People v. Alas

Decision Date17 July 2002
Docket NumberNo. A092852.,A092852.
Citation122 Cal.Rptr.2d 467,100 Cal.App.4th 293
PartiesThe PEOPLE, Plaintiff and Respondent, v. Daniel ALAS, Defendant and Appellant.
CourtCalifornia Court of Appeals Court of Appeals

Hilda Ellen Scheib, San Francisco, First District Appellate Project, for Appellant.

Office of Attorney General, Jill M. Thayer, San Francisco, Ryan B. McCarroll, Sacramento, for Respondent.

SEPULVEDA, J.

In this appeal from a final judgment of second degree murder, the chief issue before us is whether the trial court committed reversible error in finding misconduct by a petit juror and ordering him removed during the course of the jury's deliberations. Although the question is close, recent high court precedent compels us to conclude the evidence before the trial court was insufficient to establish juror misconduct as a "demonstrable reality," an essential finding under governing case law. Because of that insufficiency, the juror's removal was prejudicial error requiring reversal of the judgment. In addition, we conclude the double jeopardy provisions of the federal Constitution do not bar defendant's retrial. We will accordingly reverse the judgment of conviction and remand the cause for a new trial.

FACTS

A jury found defendant guilty of second degree murder for the November 21, 1998, slaying of Anton Segal. Segal was killed on a raucous Saturday night outside the Roaring 20's, a strip club on Broadway Avenue in San Francisco's North Beach district. Because the only issue before us on this appeal relate to the question of alleged juror misconduct, we need not recite the facts underlying the prosecution in any detail. It is enough to note that defendant, accompanied by his brother, was angered after being barred entry into the club because they were carrying beer and appeared intoxicated. On the sidewalk outside, defendant became increasingly disruptive and, after a series of confrontations with club personnel and passersby, recovered a metal "car club" (a common antitheft device) from his van, returned to the sidewalk, and struck Mr. Segal on the head from behind, shattering his skull and killing him. Police arrested defendant within days of the killing.

Following the close of defendant's murder trial, the jury was instructed by the trial court and retired to deliberate. During the second day of deliberations, the foreperson sent the trial judge the following note: "`One of the jurors,'" the note stated, "`feels that in his heart of hearts [he] can not follow ... the instructions. His emotions run so far as to saying "one man's life has been ruined, how can we ruin another man's life[?]"'" The trial judge announced his intention to speak to the foreperson outside the presence of the rest of the jurors. The following colloquy ensued.

"The Court: You are the foreperson of this jury?

"Juror No. 5: Yes.

"The Court: You have sent out a note to the court, and the court wants to make inquiry as to the note. Let me just tell you now, I don't want you to tell me where the jury is necessarily at this point, how the jury has voted on any of the charges or how the person that you described in the note has voted. For the record, the note that I have, and I want to make sure that we understand this, is the following: [¶] `One of the jurors feels that in his heart of hearts cannot'—you left out `he' I take it— `he cannot follow the law as instructed. His emotions run so far as to saying, quote, "one man's life has been ruined; how can we ruin another man's life?"' [¶] Is that the note that you sent out?

"Juror No. 5: Yes.

"The Court: Is that accurate?

"Juror No. 5: Yes.

"The Court: All right, let me break it down. You say that: `one of the jurors feels that in his heart of hearts he cannot follow the law as instructed.' [¶] Has this juror expressly stated that, or is that your interpretation of the situation?

"Juror No. 5: He—the stuff I put in quotes he said.

"The Court: `One man's life has been ruined; how can we ruin another man's life?'

"Juror No. 5: I think he said `how can I.'

"The Court: Has he stated anything else specifically that you can recall relating to his duties as a juror?

"Juror No. 5: Urn, I think he—I—I think he's having some trouble understanding the law. I think he's having some trouble following the instructions of the law because of his emotions. That's my interpretation, though. The only exact words that we've heard from him, and this is after the long deliberations, obviously, at the end of the day he came out and said this.

"The Court: When you used the words `in his heart of hearts he cannot follow the law as instructed,' did he use that expression to you?

"Juror No. 5: One of the jurors expressly said `in your heart of hearts do you feel that you cannot follow the judge's instructions and the law as it was stated in the book, the jury instruction booklet?'

"The Court: And what was his response?

"Juror No. 5: And his response was a shrug of the shoulders, `I'm not sure, I don't know.' [¶] I think he feels—I think he's scared that his emotions are so high. I think he's scared what's gonna happen to him if he—I think he's just seared, to be quite honest.

"The Court: Can you describe his demeanor?

"Juror No. 5: I think he's a little bit confused. I don't feel he understands all of the language. We reread it quite a few times, and he um ....

"The Court: All right. Do you believe other jurors share this conclusion?

"Juror No. 5: All of the jurors feel that way.

"The Court: Did they ask you to send this note to me, or is this note your own?

"Juror No. 5: We all decided to submit the note.

"The Court: The 11 jurors; is that accurate?

"Juror No. 5: I read the note before I gave it to the court guardian. Everyone agreed to send it. However, after I sent it, the juror that is feeling this way is feeling very, very scared what's gonna happen to him, and he wishes that I didn't actually put the quotes on there.

"The Court: And as far as the quote that is contained in your note, he said `one man's life has been ruined; how can we ruin another man's life,' he said that—

"Juror No. 5: Yes.

