People v. Pena

Decision Date29 July 1974
Citation357 N.Y.S.2d 899,45 A.D.2d 1038
PartiesThe PEOPLE, etc., Respondent, v. Domingo PENA, Appellant.
CourtNew York Supreme Court — Appellate Division

Before GULOTTA, P.J., and HOPKINS, MARTUSCELLO, SHAPIRO and CHRIST, JJ.

MEMORANDUM BY THE COURT.

Appeal by defendant from a judgment of the Supreme Court, Kings County, rendered December 28, 1972, convicting him, after trial, of criminally selling a dangerous drug in the third degree (two counts) and criminally possessing a dangerous drug in the fourth and sixth degrees (four counts) and imposing concurrent terms of 5 to 15 years, 2 1/3 to 7 years, and 1 year, respectively. He is presently serving his sentence.

Judgment reversed and new trial ordered.

In this case the court held an In camera hearing to determine whether there was in fact an informer. He decided that there was on the basis of the police officer's testimony that the informer was registered with the police department. However, he refused defendant's request that the name of the informer be disclosed so that the latter could be called as a witness. In view of the undisputed fact, as testified to by the police officer, that he was introduced to the defendant by the informer, the words of Judge Wachtler in People v. Goggins, 34 N.Y.2d 163, 356 N.Y.S.2d 571, 313 N.E.2d 41, affg. 42 A.D.2d 227, 346 N.Y.S.2d 381 apply. He there said (pp. 169--170, 356 N.Y.S.2d p. 576, 313 N.E.2d p. 44):

'On this point the nature of the informant's role is of some significance. Undoubtedly the strongest case for disclosure is made out when it appears that the informant was an eyewitness or a participant in the alleged crime. (Roviaro v. United States, 353 U.S. 53, 77 S.Ct. 623, 1 L.Ed.2d 639, Supra.) But disclosure of the informant's identity may also be appropriate when, by introducing the parties to each other or performing some other preliminary function he may be considered to have been 'an active participant in setting the stage'. (Gilmore v. United States, 5 Cir., 256 F.2d 565, 567; see, also, United States v. Roberts, 2 Cir., 388 F.2d 646, 647, 649; Price v. Superior Ct., 1 Cal.3d 836, 83 Cal.Rptr. 369, 463 P.2d 721.)'

While in this case the defendant did not take the stand he produced some evidence, albeit weak, through the testimony of his aunt that he was elsewhere at the time and place when the police said the drug transaction took place.

Under the circumstances People v. Goggins, Supra, requires that the judgment appealed from be reversed and a new trial be had at which the informer can be produced.

HOPKINS, MARTUSCELLO and SHAPIRO, JJ. concur.

GULOTTA, P.J. and CHRIST, J., dissent and vote to affirm, with the following memorandum:

In our opinion the trial court correctly refused to permit disclosure of the identity of the informant who introduced the undercover...

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3 cases
  • Pena v. LeFerve
    • United States
    • U.S. District Court — Eastern District of New York
    • 14 Septiembre 1976
    ...or an eyewitness, had helped to set the stage for the transaction by introducing Pantano to petitioner. See People v. Pena, 45 App.Div.2d 1038, 357 N.Y.S.2d 899 (2d Dept. 1974). On appeal by the People to the New York Court of Appeals, the order of the Appellate Division was reversed and pe......
  • People v. Pena
    • United States
    • New York Court of Appeals Court of Appeals
    • 30 Octubre 1975
    ...counts of an indictment charging him with the sale and possession of dangerous drugs. The Appellate Division, Second Department (45 A.D.2d 1038, 357 N.Y.S.2d 899), by a divided court, reversed the judgment and ordered a new trial so that the informer can be produced. For the reasons which f......
  • People v. Pena
    • United States
    • New York Supreme Court — Appellate Division
    • 19 Enero 1976
    ...1975 the Court of Appeals reversed the order of this court and remitted the case to this court for review of the facts (People v. Pena, 45 A.D.2d 1038, 357 N.Y.S.2d 899, revd., 37 N.Y.2d 642, 376 N.Y.S.2d 452, 339 N.E.2d Judgment affirmed. The trial court properly refused to compel disclosu......

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