People v. Williams

• Decision Date: 14 September 1992
• Citation: 186 A.D.2d 161,587 N.Y.S.2d 704
• Parties: The PEOPLE, etc., Respondent, v. Barry WILLIAMS, Appellant.
• Court: New York Supreme Court — Appellate Division

Page 704

587 N.Y.S.2d 704

186 A.D.2d 161

The PEOPLE, etc., Respondent, v. Barry WILLIAMS, Appellant.

Supreme Court, Appellate Division Second Department.

Sept. 14, 1992.

Philip L. Weinstein, New York City (Susan H. Salomon, of counsel), for appellant.

Charles J. Hynes, Dist. Atty., Brooklyn (Jay M. Cohen, Carol Teague Schwartzkopf, Monique Ferrell; and Lawrence J. Portnoy, of counsel), for respondent.

Before ROSENBLATT, J.P., and MILLER, O'BRIEN and RITTER, JJ.

MEMORANDUM BY THE COURT.

Appeal by the defendant from two judgments of the Supreme Court, Kings County (Lipp, J.), both rendered September 5, 1990, convicting him of assault in the second degree, attempted escape in the third degree, and obstructing governmental administration, under Indictment No. 10396/89, and of assault in the third degree, under Indictment No. 12295/89, upon jury verdicts, and imposing sentences.

ORDERED that the judgments are reversed, on the law, and a new trial is ordered. No questions of fact have been raised or considered.

The defendant was convicted, inter alia, of an assault against his estranged paramour. The defendant was present throughout the trial and testified in his own defense. The case was submitted to the jury on July 30, 1990. The jury was sequestered that night and continued its deliberations the following day.

On July 31, 1990, at approximately 12:10 P.M., the jury sent a note to the court indicating that it had reached a verdict. At that time the defendant, who had been present throughout the morning and who apparently had not been instructed otherwise, was at lunch and absent from the courtroom. After the court advised the defense counsel that a verdict had been reached, the defense counsel unsuccessfully searched for her client for approximately 20 minutes, and the defense counsel reported to the court that she had been unable to locate the defendant. When she suggested "It is 12:30; he may have just gone out for lunch", the court responded, "Nobody gave him permission to". After defense counsel offered, "I don't think he was aware that he needed to ask", the court, not dissuaded and without any further delay or investigation, received the jury's verdict in the defendant's absence. After the jury was polled it returned to the jury room to finish lunch. The court noted that the jury's verdict was being taken in the defendant's absence but explained that it was preferable to take the verdict now so that the jury could "have [its] lunch at [its] leisure and leave * * * when * * * [lunch was] completed", rather than have the jury wait until 2:00 P.M. The court reiterated, "I don't know where [the defendant] is right now * * * he must have just stepped out for a moment. Maybe he thought it was time for lunch too. But he'll be back shortly and I didn't want to keep you waiting, so I took your verdict now". The court thanked the jury for its deliberations and excused it to finish lunch. The court instructed the attorneys to return at 2:00 P.M.

Following the court's luncheon recess, by which time the jury had been discharged, the defendant returned to the courtroom. The defense counsel apologized that the defendant had just gone to lunch and did not realize that it was inappropriate to do so at that time. The defendant also apologized for his indiscretion. Thereafter the court advised him of the jury's verdict. The defense counsel moved to set aside the verdict on the two counts of assault, arguing that the evidence was legally insufficient. No argument was raised, however, concerning the rendition of the verdict in the defendant's absence. Nevertheless, we now reverse the judgment of conviction, finding that the court abused its discretion in taking the verdict in the defendant's absence.

The defendant never raised an objection to the court's decision to take the jury's verdict in his absence. However, as the People candidly acknowledge, the court departed substantially from the statutory mandate affecting the mode of proceedings prescribed by law when it took the verdict in the defendant's absence without conducting any meaningful inquiry to ascertain his whereabouts. Thus, an issue of law is presented for appellate review (see, People v. Mehmedi, 69 N.Y.2d 759, 513 N.Y.S.2d 100, 505 N.E.2d 610).

CPL 310.40(1) provides:

"The verdict must be rendered and announced by the foreman of the jury in the courtroom in the presence of the court, a prosecutor, the defendant's counsel and the defendant" (emphasis added).

A criminal defendant has a fundamental right to be present at all material stages of a trial (see, People v. Dokes, 79 NY2d 656, 584 N.Y.S.2d 761, 595 N.E.2d 836; People v. Velasco, 77 N.Y.2d 469, 568 N.Y.S.2d 721, 570 N.E.2d 1070; People v. Mehmedi, supra, 69 N.Y.2d 759, 513 N.Y.S.2d 100, 505 N.E.2d 610; People v. Ciaccio, 47 N.Y.2d 431, 418 N.Y.S.2d 371, 391 N.E.2d 1347; Maurer v. People, 43 N.Y. 1; People v. Huarotte, 134 A.D.2d 166, 520 N.Y.S.2d 756). A material stage has been defined as one in which the defendant's "presence has a relation, reasonably substantial to the fullness of his opportunity to defend against the charge" (Snyder v. Commonwealth of Massachusetts, 291 U.S. 97, 105-106, 54 S.Ct. 330, 332, 78 L.Ed. 674). Under this...