Mazzucola v. Pennsylvania Railroad Company, 13156.

Decision Date20 July 1960
Docket NumberNo. 13156.,13156.
PartiesPatrick MAZZUCOLA, Appellant, v. PENNSYLVANIA RAILROAD COMPANY.
CourtU.S. Court of Appeals — Third Circuit

Arnold M. Stein, Jersey City, N. J. (Samuel M. Cole, Jersey City, N. J., on the brief), for plaintiff-appellant.

Ronald D. Barrett, Newark, N. J. (Lum, Fairlie & Foster, Raymond W. Troy, and Ronald D. Barrett, Newark, N. J., on the brief), for defendant-appellee.

Before GOODRICH, McLAUGHLIN and STALEY, Circuit Judges.

GOODRICH, Circuit Judge.

Plaintiff has sued the Pennsylvania Railroad for personal injuries sustained when a railroad car which had just been moved crushed him between the end of the car and a caterpillar tractor which plaintiff was endeavoring to disconnect from the car at the time. The defendant won a motion for summary judgment from which the plaintiff appeals.

The complaint sets out two bases for recovery. One is that the plaintiff is entitled to the protection of the Federal Safety Appliance Act, 45 U.S.C.A. §§ 1-23, and that the defendant violated that Act. The second is that the plaintiff is an "employee" of the defendant under the Federal Employers' Liability Act, 45 U.S.C.A. §§ 51-60.

Plaintiff's claim for protection under the Federal Safety Appliance Act is as ingenious as it is unsound. He says first that the Act is not limited in its protection to those employed by the railroad. That is true and is established by Shields v. Atlantic Coast Line R. R., 1955, 350 U.S. 318, 76 S.Ct. 386, 100 L.Ed. 364. Then the plaintiff points to Section 2 of the Act which makes it unlawful for any carrier "to haul or permit to be hauled or used on its line any car * * * not equipped with couplers coupling automatically by impact * *." 45 U.S.C.A. § 2. He points out that Section 8 of the Act extends the requirement of automatic couplers to "all trains, locomotives, tenders, cars, and similar vehicles used on any railroad * * *." 45 U.S.C.A. § 8.

According to the complaint, depositions and other items of record, the accident in this case occurred when the plaintiff was uncoupling a railroad car from a caterpillar tractor which had moved the car from one place to another at the pier where a ship was being unloaded. The railroad brought the cars to this area and left them. The loading of the cars with the freight taken from the vessel was done by the McGrath Stevedoring Corporation which was employed by the Port of New York Authority which, in its turn, had a contract for unloading with the Pennsylvania Railroad. Plaintiff was a McGrath foreman. As a car was loaded it became necessary to move it away from, and to move another car up to, the hatch where the cargo was being removed from the vessel and loaded upon the freight cars. This was done by means of the caterpillar tractor. It was fastened to the freight car by a five-foot cable attached to the car's coupling device. The tractor then moved the car so far as necessary to get it in the proper position to continue the loading work. It is not claimed that the freight car did not have the required automatic coupling device. What is claimed is that the lack of an automatic coupler on the caterpillar tractor is a violation of the Act.

We think that the question gets down to the inquiry whether the caterpillar tractor is a "locomotive" within the meaning of the statute. The plaintiff's argument would seem to say that anything that hauls a car is a "locomotive." According to this line of argument, a team of mules hitched to a car to move it would be a "locomotive" and so would a block and tackle device operated by human power exerted for the same purpose. It is true that the statute has been applied to a gasoline-motor-powered track car and a handcar hauled by it.1 But these vehicles run on rails and are part of railroad operations fully as much as a gasoline-propelled train of one or more passenger cars. A caterpillar tractor runs on its own tracks, not those of the railroad. It would be stretching an admittedly remedial act far beyond the limits of elasticity to apply an automatic coupler test to the caterpillar tractor. We conclude that there is no merit in the plaintiff's first point.

The second point, namely, that the plaintiff was entitled to the benefits of the Federal Employers' Liability Act2 is a much more difficult question. Plaintiff charges that the unloading contract with the Port Authority should be interpreted as a device to allow the railroad to escape from the responsibilities of the statute. This, if true, would make the contract void to that extent. See 45 U.S.C.A. § 55. He calls attention to a provision in the contract between the railroad and the Port Authority by which the railroad reserves the right to perform loading or unloading with its own forces when it deems necessary and points out that the contract by its terms is terminable on ten days notice and is not assignable without the railroad's consent.3 As to the significance of the "right to control," see this Court's discussion in Byrne v. Pennsylvania R. R., 3 Cir., 1958, 262 F.2d 906, 911-913, and the quoted jury charge in note 4 infra.

This entire question of when an injured workman comes under the Act and when he may look only to what is claimed to be an independent contractor who has hired him is one of continuing difficulty. Fact distinctions are close. As the Sixth Circuit has pointed out in a series of cases, each case has to be looked at by itself and the problem of finding on which side of the line any one case falls is one which has bothered judges before the present incumbents sat on the bench and will continue to be troublesome after they have left. See Cimorelli v. New York Central R. Co., 6 Cir., 1945, 148 F.2d 575, 577, and the two cases following in the Sixth Circuit: Pennsylvania R. Co. v. Roth, 163 F.2d 161, certiorari denied 1947, 332 U.S. 830, 68 S.Ct. 208, 92 L.Ed. 404, and Pennsylvania R. Co. v. Barlion, 1949, 172 F.2d 710.

The United States Supreme Court has recently summed up this area of the law as follows:

"The Federal Employers\' Liability Act does not use the term `employee\' and `employed\' in any special sense * * * so that the familiar general legal problems as to whose `employee\' or `servant\' a worker is at a given time present themselves as matters of federal law under the Act. * * * It has been well said of the question that `each case must be decided on its peculiar facts and ordinarily no one feature of the relationship is determinative.\' * * Although we find no decision of this Court that has discussed the matter, we think it perfectly plain that the question, like that of fault or of causation under the Act, contains factual elements such as to make it one for the jury under appropriate instructions as to the various relevant factors under law. * * * Only if reasonable men could not reach differing conclusions on the issue may the question be taken from the jury. * * *" Baker v. Texas &
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    ...Tarboro v. Reading Co., 396 F.2d 941 (CA3 1968). cert. denied, 393 U.S. 1027, 89 S.Ct. 637, 21 L.Ed.2d 569 (1969); Mazzucola v. Pennsylvania R. Co., 281 F.2d 267 (CA3 1960); Cimorelli v. New York Central R. Co., 148 F.2d 575 (CA6 1945); Thornton v. Norfolk & Western R. Co., 307 F.Supp. 667 ......
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    ...the Sinkler formula that the railroad actually be performing activities necessary to carry out the franchise. Mazzucola v. Pennsylvania R. R. Co., 281 F.2d 267 (3 Cir. 1960), footnote 4, at page Applying the guideline principles announced by the Court in Sinkler to the present case and givi......
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