Manning v. Merit Systems Protection Bd.

• Decision Date: 10 September 1984
• Docket Number: No. 84-646,84-646
• Parties: Donald R. MANNING, Petitioner, v. MERIT SYSTEMS PROTECTION BOARD, * Respondent.
• Court: U.S. Court of Appeals — Federal Circuit

Page 1424

742 F.2d 1424

Donald R. MANNING, Petitioner, v. MERIT SYSTEMS PROTECTION BOARD, ^* Respondent.

No. 84-646.

United States Court of Appeals, Federal Circuit.

Sept. 10, 1984.

Larry L. Hines, Oxnard, Cal., for petitioner.

Richard K. Willard, Acting Asst. Atty. Gen., David M. Cohen, Director, Sandra P. Spooner, and Richard W. Oehler, Washington, D.C., for respondent.

Martha Klein, Washington, D.C., Department of the Navy, of counsel.

Before DAVIS, BALDWIN, and MILLER, Circuit Judges.

BALDWIN, Circuit Judge.

This appeal is from the decision of the Merit Systems Protection Board (MSPB) dismissing petitioner's appeal of his job reassignment for lack of jurisdiction. We affirm.

Background

Effective January 10, 1982, Donald R. Manning, an employee of the Department of the Navy, was reassigned from his position as Recreation Business Manager (GS 12, step 6) to the position of Program Analyst (GS 12, step 6). The reason given for the reassignment was Manning's unsatisfactory performance in his management position.

Manning filed an appeal with the MSPB on October 25, 1982, claiming that the reassignment was an "adverse action." ¹ Manning also asserted that he was forced to remain on leave and thus suffered a suspension, and that he received unsatisfactory performance ratings in retaliation for filing grievances complaining of harassment from his superiors.

In a November 19, 1982 letter to the MSPB, Manning's attorney characterized the reassignment issue as whether Manning suffered an adverse action "in the guise of a concerted course of action designed and motivated to force him to retire or resign." By order of December 3, 1982, the MSPB required Manning to file evidence and a response within fifteen days directed to, inter alia, the issue of jurisdiction. In a December 14, 1982 letter, Manning's attorney said that Manning had been involuntarily transferred because he had refused to retire. On January 6, 1983, the presiding official for the MSPB set a hearing date of January 21. The agency, in a January 7 response, argued that the MSPB was without jurisdiction because the actions complained of were not appealable adverse actions. Along with the response, the agency submitted documents including a copy of an application for leave signed by In a decision dated February 22, 1983, the presiding official held that: the MSPB did not have jurisdiction over the reassignment action, the record did not show that Manning was forced to remain on annual leave, and allegations of prohibited personnel practices do not, standing alone, confer jurisdiction on the MSPB. The presiding official also noted that a petitioner has a right to a hearing only in those actions over which the MSPB has jurisdiction. Manning petitioned for review of the initial decision. The petition was denied, and the initial decision became final. Manning then filed a petition for judicial review of the MSPB decision.

Manning and a "grievance request" which show that Manning requested the annual leave. On January 14, the official cancelled the hearing, said that the jurisdictional issue could be decided without a hearing, and established a January 28 cutoff date for submitting evidence and argument. Manning submitted additional argument on the jurisdictional issue.

Issues

1. Does the MSPB have jurisdiction to review a reassignment which did not involve a reduction in grade or pay?

2. Does a petitioner have the right to a hearing before the MSPB on the threshold question of jurisdiction?

OPINION

The MSPB has only that jurisdiction conferred on it by Congress. Thomas v. United States, 709 F.2d 48, 49 (Fed.Cir.1983). According to statute, "[a]n employee ... may submit an appeal to the Merit Systems Protection Board from any action which is appealable to the Board under any law, rule, or regulation." 5 U.S.C. Sec. 7701(a) (1982). Section 7513 of title 5 provides that an employee may appeal to the MSPB under section 7701 from certain adverse actions taken by the agency such as removal and reduction in grade or pay. 5 U.S.C. Sec. 7513(d). ² The MSPB's jurisdiction is further defined in 5 C.F.R. Sec. 1201.3(a) (1983). ³ Thomas v. United States, 709 F.2d at 49.

Manning contends that the MSPB has jurisdiction to review the agency's reassignment action even though the reassignment did not involve a reduction in pay or grade or otherwise come within the categories listed in 5 C.F.R. Sec. 1201.3(a). ⁴ Manning presents several arguments.

I.

