Rodriguez v. Department of Correction

• Decision Date: 11 July 2001
• Docket Number: No. 26505.,26505.
• Citation: 29 P.3d 401,136 Idaho 90
• Parties: Juan RODRIGUEZ, Plaintiff-Appellant, v. DEPARTMENT OF CORRECTION, Defendant-Respondent.
• Court: Idaho Supreme Court

29 P.3d 401

136 Idaho 90

Juan RODRIGUEZ, Plaintiff-Appellant, v. DEPARTMENT OF CORRECTION, Defendant-Respondent.

No. 26505.

Supreme Court of Idaho.

July 11, 2001.

Troupis & Summer, Meridian, for appellant. Christ T. Troupis argued.

Hon. Alan G. Lance, Attorney General; Ronald D. Christian, Deputy Attorney General, Boise, for respondent. Ronald D. Christian argued.

WALTERS, Justice.

This is an appeal from a decision of the district court dismissing Juan Manual Rodriguez's personal injury claim on the grounds that Rodriguez's suit was barred by the doctrine of collateral estoppel. We agree with the district court and affirm the order of dismissal.

FACTUAL AND PROCEDURAL BACKGROUND

On March 1, 1998, Juan Manual Rodriguez was injured while attempting to change a tire at the Idaho State Correctional Facility. While the tire was being filled with air, it exploded in Rodriguez's face. A portion of the tire's rim tore off the side of Rodriguez's skull, taking with it bone and brain matter. He suffered severe brain injuries and the loss of vision in his left eye.

Rodriguez filed a notice of tort claim with the Secretary of State's Office requesting compensation for his injuries. The notice was dated October 9, 1998, and was received by the Secretary of State's Office on October 13, 1998, approximately 227 days after the alleged accident and 47 days after the 180-day filing deadline contained in Idaho Code section 6-905 (Idaho Tort Claims Act.)¹

On June 1, 1999, Rodriguez filed a complaint to recover damages for personal injuries suffered in the alleged accident. The State filed a motion to dismiss Rodriguez's complaint, alleging that Rodriguez failed to comply with the notice requirement of I.C. § 6-905. A hearing on the State's motion was set for August 30, 1999, but Rodriguez's counsel did not respond to the motion or appear at the August 30 hearing.² On September 13, 1999, District Court Judge Ronald Wilper entered an order dismissing the case without prejudice.

In the meantime, on August 30, 1999, Rodriguez's attorney had filed a document entitled "Motion to Reconsider Defendant's Motion for Summary Judgment." Judge Wilper held a hearing on this motion on September 20, 1999. At the hearing, Rodriguez's attorney argued that Rodriguez was under a legal disability due to the severity of his injuries, thus resulting in the tolling of the 180-day filing deadline, but offered no facts or evidence establishing that tolling should apply in Rodriguez's case. Judge Wilper declined to rule at that point and asked the parties to brief the issue of whether the notice requirement of I.C. § 6-905 should be tolled as a result of Rodriguez's injury.

Another hearing subsequently took place on October 25, 1999. At the hearing, Rodriguez's attorney again offered no facts or information relevant to the tolling issue. Judge Wilper, noting that he was not persuaded that the 180-day filing deadline was tolled, denied Rodriguez's motion to reconsider. Specifically, Judge Wilper held that the district court could not entertain the case because Rodriguez's notice of claim was not filed within 180 days of the alleged accident. Rodriguez did not appeal Judge Wilper's decision.

On October 29, 1999, Rodriguez filed the complaint in the present case. The complaint is nearly identical to the complaint dismissed by Judge Wilper, the only difference being the addition of a paragraph alleging that Rodriguez was, due to his injuries, incapacitated from the date of his injury, March 1, 1998, through the time he filed the notice of tort claim with the Secretary of State's Office. Rodriguez further asserted that his incapacity tolled the 180-day filing deadline of I.C. § 6-905. District Court Judge Deborah Bail granted the State's motion to dismiss, holding that Rodriguez's second suit was barred by collateral estoppel as a result of the dismissal of the first action by Judge Wilper.

ISSUES

Rodriguez challenges Judge Bail's ruling that his second suit is barred by the doctrine of collateral estoppel. The State, on the other hand, contends that Judge Bail's decision was correct and requests an award of attorney fees for responding to the appeal.

DISCUSSION

A. Standard of Review

We first note our standard of review on the collateral estoppel issue determined by the district court on summary judgment. Whether collateral estoppel bars the relitigation of issues adjudicated in prior litigation between the same parties is a question of law upon which we exercise free review. See Richardson v. Four Thousand Five Hundred Forty-Three Dollars, United States Currency, 120 Idaho 220, 814 P.2d 952 (Ct. App.1991); Gilbert v. State, 119 Idaho 684, 809 P.2d 1163 (Ct.App.1991).

