Quattrocchi v. Nicholls

Decision Date05 January 2018
Docket NumberNO. 2016-CA-000428-MR & NO. 2016-CA-000503-MR,2016-CA-000428-MR & NO. 2016-CA-000503-MR
Citation565 S.W.3d 622
Parties Ann D. QUATTROCCHI, Appellant/Cross-Appellee v. Paul NICHOLLS, M.D., Appellee/Cross-Appellant
CourtKentucky Court of Appeals

BRIEF FOR APPELLANT: Thomas K. Herren, Lexington, KY.

BRIEF FOR APPELLEE: David S. Strite, Benjamin J. Weigel, Louisville, KY.

BEFORE: DIXON, JOHNSON, AND MAZE, JUDGES.

OPINION

MAZE, JUDGE:

This appeal and cross-appeal arise from a judgment of the Fayette Circuit Court confirming a jury verdict in favor of Paul Nicholls, M.D., and dismissing the medical negligence claim brought by Ann Quattrocchi. Ann argues that the trial court improperly excluded evidence of a surgical incident which led to her sciatic nerve palsy

. As the evidence of record shows exclusion of the evidence and the failure to grant a continuance amounted to an abuse of discretion, we reverse and remand.

Background

In October 2007, the Appellant, Ann Quattrocchi, had hip replacement surgery at Central Baptist Hospital in Lexington, Kentucky. The hospital is not a party to this action. Dr. Paul Nicholls was the operating surgeon. When Ann awoke from surgery, her leg was paralyzed. She experienced a condition that is known as sciatic nerve palsy

, a rare complication of total hip replacement surgery. Her leg has remained paralyzed since and she experiences continuous pain and discomfort, resulting in many adverse effects in her daily life. Ann believes her nerve palsy was the result of a second procedure she did not consent to that was done to correct a perceived leg length discrepancy. It is alleged her leg was dropped in preparation for this second surgery, when the candy cane device used to stabilize her leg was improperly attached to the table and fell, pulling her leg with it.

In order to better understand the course of events in this case, we have set out a timeline of the significant events of this case, followed by a detailed discussion of those events. The record indicates:

                Date Event
                October 17, 2007      Surgery which resulted in sciatic nerve
                                      palsy
                July 1, 2008          Ann asked Dr. Nicholls, her surgeon, who
                                      she still saw for treatment, if her leg was
                                      dropped during surgery. Ann alleges that
                                      Dr. Nicholls disregarded her question and
                                      failed to give a direct answer
                March 24, 2010        Ann requested all of her medical records
                                      from Kentucky Orthopedic and Hand
                                      Surgery ("KOHS"). In a July 1, 2008
                                      office note Dr. Nicholls stated that a leg
                                      drop did occur and may have been the
                                      cause of the injury. However, according to
                                      Ann's counsel, KOHS excluded that note
                                      from the documents provided to Ann
                December 14, 2010     Ann filed suit
                April 13, 2015        Dr. Nicholls is deposed, and testified that
                                      he did not remember whether the leg drop
                                      incident occurred or not
                January 14, 2016      Final pre-trial conference in which Dr.
                                      Nicholls's counsel made a motion in
                                      limine to "prohibit testimony by plaintiff
                                      as to her leg being `dropped.'" The trial
                                      court sustained the motion with the
                                      "proviso that the ruling may be revisited
                                      at trial depending on the testimony of
                                      witness Hench."
                January 21, 2016      Inadvertent disclosure of the July 1, 2008,
                                      office note, which surfaced pursuant to a
                                      request for billing records by Ann's
                                      counsel. This was the first-time Ann or
                                      her counsel saw the doctor's note that
                                      affirmatively documented the leg drop.
                
                February 4, 2016      Trial court sustained defense counsel's
                                      motion in limine to exclude Physician
                                      Assistant Hench's testimony. The court
                                      stated it would be inclined to allow Ann's
                                      counsel to address the July 1, 2008, office
                                      note at trial with Dr. Nicholls.
                February 8, 2016      The trial court sustained a pre-trial motion
                                      the morning of trial to exclude evidence
                                      of Dr. Nicholls's July 1, 2008, note and
                                      Ann's expert's testimony. The trial in
                                      which all evidence of the leg drop was
                                      excluded, including Dr. Nicholls's own
                                      July 1, 2008, office note, began that
                                      afternoon.
                February 11, 2016     Jury verdict returned in favor of Dr.
                                      Nicholls.
                March 18, 2016        The trial court denied Ann's counsel's
                                      motion for a new trial.
                