"The Court: Quote, unquote. [II] As far as his emotions, can you be more specific other than he appears to be scared, confused, does not seem to understand the law?

"Juror No. 5: Or the language.

"The Court: Or the language.

"Juror No. 5: And we also went as far as to ask him if he was understanding the language, and if he—I actually don't think we said `do you need an interpreter,' but that's crossed a few of our minds.

"The Court: Did anyone ask him that?

"Juror No. 5: No. I asked him—I had everybody quiet down and said `are you understanding the law? Are you understanding the English in the law that's stated on these pieces of paper?'

"The Court: You asked him that?

"Juror No. 5: Yeah, and he stated after, yes. [¶] I feel that he's confused on his answers, and I feel that he's confused because of his high emotions.

"The Court: All right, very well. [¶] Can you tell me which juror it is?

"Juror No. 5: I don't know which number it is. His name's [ ]. He sits on the end. He sat on the very end here.

"The Court: No. 1?

"Juror No. 5: Is that No. 1?

"The Court: [ ], No. 3?

"Juror No. 5: Yeah.

"The Court: All right. I'm going to ask you to please go back into the jury room. And, Rick, would you ask [Juror No. 3] please to come out. [¶] [Juror No. 3], would you please take a seat, sir. [¶] [Juror No. 3], let me just tell you now that you are not in any trouble and no one's casting aspersions or accusing you of anything improper; I want you to understand that. But I need to ask you some questions; do you understand that, sir?

"Juror No. 3: Yes, yes.

"The Court: First, [Juror No. 3], you know that the other jurors have sent out this note, correct?

"Juror No. 3: Yes.

"The Court: They read this to you; it was read to you.

"Juror No. 3: Yes.

"The Court: [Juror No. 3], the first question—let me ask you this—[¶] ... [¶] [Juror No. 3], I don't want you to tell me how you voted or how the jurors voted or what charge you're discussing, okay. I'm going to ask you some very serious questions; you understand that?

"Juror No. 3: Yes.

"The Court: Please don't take any offense to these questions. [¶] Do you believe that you have been able to understand all of the terms that have been [used] in this courtroom?

"Juror No. 3: Yes.

"The Court: Do you have a language barrier in any way that has an [effect on] your ability to understand the legal terms?

"Juror No. 3: It's possible.

"The Court: Sir, let me ask you this: is English your native language?

"Juror No. 3: No.

"The Court: What is your native language?

"Juror No. 3: Spanish.

"The Court: Spanish. How long have you spoken English, sir?

"Juror No. 3: Twenty years.

"The Court: And how long have you been fluent in English? Do you understand that question?

"Juror No. 3: Yes. About 20 years.

"The Court: Twenty years. During the course of this trial, do you believe that you were unable to understand any of the testimony because of any language difficulties?

"Juror No. 3: No.

"The Court: You believe you understood everything that was spoken in court?

"Juror No. 3: Yes.

"The Court: Okay. Did you miss anything, do you think, because of your language skills?

"Juror No. 3: No.

"The Court: Do you believe because of your language skills that you don't understand the jury instructions?

"Juror No. 3: Possibly legal terminology, maybe.

"The Court: Okay. Do you, sir, feel emotional about this case?

"Juror No. 3: I don't think so.

"The Court: You do not believe you're emotional?

"Juror No. 3: Not necessarily.

"The Court: Did you state to the other jurors that: One man's life has been ruined, how can we ruin another man's life?

"Juror No. 3: That was an excuse.

"The Court: Did you state that; did you make that statement?

"Juror No. 3: Indirectly.

"The Court: What do you mean by `indirectly'; did you say...

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3 cases
  • People v. Trotter, B149459.
    • United States
    • California Court of Appeals Court of Appeals
    • September 4, 2002
    ... ... Hernandez (2002) 95 Cal.App.4th 1346, 116 Cal.Rptr.2d 379, review granted May 15, 2002 (S105271); People v. Smith (B133309), review granted June 19, 2002 (S106273); and People v. Du (B110122), review granted June 19, 2002 (SI06740); and a petition for review is pending in People v. Alas (2002) 100 Cal. App.4th 293, 122 Cal.Rptr.2d 467 ... 41. Compare Crist v. Bretz, supra, 437 U.S. 28, 35, 98 S.Ct. 2156, 57 L.Ed.2d 24; Curry v. Superior Court, supra, 2 Cal.3d 707, 712, 87 Cal.Rptr. 361, 470 P.2d 345 ... 42. Penal Code section 1089; see footnote 11, ante ... 43. See ... ...
  • People v. Valot
    • United States
    • California Court of Appeals Court of Appeals
    • November 27, 2002
    ... ... Smith, review granted June 19, 2002, S106273 (finding jeopardy violation, over dissent); and People v. Du, review granted June 19, 2002, S106740 (finding jeopardy violation, over dissent), with People v. Alas (2002) 100 Cal.App.4th 293, 122 Cal.Rptr.2d 467, review granted October 2, 2002, S109356 (no jeopardy violation); and People v. Trotter (2002) 101 Cal.App.4th 1256, 124 Cal.Rptr.2d 765, review granted November 20, 2002, SI 10380 (no jeopardy violation) ...         We are not aware of ... ...
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    • California Court of Appeals Court of Appeals
    • July 17, 2002

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