Peacock v. Duval

• Decision Date: 14 December 1982
• Docket Number: No. 81-5291,81-5291
• Citation: 694 F.2d 644
• Parties: 7 Ed. Law Rep. 862 Erle E. PEACOCK, Jr., Plaintiff-Appellant, v. Merlin K. DUVAL, et al., Defendants-Appellees.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 644

694 F.2d 644

7 Ed. Law Rep. 862

Erle E. PEACOCK, Jr., Plaintiff-Appellant, v. Merlin K. DUVAL, et al., Defendants-Appellees.

No. 81-5291.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted May 6, 1982.

Decided Dec. 14, 1982.

William Lee McLane, McLane & McLane, Phoenix, Ariz., for plaintiff-appellant.

William R. Jones, Jr., Phoenix, Ariz., for defendants-appellees.

Appeal from the United States District Court for the District of Arizona.

Before FLETCHER, PREGERSON, and REINHARDT, Circuit Judges.

REINHARDT, Circuit Judge:

Dr. Erle E. Peacock, Jr. appeals from a summary judgment entered in favor of all defendants. Because Peacock's claims raise genuine issues of material fact, we reverse the summary judgment and remand for trial.

From 1969 until late 1973, Peacock was a tenured Professor of Surgery and Head of the Department of Surgery at the University of Arizona's College of Medicine, a state institution. However, for reasons that remain in dispute, relations between Peacock and the college administration eventually soured. Peacock was summarily dismissed as Head of the Department on October 25, 1973 and was suspended as Professor of Surgery on February 11, 1974. Peacock filed suit in the United States District Court for the District of Arizona on February 22, 1974, alleging that the dismissal and suspension, without prior hearings, violated his fourteenth amendment due process and first amendment freedom of speech rights. ¹ Peacock was awarded damages of $470,000 by a trial jury, but the district court overturned this verdict as excessive and ordered a new trial. In addition, the trial judge granted summary judgment for all defendants on Peacock's fourteenth amendment due process counts. In Peacock v. Board of Regents, 597 F.2d 163 (9th Cir.1979) we affirmed the district court's decisions, dismissed all claims as to certain defendants, and remanded for a new trial on Peacock's first amendment causes of action. Instead of conducting a trial, however, the district court granted summary judgment in favor of all remaining defendants on the first amendment counts. It is from this order that Peacock now appeals.

Summary judgment is proper only if there are no disputed genuine issues of material fact. Fed.R.Civ.P. 56(c); Lutcher v. Musicians Union Local 47, 633 F.2d 880, 882 (9th Cir.1980). In reviewing a summary judgment, we must view the evidence in a manner most favorable to the appellant. Gaines v. Haughton, 645 F.2d 761, 769 (9th Cir.1981), cert. denied, 454 U.S. 1145, 102 S.Ct. 1006, 71 L.Ed.2d 297 (1982).

Viewing the evidence in that light, we find that serious questions of constitutional dimension have yet to be resolved. The principal issue before us is whether Peacock was dismissed and suspended because he exercised protected first amendment rights. To prevail, Peacock must show that his activities were constitutionally protected and that the activities constituted a motivating factor in the decisions to dismiss and suspend. If these two requirements are satisfied, defendants must demonstrate by a preponderance of the evidence that the same employment decisions would have been reached even if Peacock had not engaged in constitutionally protected conduct. Mt. Healthy School District Board of Education v. Doyle, 429 U.S. 274, 287, 97 S.Ct. 568, 576, 50 L.Ed.2d 471 (1977); Nicholson v. Board of Education Torrance Unified School District, 682 F.2d 858 (9th Cir.1982); Wagle v. Murray, 560 F.2d 401, 402 (9th Cir.1977), cert. denied, 434 U.S. 1014, 98 S.Ct. 729, 54 L.Ed.2d 758 (1978).

As a result, Peacock's first amendment causes of action necessarily involve complicated questions of motive and intent. A fair resolution of these difficult issues requires a full trial on the merits. Indeed, we have recently reiterated that "the decision as to an employer's true motivation plainly is one reserved to the trier of fact." Nicholson, 682 F.2d at 864. See also Mt. Healthy, 429 U.S. at 286, 97 S.Ct. at 575; Wagle v. Murray, 560 F.2d 401, 403 (9th Cir.1977), cert. denied, 434 U.S. 1014, 98 S.Ct. 729, 54 L.Ed.2d 758 (1978). For this reason, courts have traditionally held that summary judgment is inappropriate when "questions of motive predominate in the inquiry about how big a role the protected behavior played in" the employment decision. Mabey v. Reagan, 537 F.2d 1036, 1045 (9th Cir.1976). See also Vaughn v. Teledyne, Inc., 628 F.2d 1214, 1220 (9th Cir.1980), (citing Calnetics Corp. v. Volkswagen of America, Inc., 532 F.2d 674, 683-84 (9th Cir.), cert. denied, 429 U.S. 940, 97 S.Ct. 355, 50 L.Ed.2d 309 (1976)). Without a searching inquiry into these motives, those intent on punishing the exercise of constitutional rights could easily mask their behavior behind a complex web of post hoc rationalizations.

