaintiff's lay suspicion that there may have been malpractice is not sufficient to trigger the two-year period. At the same time, a plaintiff need not know with certainty that malpractice caused his injury,to trigger the running of the statutory time...