People v. Dodge

Decision Date20 November 1969
PartiesThe PEOPLE of the State of New York, Plaintiff v. William L. DODGE, Defendant.
CourtNew York County Court

HENRY J. KALINOWSKI, Judge.

This motion is brought by the defendant to dismiss the information pending against him on the grounds of double jeopardy.

The defendant was arraigned on a charge of possessing a dangerous drug in contravention of Section 220.05 of the Penal Law. A jury was demanded and the matter eventually came to trial on April 9, 1969. On the latter date a jury was empaneled and sworn and openings to the jury were made by both counsel. Witnesses were excluded from the courtroom during the voir dire and the openings. The District Attorney then called his first witness, and as appears from the trial transcript the following occurred:

'DIRECT-EXAMINATION BY MR. ROBBINS:

Q What is your name and badge number?

A Ptl. Ronald Dillon, Shield #1270, Eighth Precinct, Nassau County Police Department.

THE COURT: Juror Number 6.

JUROR NO. 6: I know the Officer.

THE COURT: May I at this time ask you, sir, how close was this relationship?

JUROR NO. 6: Just that he happened to be a patrolman in the area.

THE COURT: And did you have any personal contact with him?

JUROR NO. 6: I worked in the Post Office there, and he was the patrolman in the area at that time.

THE COURT: The fact that he was a patrolman in the area, would that in any way leave you with a tendency to believe his testimony to a greater extent than you would otherwise?

JUROR NO. 6: No.

THE COURT: Do you think that you can judge this case impartially?

JUROR NO. 6: I believe so.

THE COURT: Do you have any questions, Miss Meng? (attorney for the defendant)

MISS MENG: No. Your Honor, but I would like to approach the bench.

(Whereupon, there was a discussion at the bench.)

THE COURT: The first five jurors are excused. Will you kindly take the first five jurors to the jury room?

(Whereupon, the first five jurors were excused.)

THE COURT: Sir, do you remember Ptl. Dillon working for the Postal Department?

JUROR NO. 6: Offhand, no. There were so many.

THE COURT: Do you recall having any personal conversation with this witness?

JUROR NO. 6: Have I had any?

THE COURT: Yes.

JUROR NO. 6: I would say, yes.

THE COURT: I think that in view of the fact that there was a personal relationship between the witness and the juror, I think we ought to excuse him for cause.

MISS MENG: Thank you, Your Honor.

THE COURT: I think at this point we should declare a mistrial and start anew tomorrow morning.'

It will be noted that defendant's counsel requested to approach the bench and it was during this discussion that the Court learned that the witness was at one time employed at the same Post Office and that he recalled Juror No. 6 as an employee of the Post Office, which fact prompted the Court to inquire of Juror No. 6 if he remembered Ptl. Dillon working for the Post Office Department. To which inquiry Juror No. 6 responded: 'Offhand, no. There were so many.'

It will further be noted that defense counsel after the Court excused Juror No. 6 for Cause, stated, 'Thank you, Your Honor.'

The gravamen of defendant's motion is that double jeopardy attached once the witness was sworn and some evidence was taken. This contention is well established through case law. People v. Jackson, 20 N.Y.2d 440, 285 N.Y.S.2d 8, 231 N.E.2d 722, cert. denied 391 U.S. 928, 88 S.Ct. 1815, 20 L.Ed.2d 668; People on Complaint of Forastiere v. Clark, 3 A.D.2d 700, 159 N.Y.S.2d 66; Bland v. Supreme Court, New York County, 20 N.Y.2d 552, 285 N.Y.S.2d 597, 232 N.E.2d 633. The Court is thus presented with two issues. First, does the giving of his name and badge number by a witness constitute the giving of some evidence? Second, was the mistrial improperly granted? If the mistrial was properly granted then there is no bar to a subsequent prosecution on the same charge consistent with the defendant's constitutional rights. Gori v. United States, 367 U.S. 364, 81 S.Ct. 1523, 6 L.Ed.2d 901; Simmons v. United States, 142 U.S. 148, 12 S.Ct. 171, 35 L.Ed. 968.

This Court is of the opinion that the acquaintanceship between the juror and the witness was grounds for a mistrial. The trial judge is in the best position to exercise his discretion and to intelligently determine where the needs of substantial justice require the declaring of a mistrial. The exercise of that discretion has been favored and upheld. Gori v. United States, supra; United States v. Cimino, 2 Civ., 224 F.2d 274. It is significant that a conference took place involving defense counsel and that after further questioning and the granting of the mistrial defense counsel thanked the Court.

The Court is mindful, though hesitant to take...

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