The existing record does not resolve the most important material issues of genuine fact. When the district court granted summary judgment for defendants on the fourteenth amendment issues in June 1976, it refused to grant summary judgment with respect to Peacock's first amendment claims. The court held that

summary disposition is generally inapposite for First Amendment questions. ... [T]his Court finds that there is a genuine issue of material fact as to whether plaintiff was dismissed as Department Head or suspended as Professor of Surgery in retaliation for speech protected by the First Amendment. Therefore, summary judgment on the First Amendment claims is denied.

Order Granting Partial Summary Judgment at 10 (June 28, 1976).

A review of the record convinces us that the district court's 1976 finding that genuine issues of material fact existed is still valid. No additional facts were placed before the district judge following his 1976 denial of summary judgment on the first amendment issues. ² Nonetheless, defendants argue that the intervening decision in Mt. Healthy required the district court to reverse its position on the summary judgment question. We disagree. Mt. Healthy requires only that a plaintiff's constitutionally protected behavior be "a motivating factor" in the employment decision and that the same employment decision would not have been reached in the absence of such behavior. 429 U.S. at 287, 97 S.Ct. at 576 (citing Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U.S. 252, 270-71, n. 21, 97 S.Ct. 555, 566, n. 21, 50 L.Ed.2d 450 (1977)). See also Nicholson, 682 F.2d 858; Correa v. Nampa School Dist. No. 131, 645 F.2d 814, 817 (9th Cir.1981). Viewing the record in light of the Mt. Healthy test, we find that Peacock's claims cannot be resolved by summary judgment.

There is little or no disagreement with regard to the following facts. Peacock vigorously opposed changes in the system for allocating funds received for professional services rendered by the college's clinical departments. Members of the Department of Surgery asked Peacock to communicate to the college administration their concerns about the proposed changes. Peacock's subsequent arguments to the administration dealt at least in part with the way in which medical education at the public university should be funded and administered. Following these activities on his part, Peacock was asked to resign as Head of the Department of Surgery. When Peacock refused to tender his resignation, he was dismissed as Department Head.

In response to the controversy surrounding Peacock's dismissal, the University President made a public statement and issued a press release. These statements defended the University's decision to dismiss Peacock. In response, Peacock made a public statement challenging the propriety of the University's refusal to allow the faculty to select a Department Head and criticizing the President's failure to specify reasons for his dismissal. When a recently arrived retired army officer was installed as the new Head of the Department of Surgery, one of his first acts was to recommend, in a letter to the President of the University, that Peacock be suspended from his tenured professorship. The letter contained three justifications for Peacock's suspension. The third reason--the only one that need concern us here--was that Peacock's public statements to the press in response to the University President were falsely critical of members of the University community. Two days after he received the letter, the University President suspended Peacock. ³

These facts could lead a jury to conclude that Peacock's first amendment rights were violated. Indeed, a jury could find a constitutionally impermissible motive on the very face of the college administration's stated reasons for suspension. Where the employer's explicit justifications for dismissal arguably implicate constitutionally protected rights, summary judgment is particularly inappropriate. See Mabey v. Reagan, 537 F.2d 1036, 1044 n. 9 (9th Cir.1976), (summary judgment is improper when "at least one of the stated reasons for dismissal is arguably eligible for First Amendment protection.").

Although we recognize the necessity for the efficient functioning of a public university, Peacock v. Board of Regents, 597 F.2d 163, 165 (9th Cir.1979), such efficiency cannot be purchased at the expense of stifling free and unhindered debate on fundamental educational issues. Merely because Peacock's speech may have had the effect of irritating or even harassing the University's administration does not mean that such speech is stripped of its first amendment protection. See, e.g., Bernasconi v. Tempe Elementary School Dist. No. 3, 548 F.2d 857, 862 (9th Cir.), cert. denied, 434 U.S. 825, 98 S.Ct. 72, 54 L.Ed.2d 82 (1977); Mabey v. Reagan, 537 F.2d 1036, 1047, 1050 (9th Cir.1976); Adamian v. Jacobsen, 523 F.2d 929, 934 (9th Cir.1975). Nor is the fact that some of Peacock's speech may have been "falsely critical" sufficient, in itself, to warrant stripping it of that protection. See Pickering v. Board of Education, 391 U.S. 563, 570-75, 88...