After her surgery, but prior to her suit, Ann requested all of her records from the Central Baptist Hospital Custodian of Medical Records. When Ann received these records, there was no indication of the leg drop. Later, in February 2008, Ann’s counsel requested Ann’s records from Kentucky Orthopedic and Hand Surgery (hereinafter "KOHS"), where Dr. Nicholls practiced. None of these records revealed any indication of the candy cane incident in which Ann’s leg was dropped.

Ann had worked as a nurse at the hospital for over thirty years. By July 2008, Ann had heard a rumor at the hospital from a physician assistant who had been in the operating room that her leg was dropped during surgery when the candy cane device became detached from the table. As a result, during an office visit with Dr. Nicholls on July 1, 2008, Ann asked him if her leg had been dropped during surgery. According to Ann, no direct answer was given to her and she later testified by avowal that Dr. Nicholls seemed to disregard her question as insignificant.

In March 2010, prior to filing her lawsuit in December, Ann again requested all of her medical records from KOHS. KOHS did not include Dr. Nicholls’s office note from Ann’s July 1, 2008, visit. In that note, Dr. Nicholls stated,

[w]e discussed this at some length. I told her that I thought about all that has happened. The only thing I can think of that may account for this would be that during the course of the procedure her leg did twist and fall while we were positioning her.

Ultimately, Dr. Nicholls’s office note was only obtained by Ann’s counsel in January 2016, three weeks before trial, when KOHS inadvertently produced the note in response to counsel’s request for "patient accounts" pertaining to billing and insurance. The billing information was needed for trial purposes to reflect damage demands for Ann. This was the first time Ann’s counsel saw the written note that confirmed the rumor she had heard.

Prior to receiving this note, Ann and Ann’s counsel made several efforts to substantiate the case for the leg drop incident. First, through a nurse paralegal, Ann’s counsel contacted the Nurse Anesthetist who was in the room during Ann’s surgery. When asked if Ann’s leg was dropped during surgery, the Nurse Anesthetist responded that nothing unusual had happened during the surgery. Second, in Dr. Nicholls’s sworn deposition, he was asked if he knew anything about Ann’s leg being dropped in surgery. He responded that he didn't recall, and didn't know whether her leg was dropped or not.

Lastly, Ann’s counsel filed their final witness list identifying members of the Central Baptist Hospital surgical team, including Elizabeth Hench. Dr. Nicholls’s counsel questioned why Hench was listed as a witness. Ann’s counsel responded that he wanted to ask her questions about the rumored leg drop. Hench was the physician assistant in the surgical room who is now believed to be the source of the rumor. Her deposition was eventually taken on January 27, 2016, six days after Ann’s counsel inadvertently received Dr. Nicholl’s July 2008 note. During Hench’s deposition, she stated that,

I remember that we did her surgery. I remember prior to looking at the medical records that we did a hip. I remembered that her leg lengths were not identical and that we reopened and I do remember the leg falling, the leg holder falling with her leg in it....

Ann’s counsel then continued asking Hench questions about the surgery. She further explained that, she didn't have a great memory of exactly what happened, but she did remember "that the leg did fall."

On February 4, 2016, Dr. Nicholls’s counsel filed a motion in limine to strike Hench’s testimony, arguing that the drop was not relevant (was not a deviation from standard of care and did not cause damage). The trial court sustained the motion to exclude Hench’s testimony regarding the leg drop, concluding that her testimony was not definitive enough for the plaintiff’s expert to render an opinion concerning standard of care and causation. However, the trial court emphasized the court was only ruling on the issue regarding Hench, and did indicate it would likely allow Ann’s counsel to address the July 2008 office note with Dr. Nicholls, as it was his own office note.

On February 5, 2016, Dr. Hugate, Ann’s expert, testified by video in Denver, Colorado. His testimony was essentially the same as his deposition testimony. However, this time he used the fact of the drop as an additional fact supporting his opinion that the injury to Ann’s leg occurred after completion of the first stage of surgery.

On the morning of trial, however, prior to a jury being selected, Dr. Nicholls’s counsel made two motions. First, counsel renewed their motion to strike Dr. Hugate’s testimony regarding the leg drop incident. Second, counsel moved to preclude cross-examination of Dr. Nicholls with the July 2008 note. The trial court sustained the motions on the basis...

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    ...of its orders regarding discovery" and that we review its sanctions determinations for abuse of discretion); Quattrocchi v. Nicholls, 565 S.W.3d 622, 630 (Ky.App. 2018) ("It is well within a trial court's discretion to find that noncompliance with a scheduling order . . . justifies the excl......

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