People v. Ortero

Decision Date09 June 1980
Citation428 N.Y.S.2d 965,75 A.D.2d 168
PartiesThe PEOPLE, etc., Respondent, v. Jose ORTERO, a/k/a Jose Otero, and Frank Naranjo, Appellants.
CourtNew York Supreme Court — Appellate Division

Louis A. Tirello, Spring Valley, for appellants.

John J. Santucci, Dist. Atty., Kew Gardens (Deborah Carlin Stevens, Kew Gardens, of counsel), for respondent.

Before MOLLEN, P. J., and LAZER, GIBBONS and MARGETT, JJ.

MOLLEN, Presiding Justice.

The defendants stand convicted of attempted murder in the second degree and criminal possession of a weapon in the second degree. The prosecution alleged that, acting in concert, they shot Oscar Roldan as he lay in a hospital bed in Booth Memorial Hospital. Roldan, who survived the attack, did not testify at trial. However, another patient at the hospital identified defendant Ortero as Roldan's assailant, and a maintenance worker identified both defendants as the men he had seen running out a back door of the hospital on the day of the crime.

The defendants offered an alibi placing them both at their attorney's office when the crime was committed. The alibi was supported at trial by the testimony of an employee of the attorney, the employee's wife, and two other witnesses.

Prior to trial, defendant Naranjo applied for a ruling pursuant to People v. Sandoval, 34 N.Y.2d 371, 357 N.Y.S.2d 849, 314 N.E.2d 413, to limit the scope of potential cross-examination in the event he testified. His counsel addressed the court as follows:

"MR. TIRELLI: Yes, sir. Your Honor, with respect to Frank Naranjo, the only crime in this country that he has been convicted of is one case in the Federal Courts that was before the Honorable Judge Platt, of the Eastern District of New York, which was approximately one year ago. The charge in that case was possession of a weapon, and he took a plea of guilty on the case, and he was sentenced to two years, which he is now presently serving that term. There are no other crimes that he has been convicted of at this time, and I would most respectfully ask that I be able to use Frank Naranjo without the fear of the District Attorney being able to bring out in cross-examination this particular charge, because it would definitely prejudice the jury in a sense that there are guns used in this case, and in that case there was a charge of possession of a weapon."

Noting that he had previously consented to a similar application by the codefendant, the District Attorney said:

"I will consent to this charge also, so there need be no further discussion on the point."

At trial, the prosecution called a special agent of the Bureau of Alcohol, Tobacco and Firearms who had participated in Naranjo's arrest. The agent testified that when Naranjo was arrested, he gave a false name and misrepresented his place of birth. The prosecutor then offered for identification a form apparently entitled "Statement of Rights and Waiver of Rights", which Naranjo had signed using a false name. Defense counsel objected and, at a sidebar conference, protested that he had been told by the District Attorney that Naranjo had made no statements to law enforcement officials. Counsel asserted that he had never been furnished with a copy of the "Statement of Rights and Waiver of Rights", and he asked that the form itself be suppressed. The prosecutor replied as follows:

"MR. BERLOWITZ: Your Honor, there's an exception to pedigree information. I have no intentions of going into any of the defendant's criminal background whatsoever. I gave you my assurance before trial." (Emphasis supplied.)

The court overruled the objection and held the form admissible as "pedigree material."

Defendant Naranjo subsequently testified in his own behalf. On cross-examination he was confronted with serious allegations of misconduct which had not been addressed in the pretrial Sandoval application. At the outset, he was vigorously questioned concerning his entry into and departure from the United States. When defense counsel's objection "to this whole line" of questioning was overruled, Naranjo acknowledged that he had illegally entered the country using an altered passport. Defense counsel thereupon requested a sidebar conference, and the record reveals the following exchange:

"MR. TIRELLI: Your Honor, the only attempt of this testimony is to bring the prejudicial statements to show other previous crimes, and this was not allowed. We had a Sandoval hearing so that this would not be allowed.

"THE COURT: He's never been barred by any sort of a motion. I wouldn't bar any questioning along these lines on the Sandoval motion even if you made it now.

"MR. TIRELLI: But these would there's no question these are to inflame the jury.

"THE COURT: It goes to his credibility.

"MR. TIRELLI: They still inflame the jury, Your Honor. It goes beyond credibility.

"THE COURT: What do you want to say?

"MR. BERLOWITZ: We had a Sandoval hearing, and I specifically excluded myself from the one conviction which he had in the United States, and I said I wouldn't comment about it, and I intend not to.

"THE COURT: All right.

"MR. TIRELLI: And there was also that there were no charges made in Colombia.

"MR. BERLOWITZ: That's not correct. There was never any mention of that. You're mistaken.

