People v. Colwell

• Decision Date: 23 August 1984
• Citation: 479 N.Y.S.2d 904,103 A.D.2d 169
• Parties: The PEOPLE of the State of New York, Respondent, v. Mark S. COLWELL, Appellant.
• Court: New York Supreme Court — Appellate Division

Page 904

479 N.Y.S.2d 904

103 A.D.2d 169

The PEOPLE of the State of New York, Respondent, v. Mark S. COLWELL, Appellant.

Supreme Court, Appellate Division,

Third Department.

Aug. 23, 1984.

Thomas J. Fox, Binghamton (Thomas A. Saitta, Fredonia, of counsel), for appellant.

Patrick H. Mathews, Dist. Atty., Binghamton (Gerald F. Mollen, Binghamton, of counsel), for respondent.

Before CASEY, J.P., and WEISS, YESAWICH, LEVINE and HARVEY, JJ.

CASEY, Justice Presiding.

Defendant's chief contention on this appeal is that his oral and written statements were taken from him by the police in violation of his right to counsel since the police, at the time of the custodial interrogation, were or should have been aware that he was represented by the public defender on an appeal from a prior unrelated conviction. We disagree.

Defendant was implicated in the crimes of which he stands convicted herein after he was arrested on the night of April 19, 1982 for harassment of a young woman in a laundromat. He was booked on that charge and held overnight in the City of Binghamton lockup. Before attempting to question defendant, the arresting officer ascertained from the Binghamton police records that defendant had been charged with burglary in 1981. However, the records did not indicate any disposition of the charge. In fact, defendant had entered a plea of guilty to the charge and had been sentenced thereon, and an appeal from the judgment was then pending in this court, which, on March 22, 1982, had assigned the public defender to represent defendant in connection with the appeal. Regardless of the information received from the records, the arresting officer attempted to question defendant about the harassment charge, but defendant refused to speak with him. Observing the similarity between defendant and the description of an unknown suspect involved in unrelated, unsolved sex crimes, the arresting officer left a note for the detectives scheduled for duty the following day, suggesting that they might want to talk to defendant about these crimes. After receiving his Miranda rights from the detectives and waiving these rights, defendant made oral admissions and written confessions to rape and sodomy charges. Following his statements, he was placed in a lineup and identified by both victims and another witness. Defendant thereafter pleaded guilty to the rape and sodomy charges.

In our view, an appeal and the attorney assigned to prosecute it are not part of a pending criminal action or charge. This is so because (1) the right of appeal (except in capital cases) is a statutory privilege, not a matter of constitutional right, and jurisdiction thereof cannot be assumed unless there is statutory authority for its exercise (People v. Brown, 20 A.D.2d 756, 247 N.Y.S.2d 528; see, also, People v. Gersewitz, 294 N.Y. 163, 61 N.E.2d 427, app. dsmd. 326 U.S. 687, 66 S.Ct. 89, 90 L.Ed. 404) and the procedural requirements for taking an appeal have been strictly followed (People v. Dimmie, 42 Misc.2d 521, 248 N.Y.S.2d 377, affd. 15 N.Y.2d 578, 255 N.Y.S.2d 95, 203 N.E.2d 490), and (2) under CPL 1.20 (subd. 16), a "criminal action" "commences with the filing of an accusatory instrument against a defendant in a criminal court * * * and * * * terminates with the imposition of sentence or some other final disposition in a criminal court of the last accusatory instrument filed in the case". A "criminal court" is comprised of the "superior courts and the local criminal courts" (CPL 10.10, subd. 1), and a "criminal proceeding" means any proceeding "which (a) constitutes a part of a criminal action or (b) occurs in a criminal court" (CPL 1.20, subd. 18).

