People v. Nichols

• Decision Date: 06 May 2021
• Docket Number: 110230
• Citation: 146 N.Y.S.3d 699,194 A.D.3d 1114
• Court: New York Supreme Court — Appellate Division
• Parties: The PEOPLE of the State of New York, Respondent, v. Martin J. NICHOLS, Appellant.

194 A.D.3d 1114

146 N.Y.S.3d 699

The PEOPLE of the State of New York, Respondent,

v.Martin J. NICHOLS, Appellant.

110230

Supreme Court, Appellate Division, Third Department, New York.

Calendar Date: March 18, 2021

Decided and Entered: May 6, 2021

Rural Law Center of New York, Castleton (Kelly L. Egan of counsel), for appellant.

Karen A. Heggen, District Attorney, Ballston Spa (Gordon W. Eddy of counsel), for respondent.

Before: Garry, P.J., Lynch, Clark, Aarons and Colangelo, JJ.

MEMORANDUM AND ORDER

Lynch, J. Appeal from a judgment of the County Court of Saratoga County (Murphy III, J.), rendered October 16, 2017, convicting defendant upon his plea of guilty of the crime of criminal possession of a controlled substance in the third degree.

Following a traffic stop in Saratoga County on the evening of November 21, 2016, defendant was charged by indictment with criminal possession of a controlled substance in the third degree (two counts), tampering with physical evidence, obstructing governmental administration in the second degree, criminal possession of a weapon in the third degree, aggravated unlicensed operation of a motor vehicle in the third degree and possession of marihuana. Defendant moved to suppress the evidence recovered during the traffic stop and County Court denied the motion following a hearing. Defendant ultimately pleaded guilty to one count of criminal possession of a controlled substance in the third degree in satisfaction of the indictment and executed a written appeal waiver that "encompasse[d] all issues arising from th[e] criminal proceeding." He was sentenced, as a second felony offender and in accordance with the plea agreement, to a prison term of 9½ years, followed by three years of postrelease supervision. Defendant appeals.

Defendant seeks to vacate his plea on the ground that it was not knowing, intelligent and voluntary because County Court failed to advise him of all of his Boykin rights. Insofar as defendant did not file a postallocution motion to withdraw the plea despite an opportunity to do so, this issue is unpreserved for review (see People v. Miller, 190 A.D.3d 1029, 1030, 138 N.Y.S.3d 715 [2021] ; People v. Apelles, 185 A.D.3d 1298, 1299, 127 N.Y.S.3d 652 [2020], lv denied 35 N.Y.3d 1092, 131 N.Y.S.3d 287, 155 N.E.3d 780 [2020] ; People v. Thompson–Goggins, 182 A.D.3d 916, 918, 120 N.Y.S.3d 877 [2020] ). The narrow exception to the preservation rule does not apply since defendant did not make any statements during the plea colloquy that were "inconsistent with his guilt, negated an essential element of the charged crime or otherwise called into question the voluntariness of his plea" ( People v. Gamble, 190 A.D.3d 1022, 1024, 138 N.Y.S.3d 729 [2021], lv denied 36 N.Y.3d 1097, 144 N.Y.S.3d 134, 167 N.E.3d 1269 [Mar. 2, 2021] ; see People v. Williams, 27 N.Y.3d 212, 214, 220–222, 32 N.Y.S.3d 17, 51 N.E.3d 528 [2016] ). Recognizing that his argument is unpreserved, defendant asks us to take corrective action in the interest of justice. We decline to do so. Here, County Court advised defendant during the plea proceeding that, by pleading guilty, he would be giving up his "right to a trial[,] ... to cross-examine witnesses[, and] ... to take the stand in [his] own defense." Although the court did not specify that defendant would be giving up his right to a jury trial or the privilege against self-incrimination (see People v. Demkovich, 168 A.D.3d 1221, 1222, 91 N.Y.S.3d 801 [2019] ),¹ there is no cause to invalidate the plea under the circumstances presented (see People v. Tyrell, 22 N.Y.3d 359, 365, 981 N.Y.S.2d 336, 4 N.E.3d 346 [2013] ; People v. Edwards, 181 A.D.3d 1054, 1056, 122 N.Y.S.3d 133 [2020], lv denied 35 N.Y.3d 1026, 126 N.Y.S.3d 33, 149 N.E.3d 871 [2020] ). When considering "all of the relevant circumstances surrounding [the] plea" ( People v. Conceicao, 26 N.Y.3d 375, 382, 23 N.Y.S.3d 124, 44 N.E.3d 199 [2015] [internal quotation marks and citations omitted]) – including defendant's prior criminal history, the active participation by counsel, and the timing of the plea – we are satisfied that it was knowingly, voluntarily and intelligently entered (see People v. Edwards, 181 A.D.3d at 1056, 122 N.Y.S.3d 133 ).

