Phillips By and Through Phillips v. Hull

Decision Date02 December 1987
Docket NumberNo. 55989,55989
Citation516 So.2d 488
PartiesJulie Ann PHILLIPS, A minor, By and Through her mother and next friend, Debra Ann PHILLIPS, Jimmy L. Phillips, et al, v. Calvin T. HULL, M.D.
CourtMississippi Supreme Court

En Banc:

PRATHER, Justice, for the Court:

This medical malpractice case questions whether, in claims for alleged negligently performed surgical procedures and for failure to obtain informed consent, a plaintiff must submit affidavits of medical experts concerning a physician's standard of care to survive a motion for summary judgment.

On March 15, 1983, plaintiffs/appellants, Debra Ann Phillips, her husband Jimmy L. Phillips and daughter Julie Ann Phillips filed suit against Dr. Calvin T. Hull, a gynecologist and obstetrician, and Health Group of Flowood, Mississippi Inc. (Woman's Hospital), alleging that both defendants were guilty of medical malpractice. After a year of discovery, plaintiff's counsel filed answers indicating that no expert witness had been found to testify for plaintiff. Thereafter, both defendants filed motions for summary judgment submitting affidavits of experts stating that both defendants had conformed to the appropriate standards of care in this case. Plaintiffs, in opposition to the summary judgment motion filed affidavits of Debra Ann Phillips, counsel for plaintiff, and medical records pertinent to the care of Debra Ann Phillips. The trial court thereafter granted a motion for summary judgment to defendant Hull and the hospital. Defendant/hospital is not involved in this appeal. Appellants/plaintiffs appeal alleging that: in a medical malpractice case, a non-moving party under a summary judgment motion need not present the affidavit of an expert witness concerning a physician's standard of care in order to survive such motion.

I.

Plaintiffs allege that on January 17, 1980, Debra Ann Phillips gave birth by caesarean section followed by a tubal ligation sexual sterilization operation performed by Calvin T. Hull, M.D. Debra Ann Phillips is diabetic and future pregnancies indicated high risk pregnancy. In interrogatories plaintiff admits she was told about a tubal ligation operation by Dr. Hull's nurse, but alleges that the ordinary procedure requires that Dr. Hull (1) tell her that the tubal ligation was not 100 percent effective and (2) advise her to continue contraceptive measures. Thereafter Debra Ann Phillips became pregnant and gave birth to minor plaintiff Julie Ann Phillips on August 30, 1981. Plaintiffs allege that Julie Ann is abnormal and has cerebral palsy. Adult plaintiffs seek damages for alleged tort liability in the sum of $1,500,000 for failure to properly perform a tubal ligation, failure to provide reasonable medical care during the sexual sterilization operation and pregnancy, failure to advise Debra Ann Phillips of her situation and alternative methods of treatment, and failure to secure the proper informed consent of Debra Ann Phillips for the treatment rendered.

Additionally, the husband seeks damages of loss of consortium. The minor plaintiff Julie Ann alleges that Dr. Hull failed to properly perform the tubal ligation, failed to provide proper treatment during pregnancy and delivery, failed to advise her mother of alternative methods, and failed to secure the proper informed consent of her mother. Minor plaintiff sought damages for alleged tort liability and for breach of warranty in the sum of $3,500,000.

Appellee, Dr. Hull, filed answers denying any negligence or failure to obtain "informed consent". As an affirmative defense, Hull alleged he exercised the degree of skill, care and diligence required of him in his profession. Dr. Hull stated that he informed Phillips that the tubal ligation was not 100 percent effective and that there are occasional failures but that in such event he would take care of Mrs. Phillips free of charge. Dr. Hull claims that records of such consent are on record in the offices of Woman's Hospital, Inc. The patient, Hull claims, was never billed for prenatal care, hospital admissions, a caesarean section, hysterectomy or post-partal care. Defendant Hull also asserts that the records applicable to Julie Ann Phillips reveal no conclusive medical opinion as to her having cerebral palsy or that Julie Ann Phillips has any medical condition or abnormality resulting from the alleged acts or omission on the part of defendant doctor.

II.

The trial court granted summary judgment under M.R.C.P. 56 to the defendant for the failure of the plaintiffs to submit affidavits of medical experts supporting their allegations.

Mississippi Rule of Civil Procedure 56, Summary Judgment provides:

The judgment sought shall be rendered forthwith if the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.

