Mansfield v. State

Citation227 So.3d 704
Decision Date15 September 2017
Docket NumberCase No. 2D15-4325.
Parties Henry MANSFIELD, Appellant, v. STATE of Florida, Appellee.
CourtFlorida District Court of Appeals

Howard L. Dimmig, II, Public Defender, and Matthew J. Salvia, Assistant Public Defender, Bartow, for Appellant.

Pamela Jo Bondi, Attorney General, Tallahassee, and Donna S. Koch, Assistant Attorney General, Tampa, for Appellee.

SILBERMAN, Judge.

Henry Mansfield seeks review of the order revoking his drug offender probation based on a new law violation of sale of a controlled substance. We reverse based on the trial court's failure to conduct an adequate preliminary Nelson 1 inquiry and a competency hearing. While a reversal on these issues renders Mansfield's vindictive sentence issue moot, the trial court's treatment of Mansfield based on their prior acquaintance is troubling. We therefore direct that the proceedings on remand be conducted by a different judge.

1. Preliminary Nelson Inquiry

While he was incarcerated pending the revocation hearing, Mansfield filed a pro se "Request/Grievance/Appeal Form" in which he stated:

Judge James S. Parker Let you know on the 7–8–15 Frank Ribel don't work on my case he is frie [sic]. No show Ribel for 9 months I saw Ribel about 4 time pluse [sic] I have not gone to court on my V.O.P I like to know what gonsing [sic] on about it thank you.

Defense counsel construed this as a request to discharge counsel and filed a "Notice of Nelson Faretta 2 Hearing" to have the request considered. At the hearing, it immediately became clear that the court was a long-time acquaintance of Mansfield. The court began the proceedings by asking, "And, Henry, what's this about you want to represent yourself?" Mansfield replied, "Well, my Nelson, I've been able to take—" before he was interrupted by the court.

The proceedings took a strange turn, and the following exchange occurred:

THE COURT: Now I've known you all your life.
THE DEFENDANT: Yeah. I know it. I made—
THE COURT: You never did graduate from DeSoto High School, did you? Did you finally graduate?
THE DEFENDANT: Nope.
THE COURT: That's what I thought.
THE DEFENDANT: I walked down the, you know, walk.
THE COURT: And I remember when you was charged with cattle rustling—
THE DEFENDANT: Now that been a long time ago.
THE COURT: —of Bill DeShawn's (phonetic) cattle out on—or cow out on Highway 70, right?
THE DEFENDANT: Yeah. But you see defense—
THE COURT: Well, I just remember all those things, Henry.
THE DEFENDANT: If you find that—if you find that too, the caboot (phonetic) didn't match my gun, if you remember right.
THE COURT: You got what?
THE DEFENDANT: When they took the ballistic test, it was not my gun.
THE COURT: Oh, okay.
THE DEFENDANT: But I got (indiscernible) at any rate.
THE COURT: All right. All right.
THE DEFENDANT: You know, (indiscernible).
THE COURT: So anyhow, why do you want to represent yourself?

Mansfield replied, "Well, really I don't. I need somebody to help me. I need to get out. I need to start working." The court started to address Mansfield's dissatisfaction with counsel stating, "Okay. Mr. Ribel has had you examined [for competency] and tried to every other way—" But then the court abruptly decided to offer Mansfield a plea.

The court offered Mansfield 38.7 months which was the lowest permissible sentence under the guidelines. Mansfield said he needed to get out of jail so he could buy a truck. The court said Mansfield was not getting out of jail. The court told Mansfield that he was subject to a maximum of forty-five years in prison and asked if Mansfield wanted to accept the plea offer.

Mansfield briefly disputed the strength of the evidence against him and then returned to his complaints about trial counsel. Mansfield said, "He said I'll get (indiscernible). I ain't telling him nothing. He—you know, he ain't doing nothing. I want to get my ASFA (phonetic), go get me a good lawyer, on the street, (indiscernible)." The following exchange then occurred:

THE COURT: Well, you got the money to hire a good lawyer?
THE DEFENDANT: Well, my people do or I can (indiscernible).
THE COURT: Okay. When are you going to do that?
THE DEFENDANT: Well, they're not going to get him until I talk to my people. Yes, I can come up and get me a damn good lawyer. But I can't not sending [sic] my tail in jail for no reason (phonetic).
THE COURT: Well, you really don't want to represent yourself now, do you?
THE DEFENDANT: I can't represent myself. I ain't—I ain't—
THE COURT: Okay.
THE DEFENDANT: —got that much knowledge.
THE COURT: Well, until you hire an attorney then, Mr. Ribel is your only choice. And he'll do everything in the world for you legally, but some of the things you think is legal, that's not legal.
THE DEFENDANT: Uh-huh.
THE COURT: We could have a hearing and go from there. So that would be—the next hearing date is when?

