Pitman v. State

Decision Date30 November 1977
Docket NumberNo. 2-1076A411,2-1076A411
Citation174 Ind.App. 670,369 N.E.2d 689
PartiesRoger PITMAN, Appellant (Defendant below), v. STATE of Indiana, Appellee (Plaintiff below).
CourtIndiana Appellate Court

Jack A. Quirk, Muncie, for appellant.

Theo. L. Sendak, Atty. Gen., Daniel Lee Pflum, Deputy Atty. Gen., Indianapolis, for appellee.

BUCHANAN, Judge.

CASE SUMMARY

Roger Pitman appeals from the denial of his Petition For Post Conviction Relief claiming the record fails to disclose that he was fully informed of his constitutional rights before he plead guilty to a charge of Second Degree Burglary. 1

We reverse.

FACTS

On October 23, 1974, an information was filed charging Pitman with Second Degree Burglary. At the arraignment on November 12, Pitman, assisted by counsel, entered a plea of guilty and the following exchange took place:

JUDGE: What's your pleasure Mr. Hall?

MR. HALL: We waive formal arraignment and enter a plea of guilty.

JUDGE: All right. Sit down right here will you. The court's informed there's a possibility of entering a plea of guilty to this case. You understand that if you do that that you're waiving all of your rights to a jury trial? You understand that?

A: Yes.

JUDGE: And you're waiving your right to subpoena witnesses, you understand that?

A: Yes.

JUDGE: And you're also waiving your right to be faced by your accusers, you understand that?

A: Yes.

JUDGE: When you do plead guilty you're waiving these things and then the court will refer the matter to Mr. Cunnington, the Probation Officer, for investigation without a trial or without witnesses, you understand that?

A: Yes.

JUDGE: All right Mr. Hall what's your pleasure?

MR. HALL: He'd like to plead guilty your honor.

JUDGE: All right. All right then you'll enter a plea of guilty to this Second Degree Burglary?

A: Yes.

JUDGE: And you understand the conditions now do you?

A: Yes sir.

JUDGE: The court's not promising you anything. We'll rely on Mr. Cunnington's investigation and recommendation. You understand?

A: Yes.

JUDGE: All right sir. The court will accept your plea of guilty and Mr. Cunnington will have your report ready by December the 2nd. So you be back here December the 2nd at 11:00 o'clock A.M.

Pitman's plea was accepted and he received a sentence of two to five years. A few days later he petitioned the trial court for post-conviction relief pursuant to Post-Conviction Remedy Rule 1, which was denied. From that denial he later filed a belated Motion to Correct Errors.

ISSUE

We need consider only one issue: 2

Did he knowingly waive his privilege against self-incrimination at the guilty plea hearing?

DECISION

The crucial fact in this case is that Pitman plead guilty on November 12, 1974, after the effective date of IC 35-4.1-1-3, which, among other things, requires specific advisement of an accused's "Boykin" rights.

Boykin v. Alabama (1969), 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274, had previously established standards that must be complied with at a guilty plea hearing:

Several federal constitutional rights are involved in a waiver that takes place when a plea of guilty is entered in a state criminal trial. First, is the privilege against compulsory self-incrimination guaranteed by the Fifth Amendment and applicable to the States by reason of the Fourteenth. Second, is the right to trial by jury. Third, is the right to confront one's accusers. We cannot presume a waiver of these three important federal rights from a silent record. (Emphasis supplied). (Citation omitted).

Our Supreme Court followed Boykin in Brimhall v. State (1972), 258 Ind. 153, 279 N.E.2d 557, reversing a conviction because "There is nothing in this record to indicate that the appellant was advised of his rights under the State and Federal Constitutions, and nothing to indicate that he intentionally and fully waived those rights." Also see Maleck v. State (1977), Ind., 358 N.E.2d 116, in which the conviction was reversed because the defendant was not "fully" advised of his rights; and Bonner v. State (1973), 156 Ind.App. 513, 297 N.E.2d 867, in which a conviction was reversed because of failure to inform the defendant of two of the three Boykin rights; and more recently to the same effect, Hollingshead v. State (1977), Ind., 365 N.E.2d 1215.

Then, if there was any doubt as to what rights should be included in advising an accused of the constitutional rights he was waiving by pleading guilty, any such doubt was dispelled by the passage in 1973 of IC 35-4.1-1-3, which in pertinent part provides:

(c) informing him that by his plea of guilty he waives his rights to a public and speedy trial by jury, to face the witnesses against him, to have compulsory process for obtaining witnesses in his favor and to require the state to prove his guilt beyond a reasonable doubt at a trial at which the defendant may not be compelled to testify against himself. (Emphasis supplied).

Absent from this record, and contrary to the statute, is any showing that Pitman was informed of his right to avoid self-incrimination.

In reversing the conviction for failure of the court to advise Pitman of his right against self-incrimination, we observe that the trial judge also failed to comply with other parts of the statute governing guilty pleas. 3

The...

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