People v. West

• Decision Date: 27 May 1980
• Docket Number: Cr. 19774
• Court: California Court of Appeals Court of Appeals
• Parties: PEOPLE of the State of California, Plaintiff and Respondent, v. Theodore William WEST, Defendant and Appellant.

Page 24

165 Cal.Rptr. 24

107 Cal.App.3d 987

PEOPLE of the State of California, Plaintiff and Respondent, v. Theodore William WEST, Defendant and Appellant.

Cr. 19774.

Court of Appeal, First District, Division 3, California.

May 27, 1980.

Hearing Denied July 30, 1980.

George L. Schraer, Berkeley, for defendant and appellant.

George Deukmejian, Atty. Gen., Robert H. Philibosian, Chief Asst. Atty. Gen., Crim. Div., Edward P. O'Brien, Asst. Atty. Gen., John T. Murphy, Eugene W. Kaster, Deputy Attys. Gen., San Francisco, for plaintiff and respondent.

FEINBERG, Associate Justice.

Appellant Theodore William West was charged by information with second degree burglary (Pen.Code, § 459) of Gene's Sport Shop.

He pleaded guilty before Judge McGuire pursuant to a plea bargain whereby he would be allowed to withdraw his guilty plea "if the court cannot carry out the sentence within the limits negotiated," i. e., "up to one year in the Marin jail, with a State Prison Sentence suspended, set at the middle term of two years." Appellant appeared for sentencing before Judge Broderick, who found himself unable to sentence appellant according to the plea bargain and permitted him to withdraw his guilty plea.

Judge Menary presided at appellant's jury trial. Appellant testified and presented several witnesses to a defense of diminished capacity. The jury found appellant guilty as charged. The court sentenced him to prison for an aggravated term of three years.

Appellant was caught in the act of burglarizing a sporting goods store. At trial he claimed to have only a minimal recollection of the incident due to intoxication which diminished his capacity to form the intent to steal. Although the police had not noticed any signs of intoxication, two of appellant's friends testified that he was in such a state. In addition to the testimony of the police, other evidence tended to rebut appellant's defense. He had an apparent accomplice who was arrested outside the building. Entry was by a window 14 feet from the ground, and under it the police found a ladder and carpenter's tools. When detected, appellant reacted by reaching into a nearby gun case. Near where he was first seen were a pistol and a pair of pistol grips which had been removed from their places in the shop. Appellant was wearing a nylon stocking mask and gloves. He recognized and called by name one of the arresting officers and regretted that he had not shot him.

1. Whether judge who approves plea bargain must preside at probation hearing.

The statute governing "conditional pleas" of guilty, ¹ particularly the third paragraph thereof, appears to contemplate that the judge who initially "approves" the plea should be the judge who presides at the hearing on the application for probation or pronouncement of judgment and either continues to approve or "withdraws" his approval of the plea. People v. Arbuckle (1978) 22 Cal.3d 749, 756-757, 150 Cal.Rptr. 778, 782-783, 587 P.2d 220, 224-225, says that "As a general principle . . . whenever a judge accepts a plea bargain and retains sentencing discretion under the agreement, an implied term of the bargain is that sentence will be imposed by that judge."

As stated above, appellant pleaded guilty on the condition that he receive a suspended prison sentence, probation, and up to a year in the county jail. A different judge from the judge who initially approved this plea presided at the ensuing probation hearing and withdrew approval of the plea.

In Arbuckle, but not in the present case, the first judge's phraseology implied that he would be the judge at the second hearing, but that does not appear to be a material fact. (See In re Ray O. (1979) 97 Cal App.3d 136, 139, 158 Cal.Rptr. 550, 551 ("We do not consider that significant and are not persuaded that grammar should or does expressly preclude any reliance . . . that the same judge would be presiding at the dispositional hearing.").)