First, Manning argues that the MSPB has jurisdiction to set aside the reassignment because the reassignment was a camouflaged adverse action designed to force him to retire. Manning cites 5 U.S.C. Sec. 7703(c) and 5 C.F.R. Sec. 1201.115 in his jurisdictional argument, contending that these provisions should be construed to provide jurisdiction over the reassignment. His citation is misplaced. Section 7703(c) does not define MSPB jurisdiction at all but rather states this court's standard of review for MSPB decisions. Concerning the regulation, section 1201.115, we need only note that it describes the bases for which the MSPB may review the initial decision of its presiding official. Neither provision defines MSPB subject matter jurisdiction over agency actions.

Manning also cites Fucik v. United States, 655 F.2d 1089, 228 Ct.Cl. 379 (1981). In Fucik, the Court of Claims stated that a reassignment grounded on an improper motive is not an adverse action but is nevertheless unlawful, and that an improper motive is relevant in determining whether an agency's action is arbitrary, capricious, or an abuse of discretion. Based on these statements from Fucik, as well as on 5 U.S.C. Secs. 7701 and 7703, Manning seems to argue that arbitrary agency actions are reviewable by this Court even if the MSPB lacks expressed statutory jurisdiction. We reject this argument. We need not repeat our earlier discussion of sections 7701 and 7703. Let it suffice to say that for cases brought under section 7701, the scope of the subject matter jurisdiction of this court is no broader than the scope of the jurisdiction of the MSPB. See Rosano v. Department of the Navy, 699 F.2d 1315, 1318 (Fed.Cir.1983). If the MSPB does not have jurisdiction, then neither do we, except to the extent that we always have the inherent power to determine our own jurisdiction, C.R. Bard, Inc. v. Schwartz, 716 F.2d 874, 877 (Fed.Cir.1983).

Fucik does not compel a different conclusion. In Fucik, the employee alleged that he had suffered two adverse actions: removal for failing to report to work at his reassigned position, and reduction in rank ⁵ as a result of the reassignment. Improper agency motive for the reassignment was raised as a defense to the removal action. Since the adverse action allegations were a clear basis for jurisdiction, the question of whether improper agency motive supplied an independent basis for jurisdiction was not in issue. Therefore, Fucik is inapposite.

Manning, bearing the burden of proof on the issue of jurisdiction, 5 C.F.R. Sec. 1201.56(a)(2), has failed to point to any statute or regulation granting the MSPB jurisdiction over allegations of an improperly motivated reassignment. As we concluded in Thomas v. United States, 709 F.2d 48 (Fed.Cir.1983), allegations of a reassignment without change in grade or pay do not provide a basis for MSPB jurisdiction.

II.

Manning also urges that the MSPB's refusal to grant him a hearing on whether the Navy had forced him to remain on annual leave prevented him from introducing evidence on the issue, and was arbitrary and capricious. This issue is relevant because if Manning could show a suspension for more than 14 days, then the MSPB would have jurisdiction with respect to that action. See 5 C.F.R. Sec. 1201.3(a)(3).

There is no statutory authority requiring the MSPB to hold a hearing on the threshold issue of jurisdiction. See Rose v. Department of Health & Human Services, 721 F.2d 355, 357 (Fed.Cir.1983). Section 7701(a) ⁶ does provide a right to a hearing on the merits, see Crispin v. Department of Commerce, 732 F.2d 919 (Fed.Cir.1984), but only after jurisdiction has been properly invoked. Rose, 721 F.2d at 357. Nevertheless, cases may arise where the MSPB should hold an evidentiary hearing on jurisdiction. For example, it would be appropriate for the MSPB to honor a request for hearing where a petitioner's allegations raise non-frivolous issues of fact relating to jurisdiction which cannot be resolved simply on submissions of documentary evidence.

This is not such a case. On December 3, 1982, the MSPB ordered Manning to file a response in support of jurisdiction. The board specifically stated that a hearing would be conducted on the issue of involuntariness if 1) Manning requested a hearing, and 2) his allegations raised non-frivolous issues of fact. ⁷ On January 7, the agency submitted documentary evidence showing that Manning had requested the leave to avoid losing 386 hours of accumulated "use or lose leave" time, that the agency had approved the request, and that Manning was forced to remain on leave, at most, for two days. ⁸ In a January 14, 1983 Order, the MSPB informed the parties that it would decide the jurisdictional issue without a hearing. The MSPB told Manning he could respond to the agency's submission by January 28, and that "the record in this case will close on January 28, 1983 and no further evidence or argument will be accepted from either party after that date." Manning submitted no additional evidence. Nor did Manning record any objection to the presiding official's decision to cancel the hearing and determine the jurisdictional issue based on the written submissions of the parties.

We conclude that the MSPB presiding official did not err in determining jurisdiction based on the parties' written submissions. We also agree that the unrebutted documentary evidence submitted by the agency conclusively shows that Manning's leave was not a "suspension for more...