People v. Moore

Decision Date20 June 1983
Citation192 Cal.Rptr. 374,143 Cal.App.3d 1059
PartiesThe PEOPLE, Plaintiff and Respondent, v. Dual Esco MOORE, Defendant and Appellant. A016279. Crim. 23854.
CourtCalifornia Court of Appeals Court of Appeals

Quin Denvir, State Public Defender, Jean R. Sternberg, Deputy State Public Defender, San Francisco, for defendant and appellant.

John Van De Kamp, Atty. Gen., Robert H. Philibosian, Chief Asst. Atty. Gen., William D. Stein, Asst. Atty. Gen., Clifford K. Thompson, Jr., Christopher J. Wei, Deputy Attys. Gen., San Francisco, for plaintiff and respondent.

CHRISTIAN *, Associate Justice.

Dual Esco Moore appeals from a judgment of imprisonment after a jury found him guilty of shooting at an inhabited dwelling (Pen.Code, § 246).

On July 26, 1980, Ida Gantt's teenage son was host at a birthday party in the basement of his mother's house in Oakland. At about midnight, appellant, codefendant Browner and a third man "crashed" the party and caused a commotion when asked to leave. Gantt, Leslie Fillmore and other adults went downstairs and told the men to leave. During the confrontation, Browner displayed a handgun.

The three men were escorted outside to a Cadillac which was parked across the street. Appellant got behind the wheel, while Browner went to the other side of the car and fired several shots at Gantt, Fillmore and the teenagers. The Cadillac sped off and returned a few minutes later. More shots were fired from the car. The car made a U-turn and again shots were fired as it passed the house. Fillmore chased the Cadillac; Browner fired shots at Fillmore's car. After the men abandoned the Cadillac, Fillmore disabled the vehicle.

About a half-hour later, shots were fired from an orange LeMans which drove by the house. Fifteen minutes after that, appellant and three other men drove up in a brown Thunderbird and three or four more shots were fired. Oakland Police Officer David Evans followed the Thunderbird and ultimately detained appellant. Browner was arrested several days later.

A bullet hole was found on Gantt's garage door and one of the living room windows appeared to have been shot out. Gantt's neighbor testified that as the last shot was fired, she heard something hit the ceiling of her house and saw plaster falling.

Appellant contends that because the trial court did not deliver an instruction similar to CALJIC No. 17.01 1 with respect to the charge of shooting at an inhabited dwelling (Pen.Code, § 246), the jury was permitted to convict him without unanimously agreeing on the same particular acts in finding guilt.

In criminal cases, the fundamental right to trial by jury includes the right to a unanimous verdict. (Cal. Const., art. I, § 16; People v. Wheeler (1978) 22 Cal.3d 258, 265, 148 Cal.Rptr. 890, 583 P.2d 748.) A court must instruct sua sponte on those general principles of law which are closely and openly connected with the facts and which are necessary for a jury's understanding of the case. (People v. Sedeno (1974) 10 Cal.3d 703, 715, 112 Cal.Rptr. 1, 518 P.2d 913, dis. on another pt. in People v. Flannel (1979) 25 Cal.3d 668, 160 Cal.Rptr. 84, 603 P.2d 1; People v. Crawford (1982) 131 Cal.App.3d 591, 596, 182 Cal.Rptr. 536.) Appellant contends that under these circumstances, CALJIC No. 17.01 should have been delivered sua sponte, citing, e.g., People v. Crawford, supra; People v. Hefner (1981) 127 Cal.App.3d 88, 96-97, 179 Cal.Rptr. 336; People v. Madden (1981) 116 Cal.App.3d 212, 171 Cal.Rptr. 897. Respondent suggests that such instructions need not be given sua sponte under the circumstances, relying on People v. Vineberg (1981) 125 Cal.App.3d 127, 139-140, fn. 10, 177 Cal.Rptr. 819, cert. den. 456 U.S. 945, 102 S.Ct. 2011, 72 L.Ed.2d 468. In Vineberg, the court indicated that since the assertion that defendants may have been deprived of a unanimous jury decision was "not based in reality," sua sponte delivery of CALJIC No. 17.01 was not required. (125 Cal.App.3d at pp. 139-140, 177 Cal.Rptr. 819.) Vineberg does not support respondent's contention that sua sponte delivery of the instruction was not required under the circumstances of this case.

Moreover, appellant made a written request for CALJIC No. 17.01, without specifying to which charge the instruction was related. (See Pen.Code, § 1093.5; People v. Terry (1969) 70 Cal.2d 410, 77 Cal.Rptr. 460, 454 P.2d 36, cert. den. 399 U.S. 911, 90 S.Ct. 2205, 26 L.Ed.2d 566.) Although the court gave the instruction with respect to the assault charge, CALJIC No. 17.01 was not delivered with respect to the shooting charge.

