Roma v. State

• Decision Date: 08 June 2001
• Docket Number: No. 5D99-3102.,5D99-3102.
• Citation: 785 So.2d 1269
• Parties: Robert N. ROMA, Appellant, v. STATE of Florida, Appellee.
• Court: Florida District Court of Appeals

785 So.2d 1269

Robert N. ROMA, Appellant, v. STATE of Florida, Appellee.

No. 5D99-3102.

District Court of Appeal of Florida, Fifth District.

June 8, 2001.

Elizabeth Siano Harris of Stadler & Harris, P.A., Titusville, for Appellant.

Robert A. Butterworth, Attorney General, Tallahassee, and Angela D. McCravy, Assistant Attorney General, Daytona Beach, for Appellee.

SHARP, W., J.

Roma appeals from his judgment and sentence for committing a lewd or lascivious act on a child, in violation of section 800.04(1), Florida Statutes (1995). The sole issue in this case is whether the trial court erred in giving a modified Allen charge.¹ We affirm.

Roma was charged with eight counts of committing a lewd or lascivious act on a child between December 29, 1996 and January 31, 1997. At the time the victim was fifteen years old and Roma was twenty-six. The two met while they were acting at a community playhouse. The victim testified Roma said she was very mature, that he was in love with her, and that they should be engaged. He gave her a ring and other gifts. They met at the movies, the beach, and Roma's apartment. The victim testified they engaged in sexual activities, and that she was a willing partner, deceiving her parents to meet him. No force was used and Roma respected her wishes when she did not want to engage in intercourse.

Roma denied having sex with the victim. He admitted hugging and kissing her, but he claimed the two only had a platonic relationship. The credibility of the two was at issue. Witnesses began testifying at Roma's trial on June 17, 1999 and ended shortly before 4:15 p.m. the following day. Counsel then delivered their closing arguments.

The judge instructed the jury and the jury retired to deliberate. At about 8:40 p.m., the jury asked to see poster boards used by counsel during closing arguments. The judge told Mr. Feldman, the jury foreperson, that the boards were not in evidence and the judge could not send them back to the jurors. The jury continued their deliberations.

At 10:30 p.m., the following exchange took place:

THE COURT: Would you bring the jury back?

All right. The jury is back in the jury box.

Mr. Feldman, without telling me what the vote score might be, are you making progress towards the verdict?

MR. FELDMAN: Your Honor, we are very close to being hung on as a jury. We can agree on certain counts but not all counts.

I don't think we can reach a conclusion on one or two of the counts period.

I think that we are hopelessly deadlocked on a few of the counts.

THE COURT: If you will go back—

MR. FELDMAN: Yes, sir.

Could you give me some instructions as to when you want us to stop or continue?

THE COURT: I don't want to give you a deadline. As long as you are making progress and can agree to at least some of the verdicts.

MR. FELDMAN: Could I ask a question?

Can we bring back a verdict on four, five, six of the counts and say we are hung on two or three?

THE COURT: Yes. It's admissible to agree on something.

I don't want to get into a discussion about it. I want you to go back and do what you can do.

Just let us know.

Defense counsel did not object to the judge's comments nor request any instructions to the jury.

The clerk filed the verdicts at 11:00 p.m. The jury found Roma guilty on count one, not guilty on counts two, three and eight, and deadlocked on the remaining charges. Roma was adjudicated guilty and sentenced to seventy-eight months in prison.

Roma contends that the judge's comments gave the jurors the impression that he wanted a verdict, that the jurors were required to reach a verdict and that they may be required to participate in indefinite or "marathon" deliberations until they reached a verdict. Roma argues that these comments represent a "modified" Allen charge which was coercive and jeopardized his right to a fair trial. Given the late hour, the length of deliberations and the lack of overwhelming evidence, Roma further argues that this modified Allen charge constitutes fundamental error.

An Allen charge² is a supplemental instruction generally given when it appears the jury is having difficulty reaching a verdict. Dixon v. State, 603 So.2d 86 (Fla. 5th DCA 1992); Gahley v. State, 567 So.2d 456 (Fla. 1st DCA 1990), rev. denied, 577 So.2d 1326 (Fla.1991). In giving an Allen charge, the trial court must avoid 1) coercive deadlines; 2) threats of marathon deliberations; 3) pressure for the surrender of conscientiously held beliefs; and 4) any implication of a false duty to decide. Thomas v. State, 748 So.2d 970 (Fla.1999); Gahley. A coerced verdict in a criminal case infringes upon two rights guaranteed by the constitution-the right to a fair trial and the right to an impartial jury. Washington v. State, 758 So.2d 1148 (Fla. 4th DCA), rev. denied, Case No. SC00-1318 (Fla. Nov.14, 2000).

Although not required to do so, it is recommended that trial judges give the Allen charge found in the standard jury instructions. See Thomas, 748 So.2d at 978, n. 7. This instruction reads as follows:

JURY DEADLOCK

I know that all of you have worked hard to try to find a verdict in this case. It apparently has been impossible for you so far. Sometimes an early vote before discussion can make it hard to reach an agreement about the case later. The vote, not the discussion, might make it hard to see all sides of the case.

We are all aware that it is legally permissible for a jury to disagree. There are two things a jury can lawfully do: agree on a verdict or disagree on what the facts of the case may truly be.

There is nothing to disagree about on the law. The law is as I told you. If you have any disagreements about the law, I should clear them for you now. That should be my problem, not yours.

If you disagree over what you believe the evidence showed, then only you can resolve that conflict, if it is to be resolved.

I have only one request of you. By law, I cannot demand this of you, but I want you to go back into the jury room. Then, taking turns, tell each of the other jurors about any weakness of your own position. You should not interrupt each other or comment on each other's views until each of you has had a chance to talk. After you have done that, if you simply cannot reach a verdict, then return to the courtroom and I will declare this case mistried, and will discharge you with my sincere appreciation for your services.

You may now retire to continue with your deliberations.

Fla. Std. Jury Instr.(Crim.) 3.06.

While providing for continued deliberations, this instruction cautions jurors not to abandon their views to obtain a verdict or to accommodate the majority. The instruction balances the court's obligation to move the case along to its final resolution with the defendant's right to have a verdict free of coercion. Washington.

Here the trial judge did not give the standard deadlock instruction after the foreperson indicated that the jury was having difficulty reaching a verdict. However, the judge did discuss the matter and directed the foreperson to continue deliberations. Thus arguably the judge gave a "modified" Allen charge. See Thomas (court's repeated statements to continue deliberations constituted a modified Allen instruction); Cambareri v. State, 746 So.2d 1215 (Fla. 5th DCA 1999) (judge's statement that he would permit deadlocked jury thirty minutes to continue deliberations constituted a modified Allen charge). The standard of review in such cases is whether, under the totality of the circumstances, the judge's actions were coercive. Thomas; Washington.

In Holmes v. State, 710 So.2d 188 (Fla. 1st DCA 1998), the first district noted that the lack of an objection can indicate that the potential for coercion did not appear to anyone at the trial. Here, defense counsel did not object to the judge's comments. Nor did counsel request...