Raffone v. Schreiber

• Decision Date: 14 January 2008
• Docket Number: No. 82154/07,82154/07
• Parties: CLAUDIA RAFFONE, Petitioner, v. JOHN SCHREIBER et al., Respondents.
• Court: New York Civil Court

18 Misc.3d 925

850 N.Y.S.2d 851

2008 NY Slip Op 28017

CLAUDIA RAFFONE, Petitioner, v. JOHN SCHREIBER et al., Respondents.

No. 82154/07

Civil Court of the City of New York, New York County.

January 14, 2008.

Sperber, Denenberg & Kahan, P.C., New York City (Steven B. Sperber of counsel), for respondents.

Rosenberg & Estis, P.C., New York City (Michael A. Pensabene of counsel), for petitioner.

OPINION OF THE COURT

JOSEPH CAPELLA, J.

The respondent seeks dismissal (CPLR 3211 [a]; 3212) of the instant nonprimary residence holdover proceeding on the premise that the predicate nonrenewal of lease (Golub) notice relied upon by the petitioner is stale. In opposition, the petitioner cross-moves to strike the respondent's first through sixth and ninth affirmative defenses, and for an order granting discovery and use and occupancy. The Golub notice is dated January 19, 2006 and states, inter alia, an intent by the petitioner not to renew the parties' lease agreement due to expire on April 30, 2006 based on the petitioner's belief that the respondent does not occupy the subject apartment as his primary residence. Some 20 months later the petitioner commenced the instant proceeding predicated upon this very Golub notice.

According to the respondent, the petitioner failed to commence this proceeding within a reasonable amount of time after service of the Golub notice, and given the lapse of some 20 months, the Golub notice has become stale and ineffective. (Goldstein v Simensky, NYLJ, Jan. 13, 1989, at 21, col 2 [App Term, 1st Dept]; South Shore Estates, Inc. v Olsen, NYLJ, Mar. 14, 2001, at 20, col 3 [Civ Ct, NY County 2001]; Mau v Stapleton, 136 Misc 2d 793 [Civ Ct, Kings County 1987]; Shaw v Castiglioni-Spalten, NYLJ, May 14, 2003, at 21, col 6 [Civ Ct, NY County 1987].) On the other hand, the petitioner alleges that the delay in commencing this proceeding was due to financial difficulties she incurred as a result of various litigation and repair costs associated with the subject building. For example, the petitioner states that before service of the Golub notice, she commenced two nonpayment proceedings against the petitioner, one in February 2005 and another in November 2005. The November 2005 nonpayment proceeding resulted in a stipulation of settlement dated April 5, 2006 which specifically provides that it was without prejudice to the petitioner's Golub notice. In addition, the petitioner states that "in an effort to cut down [her] costs, [she] intended to switch from [her current counsel] to a less expensive law firm to prosecute [this nonprimary residence proceeding] on [her] behalf." In the interim, and further delaying this proceeding, the petitioner alleges that she "was using [her] time and resources to address repair priorities in the Building [sic], which compelled [her] to endure further financial difficulty . . . [I]t was not until recently that [she] was able to muster up the financial wherewithal to prosecute this proceeding." The petitioner did not change attorneys, and has not billed or accepted rent from the respondent since April 2006.

Although all of the cases relied upon by the respondent address the issue of stale and ineffective predicate notices, three of the four cases involved situations in which a landlord sought to reuse a predicate notice from a prior proceeding. In Goldstein (NYLJ, Jan. 13, 1989), the Appellate Term, First Department, held that a March 1985 predicate notice served in a prior discontinued proceeding was stale and ineffective for a proceeding commenced over two years later in August 1987. In South Shore (NYLJ, Mar. 14, 2001), the court held that a landlord could not rely on the 1995 Golub notice from a prior abandoned proceeding to support a subsequent proceeding commenced in 2000. In Mau (136 Misc 2d 793 [1987]), the court held that a nine-month-old predicate notice (i.e., New York City Housing Authority written authorization) from a prior dismissed proceeding is not valid for the purposes of a new proceeding. In the fourth case of Shaw (NYLJ, May 14, 2003), a Golub notice was found stale and ineffective as a predicate for a proceeding commenced more than 18 years later.

Actually, the first reported case on this issue was in 1973, entitled Haberman v Wager (73 Misc 2d 732 [Civ Ct, NY County 1973]), in which Judge Irving Younger wrote that the function of a predicate notice is twofold: to end the tenant's estate and inform him/her of the consequence associated with not vacating. In Haberman, the landlord attempted to reuse a three-month-old 30-day predicate notice from a prior dismissed proceeding. According to Judge Younger,

"[b]ecause of the latter feature, I take it that the Legislature did not intend a [predicate] notice to be good forever. If a landlord does not proceed with reasonable diligence, the notice will at some point—whatever the period be—lose its force, and the tenant reverts to his prior status. The landlord's inaction, in short, will be deemed a waiver of the [predicate] notice" (at 733 [emphasis added]).

Of course, Goldstein, South Shore, Mau and Haberman all involved the reuse of a predicate notice from a prior proceeding, which is not the case here. And in Shaw, where there was no prior proceeding, the predicate notice was extremely old, 18 years to be exact. In 1975, in the case of Arol Dev. Corp. v Goodie Brand Packing Corp. (84 Misc 2d 493, 495-496 [1975]), the Appellate Term, First Department, permitted the reuse of a two-month-old predicate notice where, inter alia, the "second proceeding was brought promptly and within a reasonable time" (emphasis added) after the predicate notice was served. Neither the parties' attorneys, nor the court, was able to find a published decision more directly on point to the facts at hand; however, the aforementioned decisions do provide some guidance.

A rent-stabilized tenant is entitled to a renewal lease at the expiration of the lease term unless the landlord elects not to renew on the ground that the subject apartment is not being utilized as a primary residence. (9 NYCRR 2524.1 [a]; 2524.4 [c].) The landlord must serve a Golub notice notifying the tenant of the landlord's intent not to renew the lease within a "window period" of not more than 150 days nor fewer than 90 days prior to the lease expiration. (Golub v Frank, 65 NY2d 900 [1985].) Failure to serve a Golub notice within the "window period" forecloses the commencement of a nonprimary residence proceeding, thereby requiring the landlord to wait until the next "window...