National Wildlife Federation v. Goldschmidt, I-84

Decision Date30 April 1982
Docket NumberI-84,Nos. 670,869,I,D,I-84 and C,s. 670
Citation677 F.2d 259
Parties, 12 Envtl. L. Rep. 20,771 NATIONAL WILDLIFE FEDERATION; Eastern Conn. Citizens Action Group, Inc.; Stopnc.; Conn. Committees of Correspondence, Inc.; Connecticut Wildlife Federation; Save Our State Committee, Inc.; and Sierra Club, Plaintiffs, Stopnc., Appellant, Stoponnecticut Fund For the Environment, Inc.; Eastern Connecticut Citizens Action Group, Inc.; Sierra Club and Save Our State Committee, Plaintiffs-Appellants, v. Neil GOLDSCHMIDT, Secretary of Transportation; Robert E. Kirby, Regional Federal Highway Administrator, Region 1; Donato V. Altobelli, Division Administrator For Connecticut, Federal Highway Administration; and Arthur B. Powers, Commissioner, Connecticut Department of Transportation, Defendants-Appellees. ockets 81-6179, 81-6189.
CourtU.S. Court of Appeals — Second Circuit

Daniel Millstone, New Haven, Conn., for plaintiffs-appellants Connecticut Fund for the Environment, Inc., Eastern Connecticut Citizens Action Group, Inc., Sierra Club, Save Our State Committee.

Sister Arlene Violet, Providence, R. I., for plaintiff-appellant Stop I-84, Inc. of Rhode Island.

Jacques B. Gelin, Atty., U. S. Dept. of Justice, Washington, D. C. (Anthony C. Liotta, Deputy Asst. Atty. Gen., Robert L. Klarquist, Ezra D. Rosenberg, Attys., Dept. of Justice, Kenneth N. Weinstein, Dept. of Transp., William B. Clemmens, Jr., Federal Highway Administration, Washington, D. C., Alan H. Nevas, U. S. Atty., New Haven, Conn., Frank H. Santoro, Asst. U. S. Atty., New Haven, Conn., on the brief), for defendants-appellees Neil Goldschmidt, Secretary of Transp., Robert E. Kirby, Regional Federal Highway Administrator, Region I, and Donato V. Altobelli, Division Administrator for Connecticut, Federal Highway Administration.

Susan T. Pearlman, Asst. Atty. Gen., Wethersfield, Conn. (Carl R. Ajello, Atty. Gen., Hartford, Conn., on the brief), for defendant-appellee Arthur B. Powers, Commissioner, Connecticut Dept. of Transp.

Thomas C. Clark, Hartford, Conn., Grant H. Miller, Jr., Clark, Mayo & Gilligan, Hartford, Conn., on the brief, for amicus curiae I-84, Yes, Inc., in support of defendants-appellees.

David A. Zipfel, Asst. Corp. Counsel, East Hartford, Conn., for amicus curiae Town of East Hartford in support of defendants-appellees.

Before CARDAMONE and WINTER, Circuit Judges, and CONNER, District Judge. *

RALPH K. WINTER, Jr., Circuit Judge:

This is an appeal from Judge Cabranes' decision dismissing as premature plaintiffs' challenge to the adequacy of the Environmental Impact Statements (EIS's) prepared for two proposed sections of Interstate Highway 84 (I-84), and rejecting various challenges to the Federal Highway Administration's (FHWA) and United States Department of Transportation's (DOT) final approval of a connecting route between I-84 and Interstate Highway 86 known as the "I-84/I-86 Connector." 504 F.Supp. 314 (D.Conn.1980); 519 F.Supp. 523 (D.Conn.1981). Familiarity with Judge Cabranes' opinions is assumed.

We affirm.

FACTUAL BACKGROUND

In 1968, Congress provided for the construction of an additional 1,500 miles of interstate highway and, on December 13 of that year, DOT approved construction of a link between Hartford, Connecticut and Providence, Rhode Island.

On January 1, 1970, the National Environmental Policy Act (NEPA), 42 U.S.C. §§ 4321-4361 (1976), became law. Portions of the proposed I-84 already under construction were exempt from the NEPA. The Act applied, however, to the yet unconstructed portions and the Connecticut Department of Transportation (CDOT) had to submit EIS's, 42 U.S.C. § 4332, with respect to three portions of the proposed highway. The first, Section I, involves construction of a 12.6 mile segment of I-84 from Bolton to Windham, Connecticut. The second, Section II, is a 17.8 mile segment of I-84 from Route 6 in Windham to Killingly, Connecticut, at the Rhode Island border. Rhode Island authorities were to submit the EIS as to the Rhode Island segment of I-84. The third, the so-called I-84/I-86 Connector, comprises roughly five miles of improvements and new construction in the greater Hartford area to link portions of In 1972, draft EIS's (DEIS's) were submitted for Sections I and II, and were the subject of hearings in several Connecticut towns. In December, 1975, the final EIS (FEIS) was submitted for Section I to the FHWA regional office and, in January, 1976, a FEIS was submitted for Section II. In 1978, both documents were sent to Washington, D. C., for FHWA approval known as "prior concurrence." See 23 C.F.R. § 771.14(c) (1980). 1

the two interstate highways and to alleviate local traffic.

