Perry v. Anonymous Physician 1

• Citation: 25 N.E.3d 103
• Decision Date: 24 December 2014
• Docket Number: No. 02A03–1401–CT–43.,02A03–1401–CT–43.
• Parties: Lloyd G. PERRY, Appellant–Plaintiff, v. ANONYMOUS PHYSICIAN 1, Alias Medical Group 1, LLC, Anonymous PA–C, Anonymous Hospital 1, Inc., Anonymous Physician 2, Anonymous Medical Practice 1, Anonymous Medical Facility 1, Anonymous Physician 3, Anonymous Service Provider 1, Indiana Department of Insurance and Respective Un–Named Carriers, Anonymous Physician 4, Anonymous Service Provider 1, Anonymous Hospital 1, Inc., Anonymous Physician 5, Anonymous Medical Practice 2, Bois Blanc 1, LLC, Bois Blanc 2, LLC and Anonymous Medical Group 2, LLC, Appellees–Defendants.
• Court: Court of Appeals of Indiana

25 N.E.3d 103

Lloyd G. PERRY, Appellant–Plaintiff

v.ANONYMOUS PHYSICIAN 1, Alias Medical Group 1, LLC, Anonymous PA–C, Anonymous Hospital 1, Inc., Anonymous Physician 2, Anonymous Medical Practice 1, Anonymous Medical Facility 1, Anonymous Physician 3, Anonymous Service Provider 1, Indiana Department of Insurance and Respective Un–Named Carriers, Anonymous Physician 4, Anonymous Service Provider 1, Anonymous Hospital 1, Inc., Anonymous Physician 5, Anonymous Medical Practice 2, Bois Blanc 1, LLC, Bois Blanc 2, LLC and Anonymous Medical Group 2, LLC, Appellees–Defendants.

No. 02A03–1401–CT–43.

Court of Appeals of Indiana.

Dec. 24, 2014.

Lloyd G. Perry, Fort Wayne, IN, Appellant Pro Se.

Mark W. Baeverstad, Andrew L. Palmison, Rothberg Logan & Warsco LLP, Fort Wayne, IN, Attorneys for Anonymous Hospital 1, Inc. and Anonymous Medical Facility 1, Inc.

Jason A. Scheele, Jessica L. Pixler, Rothberg Logan & Warsco, LLP, Fort Wayne, IN, Attorneys for Anonymous Physician 1, Alias Medical Group 1, LLC and Anonymous Physician 6.

Benjamin D. Ice, William A. Ramsey, Murphy Ice, LLP, Fort Wayne, IN, Attorneys for Anonymous Physician 2, Anonymous Medical Practice 1, Anonymous Physician 5 and Anonymous Medical Practice 2.

OPINION

MAY

, Judge.

In June 2010, Lloyd Perry filed with the Department of Insurance a proposed complaint alleging malpractice by a number of physicians and other healthcare providers (collectively, “the Providers”). As Perry did not provide expert testimony to rebut the medical review panel's opinion there was no malpractice that caused his injury,¹ we affirm.

FACTS AND PROCEDURAL HISTORY

Perry brought a proposed medical malpractice complaint in 2010 and amended it in January 2011 to add more defendants. The medical review panel unanimously found all the defendants except one hospital met the appropriate standard of care. It found the conduct of the hospital that did not meet the standard of care was not a factor in Perry's injuries. The Providers moved for summary judgment. Perry submitted a brief in response, but the record does not reflect he designated expert testimony to rebut the panel's findings. The trial court granted the Providers' motions. Perry's motion to correct error was denied.

DISCUSSION AND DECISION

Summary judgment is appropriate only if there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. Oelling v. Rao, 593 N.E.2d 189, 190 (Ind.1992)

; Ind. Trial Rule 56(C). The burden is on the moving party to prove the nonexistence of a genuine issue of material fact; if there is any doubt, the motion should be resolved in favor of the party opposing the motion. Oelling, 593 N.E.2d at 190. Once the movant has sustained this burden, however, the opponent may not rest on the mere allegations or denials in his pleadings, but must respond by setting forth specific facts showing there is a genuine issue for trial. Id.