B. Collateral Estoppel

Before considering the application of collateral estoppel to this case, it is helpful to discuss the term as it relates to the doctrine of res judicata and identify the values it serves. Although the literal definition of the term "res judicata" is expansive enough to cover both preclusion of relitigation of the same cause of action and relitigation of the same issue, the modern tendency is to refer to the aspect of the doctrine that precludes relitigation of the same issue in a separate cause of action as "collateral estoppel," and to refer to that aspect preventing relitigation of the same cause of action as "res judicata." See 46 Am.Jur.2d Judgments § 516 (1994). Collateral estoppel thus applies to protect litigants from the burden of litigating an identical issue with the same party or its privy. See D.A.R., Inc. v. Sheffer, 134 Idaho 141, 144, 997 P.2d 602, 605 (2000)

. With this

background in mind, we turn to the question of whether collateral estoppel should have been applied in this case.

This Court has determined that five factors must be evident in order for collateral estoppel to bar the relitigation of an issue determined in a prior proceeding: (1) the party against whom the earlier decision was asserted had a full and fair opportunity to litigate the issue decided in the earlier case; (2) the issue decided in the prior litigation was identical to the issue presented in the present action; (3) the issue sought to be precluded was actually decided in the prior litigation; (4) there was a final judgment on the merits in the prior litigation; and (5) the party against whom the issue is asserted was a party or in privity with a party to the litigation. See Sheffer, 134 Idaho at 144,

997 P.2d at 605; see also Western Indus. & Envtl. Serv., Inc. v. Kaldveer Assoc., Inc., 126 Idaho 541, 544, 887 P.2d 1048, 1051 (1994); Anderson v. City of Pocatello, 112 Idaho 176, 184, 731 P.2d 171, 179 (1987).

There is no question but that Rodriguez is the same party in both lawsuits, nor is there any real dispute that Judge Wilper's decision in the first suit addressed the same inquiry presented to Judge Bail in the present case, namely whether Rodriguez's alleged incapacitation served to toll the 180-day filing deadline of I.C. § 6-905. Thus, the issues remaining in this case concern whether Rodriguez was given a full and fair opportunity to litigate the same tolling issue sought to be precluded in the present case and whether there was a final adjudication on the merits of Rodriguez's case.

1. Full and Fair Opportunity to Litigate

The record in this case clearly demonstrates that Rodriguez was given a full and fair opportunity to litigate the tolling issue in the first suit. Rodriguez's first opportunity came at the August 30, 1999, hearing on the State's motion to dismiss. As noted above, however, Rodriguez's attorney failed to attend the hearing and Judge Wilper granted the State's motion to dismiss.

Rodriguez was given another opportunity to present facts and evidence relating to the tolling issue at the September 20, 1999, hearing on his motion to reconsider the dismissal order. Instead, Rodriguez's attorney, arguing that he did not have sufficient medical information to determine whether I.C. § 6-905 could be tolled in this case, requested that Judge Wilper reschedule the motion to dismiss. Judge Wilper obliged this request and allowed the parties to brief the tolling issue. In order to better ascertain whether I.C. § 6-905 was tolled, Judge Wilper also asked Rodriguez's attorney to provide information as to when Rodriguez or his family first sought legal counsel. Specifically, Judge Wilper stated:

One of the questions that Mr. Christian raised, I think, is going to be important for you, Mr. Summer, for you to address. As you can see, I am inclined to give an opportunity to, at least, argue that the statute was tolled for some period of time.

I think that it's going to be important if you can make any representation on behalf of Mr. Rodriguez, that with respect of when he first sought legal counsel, if that is known.

And I don't know if that is something that you are prepared to answer right now. Whether or not he went to your office first or somebody went to your office first on behalf of him. You know whether your office filed the tort claim the day that it was presented to you, or just exactly what the situation is.

I think that would be relevant to the court making a decision with respect to whether or not that statute was tolled ....

Rodriguez, however, despite Judge Wilper's suggestion, did not present any facts or evidence relating to tolling at the October 25, 1999, hearing. Thus, Judge Wilper correctly held that absent any facts to establish tolling, Rodriguez's suit had to be dismissed because of the lack of timely filing of the notice of tort claim with the Secretary of State's Office. We further note that counsel for Rodriguez conceded at oral argument on the appeal before this Court that there was indeed a full and fair opportunity to address the question of tolling at both the September 20 and October 25 proceedings before Judge Wilper, but that it was not done. When asked why he did not present facts or evidence that could...