Under these definitions, it is clear that the Appellate Division is not a criminal court within the meaning of the CPL ¹ and that an appeal pending therein is not a criminal action or part of a criminal proceeding. To date, at least, counsel for an appeal has not been considered an attorney whose presence is indispensible to a defendant's waiver of counsel under People v. Rogers, 48 N.Y.2d 167, 422 N.Y.S.2d 18, 397 N.E.2d 709. As the Court of Appeals stated in People v. Ferrara, 54 N.Y.2d 498, 507, 446 N.Y.S.2d 222, 430 N.E.2d 1275:

* * * actual representation on a pending charge renders interrogation about that charge improper in the absence of a waiver of counsel in the presence of an attorney. * * * And where an individual is actually represented on a pending charge, custodial interrogation concerning unrelated criminality is proscribed where the police know of that representation * * * or know of the pending charge * * * (citations omitted; emphasis added).

In People v. Bartolomeo, 53 N.Y.2d 225, 440 N.Y.S.2d 894, 423 N.E.2d 371, the rule was extended to require the police to inquire whether a defendant had counsel if the police have actual knowledge of prior unrelated charges still pending against the defendant, and a failure to so inquire charges the police with what such inquiry would have disclosed. If a defendant is not represented by counsel on the unrelated charges, the right to counsel does not attach regardless of whether inquiry was made by the police (People v. Kazmarick, 52 N.Y.2d 322, 438 N.Y.S.2d 247, 420 N.E.2d 45), and if the police do not have actual knowledge of the pending unrelated charges, the right to counsel does not attach, even though a defendant is represented by counsel on the pending unrelated charge (People v. Fuschino, 59 N.Y.2d 91, 463 N.Y.S.2d 394, 450 N.E.2d 200).

All of these authorities require a defendant's waiver of his right to counsel to be in the presence of his attorney only when the unrelated charges are pending in a criminal court as part of a criminal action or proceeding, and we see no basis for extending the rule to cases where the unrelated criminal action has terminated with the imposition of sentence (CPL 1.20, subd. 16, par. ), despite a defendant's representation by counsel on some aspect of the unrelated matter (People v. Heller, 99 A.D.2d 787, 471 N.Y.S.2d 883 ). Therefore, the failure of the Binghamton police to inquire into defendant's representation in regard to his appeal from the burglary conviction did not preclude defendant's waiver of counsel when he received his Miranda warnings, as properly found by the trial court.

Since defendant was lawfully arrested for harassment and lawfully interrogated, the police were entitled to place him in a lineup on the unrelated charges of rape and sodomy, of which he was reasonably suspected (People v. Pickett, 71 A.D.2d 575, 418 N.Y.S.2d 619, affd. 52 N.Y.2d 892, 437 N.Y.S.2d 301, 418 N.E.2d 1319). Therefore, no violation of defendant's legal rights occurred.

Defendant entered a plea of guilty to rape in the first degree, committed on an 11-year-old girl on February 24, 1981, and sodomy in the first degree, committed on a seven-year-old girl on April 13, 1982, following negotiations while represented by counsel. The plea was entered in full satisfaction of the two indictments then pending against him. At the time of the plea, it was understood by defendant (1) that the sentences imposed would run concurrently and (2) that he would receive 7 1/2 to 15 years for each crime if a prior burglary conviction that was then on appeal to this court was affirmed, making defendant a second felony offender, or that he would receive 7 1/2 to 22 1/2 years if the burglary conviction were reversed, requiring defendant to be sentenced as a first offender. ² On September 24, 1982, defendant was sentenced to 7 1/2 to 15 years for each crime, to run concurrently as promised, since defendant's appeal on the burglary charge had not yet been decided by this court. Thereafter, the judgment of conviction for the burglary was reversed (People v. Colwell, 96 A.D.2d 649, 466 N.Y.S.2d 515). Pursuant to the plea agreement, defendant's original sentence was vacated and he was resentenced on October 27, 1983 to 7 1/2 to 22 1/2 years on each charge, to run concurrently. At the time of resentence, the court offered defendant the opportunity to withdraw his previous plea to both indictments and to proceed to trial. Defendant refused this offer, but did contend that the resentence was unconstitutional, an argument he also raises on appeal. Again, we disagree.

The sentence originally imposed was the agreed-upon term for defendant as a second felony offender. When the predicate felony conviction was reversed, the court had inherent power to vacate the sentence imposed on defendant as a second felony offender, which he no longer was, and impose a sentence upon him...