Defendant next contends that County Court erred in denying his suppression motion, a claim that survives his guilty plea (see People v. Herbert, 147 A.D.3d 1208, 1209, 47 N.Y.S.3d 500 [2017] ). Although defendant executed a written appeal waiver – which generally forecloses a challenge to an adverse suppression ruling (see People v. Andino, 185 A.D.3d 1218, 1219, 127 N.Y.S.3d 629 [2020], lv denied 35 N.Y.3d 1110, 133 N.Y.S.3d 503, 158 N.E.3d 520 [2020] ; People v. Dobbs, 157 A.D.3d 1122, 1123, 68 N.Y.S.3d 781 [2018], lv denied 31 N.Y.3d 983, 77 N.Y.S.3d 661, 102 N.E.3d 438 [2018] ; People v. Stone, 105 A.D.3d 1094, 1095, 962 N.Y.S.2d 789 [2013] ) – the People concede, and we agree, that the appeal waiver was overly broad (see People v. Thomas, 34 N.Y.3d 545, 556, 122 N.Y.S.3d 226, 144 N.E.3d 970 [2019] ; People v. Gervasio, 190 A.D.3d 1190, 1191, 136 N.Y.S.3d 813 [2021] ). Moreover, County Court's brief and vague discussion of defendant's appellate rights during the oral colloquy does not excuse the overly-broad written waiver in these circumstances (see People v. Gervasio, 190 A.D.3d at 1191, 136 N.Y.S.3d 813 ). Accordingly, defendant's waiver of the right to appeal was invalid and his challenge to County Court's suppression ruling is reviewable.

Nevertheless, County Court did not err in declining to suppress the physical evidence obtained during the traffic stop. During the suppression hearing, State Trooper Kenneth M. Ahigian testified that, at approximately 10:30 p.m. on November 21, 2016, he was driving northbound on I–87 near the Town of Malta, Saratoga County. At that time, he observed a black SUV commit several traffic violations, including "moving from [the] lane in an unsafe manner, speeding, and not using a directional." State Trooper Michael P. Tromblee – who was sitting in his police vehicle in the U-turn lane – also observed the vehicle, explaining that a television appeared to be playing in the front middle console. Tromblee watched as Ahigian followed behind the vehicle and activated his emergency lights to initiate a traffic stop. Ahigian then called for backup on an internal radio and Tromblee followed behind Ahigian to assist.

Before approaching the vehicle, Ahigian ran its license plate number through an onboard database, which revealed that the driver's license for the registered owner was suspended. Ahigian then approached the vehicle, where he encountered defendant sitting in the driver seat and a woman sitting in the front passenger seat. Defendant rolled down his window and produced his license and registration. Defendant then complied with Ahigian's request to exit the vehicle and followed him to the rear, where Ahigian informed him that he smelled marihuana emanating from the vehicle. In response, defendant informed Ahigian that he had smoked marihuana earlier that evening and handed Ahigian marihuana that he had on his person. Ahigian testified that, at that point, defendant began trying to "reach in his pants" and tug on his waistband. Concerned for his safety, Ahigian placed defendant in handcuffs and conducted a "preliminary" search of defendant's person, which did not yield contraband.

Meanwhile, Tromblee sought pedigree information from the woman in the passenger seat. In response to Tromblee's inquiry about where she and defendant were coming from, the passenger stated that they were on their way back from a Walmart in the Town of Colonie, Albany County. The passenger referred to defendant as "Bam" but did not know his last...