Defense counsel responded by saying, "Judge, we've been through quite a few things here with Henry." Counsel said he had Mansfield's competency evaluated "because to me he seemed to be in denial of some of the things that were obvious on the video" of the controlled buy that formed the basis for the new law violation. Counsel said he had also hired an expert to determine whether the video had been altered. It had not. Counsel said that he and Mansfield "had been fortunate enough" to get an offer from the State of twenty-four months in prison followed by two years of drug offender probation. Based on the circumstances, counsel recommended that Mansfield accept the State's offer and noted that Mansfield had already served eleven months.

Mansfield said he had served ten months and would accept a sentence of time served followed by two years of probation. Defense counsel told the court, "Well, anyway, that's where we are, and that's how we got here. And when Henry sent us the letter saying he wanted to get new counsel, that's when we asked the Court—" The court responded:

Well, he is free to get new counsel if he wants to hire them, but it looks like to me you done a lot of work in this case. You got Henry a good offer, and Henry traditionally has always been in kind of denial about the facts of the case, of any case, he has been involved in. And I think this is Henry's self-defense, I guess: you can't convict nobody on mouth-to-mouth evidence.

Counsel told the court that they would lose the case if they went to a revocation hearing and suggested that Mansfield did not appreciate that.

Mansfield was getting agitated and responded, "Maybe I can go in front of another judge, ask for another judge, everything." Mansfield said that the court's action of signing his arrest warrant showed that the court believed he was guilty. The court denied this. Mansfield became more agitated, and the following exchange occurred:

THE DEFENDANT: Okay. I know you all don't like me, especially that thing over the (indiscernible) DA.
THE COURT: Nobody cares—no—
THE DEFENDANT: I know who he is. He—you know, when he (indiscernible). He got a trial. At the trial, he'll tell you—
THE COURT: Nobody has—nobody has anything against you, Henry. Nobody has anything—
THE DEFENDANT: You know, he (indiscernible). And he ain't that smart. But you know what? Some day God is going to say, hey, come to me. You going to have a heart attack. What he going to do? When God call you home saying—God ain't calling you home. God will send you to hell.
THE COURT: Okay. Sounds good to me. So anyhow—

The court reiterated the State's offer. Mansfield reiterated that he would accept a sentence of time served followed by two years of probation. The court said it would not impose probation because Mansfield had already violated. Mansfield told the court, "I'm tore, James. I've been knowing you for years and years and years. I've been knowing you for a long time, too many years. I've been knowing you...." The court understood that Mansfield was refusing the State's plea offer and said to counsel, "I'm sorry. I mean, if he is in denial, he is in denial. We'll just take it from there."

The next month Mansfield proceeded to the revocation hearing represented by Mr. Ribel. At that hearing, the court found that Mansfield had violated his probation and sentenced him to eight years in prison.

In Nelson v. State, 274 So.2d 256 (Fla. 4th DCA 1973), the court set forth a procedure for handling a request to discharge court-appointed counsel. Maxwell v. State, 892 So.2d 1100, 1102 (Fla. 2d DCA 2004).

The first step in the procedure is the preliminary Nelson inquiry in which the court ascertains whether the defendant unequivocally requests court-appointed counsel's discharge and the court asks the reason for the request. The answer to the preliminary inquiry determines the next steps. If a reason for the request is court-appointed counsel's incompetence, then the court must further inquire of the defendant and his counsel to determine if there is reasonable cause to believe that court-appointed counsel is not rendering effective assistance and, if so, appoint substitute counsel. If the reasons for the request do not indicate ineffective assistance of counsel, then no further inquiry is required.

Id. (citations omitted). If there is no need for further inquiry or after such inquiry the court determines there is not reasonable cause to determine that counsel is ineffective, then the court must inform the defendant he or she is not entitled to substitute court-appointed counsel and will have to exercise his or her right to self-representation. Id. Before the court may allow a defendant to represent himself or herself, it must conduct a Faretta inquiry to determine that the defendant's waiver of the right to court-appointed counsel is knowing and intelligent. Id.

The preliminary Nelson inquiry is a critical step in the procedure for handling a request to discharge counsel. Maxwell, 892 So.2d at 1102. "Depending on the answer to the preliminary Nelson inquiry, a complex, multi-faceted combined Nelson and Faretta hearing could ensue, or the...

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2 cases
  • Daniels v. State
    • United States
    • Florida District Court of Appeals
    • 13 Julio 2018
    ...court-appointed counsel for incompetence without giving the defendant a chance to be heard on the issue. Id. Mansfield v. State, 227 So.3d 704, 708 (Fla. 2d DCA 2017) (emphasis added). While "a Nelson hearing [may be] unwarranted where a defendant presents general complaints about defense c......
  • Yzaguirre v. State
    • United States
    • Florida District Court of Appeals
    • 15 Abril 2020
    ...motion because the allegations in his amended motion were sufficient to warrant further inquiry under Nelson. See Mansfield v. State, 227 So. 3d 704, 708 (Fla. 2d DCA 2017) (acknowledging that where defendant makes unequivocal request to discharge his counsel and where the reason is court a......

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