"THE COURT: What about Colombia?

"MR. TIRELLI: About any prior crimes in Colombia.

"THE COURT: He could question him about it if you didn't make it part of your Sandoval motion. I can only deal with matters that are before me.

"MR. TIRELLI: We covered any prior crimes.

"THE COURT: No. You have to be specific. All right.

"MR. BERLOWITZ: Thank you."

The prosecutor then pressed his inquiry by eliciting from Naranjo that he had forged certain documents to facilitate his departure from the United States, and had later re-entered the country illegally. Naranjo's cross-examination concluded as follows:

"Q Isn't it true that on or about October 28th, 1976, you and two others kidnapped Mr. Gustavo Gomez

"MR. TIRELLI: Objection, Your Honor.

"Q Zuluaga

"MR. TIRELLI: Objection, Your Honor.

"THE COURT: Overruled.

"Q a fifty-five year old owner of a Super Bus Factory, along with an eleven year old boy named Herman Alberto Prieto, and then when you were surrounded by the police, you shot and murdered these two individuals?

"A (In English:) No.

"Q And that this occurred on October 28th, 1976?

"A No.

"Q Isn't it a fact that Mr. Gustavo Gomez Zuluaga was kidnapped from his home, and that the boy was kidnapped while waiting for a bus at 7:00 in the morning, and that you forced the boy into a waiting taxi and took them to a hideaway?

"A No.

"Q Isn't it a fact that as a result of this, you were shot in the leg by the police, and that is the injury of which you speak?

"A No.

"Q And isn't it a fact that when you escaped from the police,

"MR. TIRELLI: Your Honor, I object.

"THE COURT: Overruled.

"Q you went to Atlanta, Georgia, and entered this country illegally on December 13th, 1976?

"A That I entered the country, yes.

"Q Illegally on December 13th, 1976?

"A Yes.

"Q Isn't it a fact that also on January 9, 1974, January 9, 1974, or thereabouts, you committed a crime by trafficking in forged currencies in Colombia, South America?

"A No.

"Q And isn't it a fact that on or about September 26, 1975, you and others kidnapped one Adriana Ortiz Arcelia in Colombia, South America?

"A No.

"MR. BERLOWITZ: Thank you. No further questions."

Out of the hearing of the jury, the court asked the prosecutor to state the factual basis for the questions he had just asked. The prosecutor replied that he had relied on "a composite of various information," including communications with a Colonel Isaza of Colombia, newspaper reports, a "rap-sheet" from two Colombian cities, and unspecified data provided by Inter-Pol.

In summation, the prosecutor made the following remarks which were objected to as indicated:

"Now, Frank Naranjo took the stand, and the defendant came up and told you about the shooting which occurred and which disabled him something about atrophy. He had a long demonstration. He held up his leg. He took his shoe off and showed his leg, and he was shot. He was shot in Colombia, South America; and you know something about that shooting in Colombia, South America.

"MR. TIRELLI: Objection, Your Honor.

"THE COURT: Overruled.

"MR. BERLOWITZ: And he also indicated to you that he wasn't there. He didn't know where Booth Memorial Hospital was. He indicated that at various times he's used different names. That on April 3, 1976, he used the name entering J.F.K. International Airport of Jose Dario Hernandez-Galan, under altered Passport No. J316339. He claimed to be from Bogota, Colombia, and born April 8, 1945. Well, somebody gave him that passport. That's how he got into this country. He left and then he came back. This time he came in on December 13th, 1976, into Atlanta, and used the alias Augusto Bustamanto. He said he was born in Colombia, on December 11th, 1949. That's not his name or birthdate either. His name is Frank Naranjo; as counsel refers to him Dr. Frank Naranjo. Well, the good doctor was born on March the 10th, 1950, in Medellin, Colombia; and after that, frankly, the record indicates we don't know anything about him. He's truly a man of mystery.

"MR. TIRELLI: Objection, Your Honor.

"THE COURT: Overruled.

"MR. BERLOWITZ: He has many identities, many birthdates, and many birthplaces.

"I asked him some question about what went on in Colombia, South America. I asked him about two kidnappings, a forgery,

"MR. TIRELLI: Objection, Your Honor.

"MR. BERLOWITZ: and two murders.

"THE COURT: Overruled.

"MR. BERLOWITZ: And they were long detailed questions, and after each question he said no. No, he did not on October 28th, 1976, kidnap Mr. Gustavo Gomez Zuluaga

"MR. TIRELLI: Your Honor, I object to this. This is not fair summation.

"THE COURT: Sustained. Go on."

The jury subsequently convicted both defendants of attempted murder in the second degree and criminal...

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