In 1976, a DEIS was prepared on the I-84/I-86 Connector. This DEIS included a so-called "Section 4(f) statement," see 23 C.F.R. § 771.19 (1980), required because the proposed Connector would use land set aside as a public park. This DEIS was submitted for comment to public agencies and private organizations and public hearings were held in East Hartford and Manchester, Connecticut. In 1978, a FEIS was prepared, submitted to, and approved by, the FHWA regional office and forwarded to Washington, D. C., for prior concurrence.

In June, 1979, the FHWA deferred action on the three requests for prior concurrence because of differences with the Environmental Protection Agency (EPA). By the fall of 1979, issues concerning air quality in the Connecticut portion of the road had been resolved. Initial plans for Rhode Island construction, however, proposed the use of watershed land of the Scituate Reservoir, the main water supply for the greater Providence area, and the EPA pressed for further study of alternatives.

On October 12, 1979, Acting Assistant Secretary of Transportation Charles Swinburn gave conditional approval to the FEIS's on Sections I and II. Design work was authorized but expressly conditioned on either final approval by the DOT of an EIS for the Rhode Island segment or supplementation of the FEIS's as to the environmental impact of the Connecticut portion of I-84 on Rhode Island. The FEIS on the I-84/I-86 Connector was unconditionally approved. The FHWA Regional Administrator adopted the Agency's recommendations and informed the public, relevant state agencies, and the EPA. 23 C.F.R. § 771.14(d) (1980).

The conditional approval of Sections I and II sparked additional controversy within the federal government. On December 13, 1979, the EPA took its dispute with the FHWA to the Council on Environmental Quality (CEQ). 2 The EPA contended that On April 30, 1980, CEQ Chairman Gus Speth informed Secretary of Transportation Neil Goldschmidt that, in CEQ's view, the conditional approval of design work on Sections I and II violated NEPA. He noted that even conditional approval

even the limited approval given Sections I and II committed I-84 to a location in Connecticut which was "biase(d) against the selection of alternative non-watershed corridors in Rhode Island; and ... create(d) a situation of maximum danger to the Scituate Reservoir." The EPA requested that CEQ rescind the FHWA's conditional approval with respect to Sections I and II. No challenge was made to the approval of the FEIS covering the I-84/I-86 Connector.

... limits and prejudices the choice of alternatives in the new Rhode Island EIS and the possible supplemental Connecticut EIS and commits federal resources prematurely.

On August 8, 1980, Secretary Goldschmidt responded by substantially modifying the FHWA's conditional approval. Goldschmidt directed that the FHWA "eliminate from further consideration the route through the Scituate Reservoir." In addition, Goldschmidt announced that no acquisition of land or construction in Connecticut would be approved unless

... a decision is made to proceed with construction of I-84 in Rhode Island following preparation and approval of an (EIS); or ... we are directed by Congress to do so.

He permitted design work on Sections I and II to go ahead in order to save time and money in the event the project is ever undertaken.

PROCEEDINGS IN THE DISTRICT COURT

The complaint was filed on January 28, 1980. This was subsequent to the FHWA's October, 1979, conditional approval as to Sections I and II and unconditional approval as to the I-84/I-86 Connector, but before Secretary Goldschmidt's decision to eliminate the Scituate Reservoir route and to tie construction of Sections I and II in Connecticut to approval of the Rhode Island segment.

The five-count complaint alleged violations of the Federal-Aid Highways Act, 23 U.S.C. §§ 101-156 (1976); NEPA; a provision of the Administrative Procedure Act (APA), 5 U.S.C. § 706(2)(A) (1976); and a provision of the Department of Transportation Act, 49 U.S.C. § 1653(f) (1976). Specifically, it attacked the Region I administrator's conditional approval of Sections I and II and unconditional approval of the I-84/I-86 Connector.

Judge Cabranes granted defendants' motion for summary judgment as to Sections I and II on the grounds there had not been final agency action creating a controversy sufficiently ripe for judicial resolution. 504 F.Supp. at 326-327. At the same time, he deferred decision on the I-84/I-86 Connector pending further briefing. Id. at 327. Thereafter, Judge Cabranes held that the

Connector had a utility independent of the proposed Hartford-Providence link, and that the FEIS and Section 4(f) statement were adequate. 519 F.Supp. at 529-36.

DISCUSSION

Judge Cabranes' opinions are reasoned and thorough. As to the I-84/I-86 Connector, we affirm on his "second" opinion published at 519 F.Supp. 523.

As to the ripeness issue concerning Sections I and II of I-84, we add only a few words. We are governed by the finality requirement of Section 10(c) of the APA, 5 U.S.C. § 704, which is to be interpreted in "a pragmatic way," Abbott Laboratories v. Gardner, 387 U.S. 136, 149, 87 S.Ct. 1507, 1515, 18...

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