The failure to deliver this instruction was error. There is no certainty that the jury unanimously agreed that appellant committed some particular act of shooting at an inhabited dwelling house. Shots were fired at Gantt's house on at least three separate occasions. On each occasion the shots were fired from a different vehicle. The evidence suggests that shots also hit a neighbor's house. The shooting incidents began shortly after midnight and continued until about 2:30 a.m.

The verdict against appellant cannot be matched with certainty to any single one of these acts, each of which could support it. The use note to CALJIC No. 17.01 indicates that the instruction should be delivered "only for violation of a statute under which any of several different acts is sufficient to constitute the offense." (CALJIC (4th ed. 1979) p. 255.) The instruction can thus be used when separate but similar unlawful acts are alleged. (People v. Crawford, supra, 131 Cal.App.3d 591, 596, 182 Cal.Rptr. 536.) In the absence of such an instruction, the verdict is open to the unacceptable possibility that certain jurors might have found that appellant aided and abetted the firing of shots at Gantt's house from the Cadillac, while others were convinced that he aided and abetted only in the shots fired later on from the Thunderbird, without all jurors at a minimum believing he aided and abetted the shooting that occurred any particular time.

Respondent contends that this case falls within the "continuous conduct" exception, which allows the court to refuse instruction where the charged offense, in itself, consists of a continuous course of conduct, or where the acts were so closely connected in time that they formed part of one transaction. (People v. Diedrich (1982) 31 Cal.3d 263, 282, 182 Cal.Rptr. 354, 643 P.2d 971.) The court in People v. Madden, supra, stated:

"Conceptually, the exception of continuous conduct resulting in but one offense is quite limited. There is a fundamental difference between a continuous crime spree and continuous conduct resulting in one specific offense. The continuous conduct exeption only really applies, if at all, to those types of offenses where the statute defining the crime may be interpreted as applying, on occasion, to an offense which may be continuous in nature such as failure to provide, child abuse, contributing to the delinquency of a minor, driving under the influence and the like [citations]." (116 Cal.App.3d at p. 218, 171 Cal.Rptr. 897.)

The charged acts, which involve groups of several shots fired on several different occasions, constitute a continuous crime spree rather than a crime of continuous conduct. The statute involved, Penal Code section 246, cannot be interpreted as applying to an offense which is continuous in nature. Unlike continuous conduct crimes, such as possessory offenses, the acts that appellant is charged with are "fragmented as to time or space." (People v. Wright (1968) 268 Cal.App.2d 196, 198, 73 Cal.Rptr. 692.) The defendants fired shots in the direction of more than one house, involving more than one potential victim. (See People v. McNeill (1980) 112 Cal.App.3d 330, 169 Cal.Rptr. 313 [CALJIC No. 17.01 required where defendant fired shots in the direction of four people, since the jury might have come to different conclusions as to a particular victim of the assault].)

Nor were the acts so closely connected in time that they formed one continuous crime. The shooting incidents spanned a period of several hours, unlike the continuous conduct offenses in People v. McIntyre (1981) 115 Cal.App.3d 899, 176 Cal.Rptr. 3 (three acts of rape "within a matter of minutes") or People v. Mota (1981) 115 Cal.App.3d 227, 171 Cal.Rptr. 212 (victim repeatedly raped during one hour). Appellant and the other men even had time to change cars twice in between assaults. The incidents are not part of one long "transaction," but rather are a series of separate offenses. (People v. Diedrich, supra, 31 Cal.3d 263, 282, 182 Cal.Rptr. 354, 643 P.2d 971.) The exception thus does not apply.

Respondent claims that the error was harmless, relying on Diedrich, supra, which suggests that failure to instruct is nonprejudicial where the jury's verdict implies that it did not believe the only defense offered. (31 Cal.3d at p. 283, 182 Cal.Rptr. 354, 643 P.2d 971.) In Diedrich, however, the court found that the first alleged act of bribery was simply denied while the second act of bribery was "explained," and thus held that the failure to deliver CALJIC No. 17.01 was prejudicial. Similarly, appellant denied being involved with the shots fired from the Cadillac and orange LeMans, claiming he was misidentified, while his involvement with the shots fired from the Thunderbird was explained with a story of abduction at gunpoint.

The possibility that the jurors may have come to different conclusions as to which particular act of discharging a firearm appellant aided and abetted vitiates the constitutionally required assurance of jury unanimity. While it is of course possible that the jurors agreed unanimously as to a particular act of shooting at an inhabited dwelling, such agreement would necessarily be fortuitous absent a proper instruction. (See People v. McNeill, supra, 112 Cal.App.3d 330, 336, 169 Cal.Rptr. 313.) There is no way to "gauge the precise effect" of the error. (...

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