Rule 56 has been interpreted by this Court beginning with Brown v. Credit Center, Inc., 444 So.2d 358 (Miss.1983). See also Bourn v. Tomlinson Interests, Inc., 456 So.2d 747 (Miss.1984); Biggers v. Fox, 456 So.2d 761 (Miss.1984); Dennis v. Searle, 457 So.2d 941 (Miss.1984).

In the instant case, the plaintiffs' complaint rests on two causes of action:

(A) That the doctor was negligent in performing the procedures of delivery and sterilization care; and

(B) That the doctor failed to secure the informed consent of the patient notifying her fully about tubal ligation prior to the operative procedure or the need for contraceptive devices thereafter.

The two theories are considered separately.

A.

The first theory of alleged tort liability for medical malpractice is negligent treatment in delivery and in performance of the tubal ligation. To recover under a negligence action, a plaintiff has the burden of proof to show by a preponderance of the evidence that the defendant had a legal duty, that the legal duty was breached by the defendant to conform to the required standard of care, that the defendant's breach proximately caused an injury to the plaintiff, and that damages to plaintiff have resulted. Latham v. Hayes, 495 So.2d 453 (Miss.1986); Hammond v. Grissom, 470 So.2d 1049 (Miss.1985).

The legal duty of surgeons in surgical procedures to use reasonable and ordinary care as other surgeons in good standing would ordinarily exercise in like cases under nationally recognized standards has been clearly established. Hall v. Hilbun, 466 So.2d 856 (Miss.1985), King v. Murphy, 424 So.2d 547 (Miss.1983). Unless the matter in issue is within the common knowledge of laymen, Mississippi case law demands that "in a medical malpractice action, negligence cannot be established without medical testimony that the defendant failed to use ordinary skill and care." Cole v. Wiggins, 487 So.2d 203, 205 (Miss.1986); Clayton v. Thompson, 475 So.2d 439, 443 (Miss.1985); Hall v. Hilbun, 466 So.2d 856 (Miss.1985); Kilpatrick v. Mississippi Baptist Medical Center, 461 So.2d 765 (Miss.1984).

In his motion for summary judgment, Dr. Hull presented affidavits of four fellow doctors specializing in obstetrics and gynecology. Each affidavit indicated that the affiant had reviewed the medical records and documents and found that Dr. Hull had bestowed upon the mother, Debra Ann Phillips, and her minor child, that degree of care, skill and diligence practiced by a reasonably careful, skillful, diligent and prudent practitioner in the field of obstetrics and gynecology in Mississippi.

Plaintiffs, however, presented no expert medical testimony in contradiction to support their claim that the defendant, with respect to performance of the operation and delivery, failed in some causally significant respect to conform to the required standard of care. Hammond, supra. Consequently, viewed in the light most favorable to the non-moving party, the plaintiff, regarding the surgical procedures, has failed "to bring forward [any] significant probative evidence demonstrating the existence of [a] triable issue of fact." Brown v. Credit Center, Inc., 444 So.2d 358, 364 (Miss.1983); Sanders v. State, 485 So.2d 1057 (Miss.1986).

Therefore, assuming we are in an area not within the common knowledge of laymen, absent expert medical testimony which (a) articulates the duty of care the physician owes to a particular patient under the circumstances, Hall v. Hilbun, 466 So.2d at 870-873, and (b) identifies the particular(s) wherein the physician breached that duty and caused injury to the plaintiff patient, the plaintiff's claim for negligence regarding the surgery must fail. The trial court was proper in dismissing, against all plaintiffs, the cause of action based upon negligent surgical procedures.

B.

Turning now to the second alleged cause of action against Dr. Hull, these plaintiffs charge that the doctor gave insufficient information to the patient to warrant obtaining her informed consent.

A brief history of the development of informed consent is helpful.

The foundation for the consent requirement applicable to medical practitioners is the tort law of assault and battery--the legal doctrine protecting the right of each individual to be touched only when and in the way authorized by that individual. A landmark case on consent cites as the "root premise" of consent law the oft-quoted statement of Justice Cardozo that

Every human being of adult years and sound mind has a right to determine what shall be done with his own body, and a surgeon who performs an operation without his patient's consent commits an assault for which he is liable in damages. Canterbury v. Spence, 464 F.2d 772 (D.C.Cir.1972), quoting Schloendorff v. Society of New York Hosp., 211 N.Y. 125, 105 N.E. 92, 93 (1914...

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