In a medical malpractice action based on negligence the plaintiff must establish 1) a duty on the part of the defendant in relation to the plaintiff; 2) failure on the part of defendant to conform its conduct to the requisite standard of care required by the relationship; and 3) an injury to the plaintiff resulting from that failure. Id. In support of their motions for summary judgment, the Providers submitted the opinion of the medical review panel, which determined all the Providers except one hospital met the standard of care, and any breach by that hospital was not a factor in the damages Perry claimed. That satisfied the Providers' burden to show there was no genuine issue of material fact; without a breach of the standard of care, the defendants would be entitled to judgment as a matter of law. Id. It was then up to Perry to respond by presenting specific facts that showed a genuine issue for trial. See id.

Once the defending parties designate the opinion of the medical review panel finding they exercised the applicable standard of care, the plaintiff must generally present expert opinion testimony to demonstrate there is a genuine issue of material fact.² Stafford v. Szymanowski, 13 N.E.3d 890, 895 (Ind.Ct.App.2014)

. Because of the complexity of medical diagnosis and treatment, expert opinion is required as to the existence and scope of the standard of care that is imposed on medical specialists and as to whether particular acts or omissions measure up to the standard of care. Id. Before the trier of fact may confront the factual question of negligence the issue must be presented and placed in controversy by reference to expert opinion.

We note initially that in Hughley v. State, 15 N.E.3d 1000 (Ind.2014)

, our Indiana Supreme Court recently held a non-movant may meet his obligation to raise a genuine issue of material fact and therefore defeat summary judgment by designating an affidavit—even “a perfunctory and self-serving one”—if it “specifically controvert[s]” the moving party's prima facie case. Id. at 1004. While it is unclear from the record before us whether Perry designated such an affidavit, we write to address why the Hughley reasoning does not apply to summary judgment motions in medical malpractice cases.

In his affidavit in a civil forfeiture case, Hughley denied under oath that his cash or car were proceeds of or used in furtherance of drug crimes, stating the money seized from him was “not the proceeds from criminal activity nor was it intended for a violation of any criminal statute. I did not intend to use that money for anything other [than] legal activities.” Id. He stated his automobile “was never used to transport controlled substances and it is not the proceeds from any unlawful activity.” Id. That evidence was “sufficient, though minimally so, to raise a factual issue to be resolved at trial, and thus to defeat the State's summary-judgment motion.” Id.

The Hughley Court found the policy of not short-circuiting the trial process “especially weighty” because civil forfeitures have significant criminal and punitive characteristics; they are “not favored, and should be enforced only when within both the letter and spirit of the law.” Id. (quoting Katner v. State, 640 N.E.2d 388, 390 (Ind.Ct.App.1994)

, adopted and incorporated by reference, 655 N.E.2d 345 (Ind.1995) ). Ensuring that parties are not prematurely denied their day in court is always important, but it is especially vital before exacting criminal-like penalties. Id.

We do not believe Hughley can be read to eliminate the requirement in medical malpractice cases that a plaintiff, to defeat summary judgment for a health care provider when the medical review panel has determined there was no breach of the duty of care or that any breach was not the cause if a plaintiff's injury, must provide expert opinion evidence.

In the usual negligence action the defendant's conduct is judged against what a reasonable man would do under the circumstances. Dolezal v. Goode, 433 N.E.2d 828, 831 (Ind.Ct.App.1982)

. But the determination in a medical malpractice case whether a physician's conduct fell below the legally prescribed standard of care involves questions of science and professional judgment that are outside the realm of the layperson. See id. (addressing the determination whether a physician has exercised the degree of skill and care possessed by physicians in the locality). That is why, in an action for medical malpractice, whether the defendant used...