Assuming, then, that a term included by implication in every conditional plea, unless expressly excluded, is that the judge who approves it will decide whether to continue or withdraw such approval, the right to the same judge is no less conditional than the other terms of the plea. Arbuckle recognizes that if a defendant's case is assigned to a different judge for sentencing, the defendant can proceed before that judge or withdraw his plea. (22 Cal.3d at p. 757, fn. 5, 150 Cal.Rptr. 778, 587 P.2d 220.) Furthermore, even if a defendant could demand the same judge, he must do so; he does not have the option of taking his chances before the different judge and, if the result is unfavorable, then demand the original judge. Appellant did not move for reassignment to Judge McGuire or object to Judge Broderick. He may, for all the record shows to the contrary, have calculated that his chances would be better with Judge Broderick. He made his election and is bound by it.

2. Lesser offense.

Appellant contends that the court should have instructed the jury with regard to a "lesser included offense." In Judge Richards' Appendix C to California Jury Instructions Criminal (4th ed. 1979) 327, 329-331, four tests for included offenses are set forth: (A) the basic or "legal elements of crime charged" test based on the leading case of In re Hess (1955) 45 Cal.2d 171, 288 P.2d 5, (B) the "allegations of specific acts in accusatory pleading" test derived from People v. Marshall (1957) 48 Cal.2d 394, 309 P.2d 456, (C) the "defendant's full knowledge of prosecution's theories" test derived from People v. Collins (1960) 54 Cal.2d 57, 4 Cal.Rptr. 158, 351 P.2d 326, and (D) the "implied amendment of accusatory pleading" test based on People v. Francis (1969) 71 Cal.2d 66, 75 Cal.Rptr. 199, 450 P.2d 591, and derived from People v. Hensel (1965) 233 Cal.App.2d 834, 43 Cal.Rptr. 865. Witkin, California Criminal Procedure (1963) section 543, page 555 and (1978 Supp.) page 871, regards the (C) Collins and (D) Hensel/Francis tests as extensions of the Marshall test. We suggest the analysis is misleading.

Neither the Collins nor Hensel/Francis rules purport to define lesser included offenses or to extend Marshall. Instead, they describe circumstances under which a defendant may not complain of conviction of a lesser offense which is not an included offense under the Hess or Marshall tests. They do not create a right on the part of defendants to instructions on lesser offenses under such circumstances.

Appellant requested the court to instruct the jury on the lesser offense of "prowling" (Pen.Code, § 647, subd. (g).) ² He acknowledges that prowling is not an included offense of second degree burglary under either the (A) Hess or (B) Marshall tests but contends that People v. Cole (1979) 94 Cal.App.3d 854, 155 Cal.Rptr. 892, relying on Collins, created a third test of lesser included offenses based on whether the defendant's opportunity to prepare and defend against a charge is impaired. (Accord, People v. Muis (1980) 102 Cal.App.3d 206, 163 Cal.Rptr. 791.) He argues that the test applies to him because he was not inhibited in his ability to defend against the charge of prowling indeed, his defense was that he was prowling. However, without necessarily agreeing with the reasoning in Cole, we read Cole as holding that even though an offense is a lesser but not an included offense under either Hess or Marshall to the offense charged, an instruction thereon and a conviction thereof does not necessarily constitute reversible error. That is not the same as holding that the trial court must instruct thereon, even if so requested by the defendant. To hold that a defendant can require that a jury be told that he can be convicted of crime X when he has been charged with crime Y, a charge that does not necessarily include crime X, is to hold that the defendant, in effect, has the power to determine what crime he is charged with, a power that resides exclusively with the prosecution.

Prowling is not a lesser included offense of burglary and the court did not err in refusing an instruction with respect thereto.

3. Non-Mirandized statements.

Immediately upon appellant's being placed under arrest and before the discovery of the second person, the police asked appellant who was with him in the building. They had not advised him of his Miranda rights. The purpose of the question was to determine whether appellant was alone, a great concern to the officers in view of the firearms and ammunition in the burglarized premises. Appellant answered that no one was with him. His answer was admitted at trial to prove his mental state. The court overruled an objection on Miranda grounds, finding that the statement was obtained by questioning which was reasonably necessary to protect the police from immediate danger from possible accomplices of appellant. (See People v. Dean (1974) 39 Cal.App.3d 875, 114 Cal.Rptr. 555.)

Dean involved...