Sandstrom v. Butterworth

Citation738 F.2d 1200
Decision Date13 August 1984
Docket NumberNo. 83-5431,83-5431
PartiesRay SANDSTROM, Petitioner-Appellee, v. Robert BUTTERWORTH, Sheriff, et al., Respondents-Appellants.
CourtUnited States Courts of Appeals. United States Court of Appeals (11th Circuit)

James P. McLane, Asst. Atty. Gen., State of Florida, West Palm Beach, Fla., for respondents-appellants.

Ray Sandstrom, pro se, Sandstrom & Haddad, Fort Lauderdale, Fla., for petitioner-appellee.

Appeal from the United States District Court for the Southern District of Florida.

Before TJOFLAT and CLARK, Circuit Judges, and GOLDBERG *, Senior Circuit Judge.

GOLDBERG, Senior Circuit Judge:

The functioning of our legal system occasionally brings into direct opposition fundamental values upon which the entire system rests. Absolute conflicts between these basic values, where preserving one value requires compromise of another, are among the most perplexing challenges that this Court encounters. This habeas corpus appeal presents just such a challenge. It involves one manifestation of the tension that exists between the courts' criminal contempt power and various tenents of constitutional due process. In the case at bar, petitioner's conviction for criminal contempt stands in conflict with an important principle of due process--the right to an impartial tribunal. To uphold the state court's adjudication of contempt would necessarily and significantly intrude upon that fundamental due process value. Alternatively, to vindicate the petitioner's right to an impartial tribunal would require imposing some limitation upon courts' traditionally broad contempt authority. Under the circumstances here, however, the potential impairment of the court's power is outweighed by unfairness to the petitioner. We, therefore, resolve the instant conflict of values in favor of due process.

BACKGROUND

Petitioner, an attorney, was adjudged in direct criminal contempt by a Florida state trial judge in the course of a murder trial. Petitioner was representing James Nolan, who was being tried on three counts of first degree murder. The trial was Mr THE COURT [to Mr. Haddad]: You are not co-counsel in this case. I am telling you right now you are not going to interrogate any witnesses in this case. You pull smart stuff on me, I will put it back on you.

                Nolan's second on the murder charges. 1   It opened on a note of hostility, with the following exchange occurring between the presiding judge, the petitioner, and Mr. Haddad, petitioner's law partner
                

MR. HADDAD: I told the Court Monday when I was here to start picking a jury, I was not going to be involved in the jury selection, I had to be out of town on another case.

THE COURT: And on Wednesday when Mr. Sandstrom wasn't here I called your office and they said that they couldn't find you anywhere around the office all day long, that you couldn't come over to pick a jury because they didn't know where you were, and I am telling you right now you are not going to be in this court.

MR. HADDAD: The Court is precluding me?

THE COURT: Yes.

MR. HADDAD: When I tried this case the last time, the Court is precluding me?

THE COURT: Don't get smart. I am sick of you; okay? You are not involved in this case. Just get out. Get out of this courtroom. I don't even want you around.

MR. SANDSTROM: Let the record show an objection on behalf of the defendant to the directions of the Court in precluding the defendant from having full representation in the manner which he had at the last trial which he has contracted for on this occasion, and contrary to the wishes of the defendant.

THE COURT: The defendant isn't here. I presume he will substantiate what you are saying. I am telling you I am not having that little creep come in to this courtroom and get involved in it. I don't like him. I don't like what he is doing. I don't like your being involved in this case. You are too smart-alecky. Your attitude is bad, and I don't want you in this courtroom. You told me before you weren't representing this defendant, Mr. Sandstrom was going to pick the jury, you are not available, and when Mr. Sandstrom is missing and you are not going to be in this case now, and I don't want anything off you because I am going to put you in jail. I'm sick of you.

Record, Vol. I at 90-91.

Conflict between the judge and the petitioner arose early in the trial, concerning the judge's conduct towards petitioner's partner and petitioner's arrival time in court.

THE COURT [to petitioner]: I told Mr. Haddad he couldn't come into this courtroom. I will change my mind to the extent he can sit at the bench with you. He is not going to participate at the trial. He is not going to interrogate any witnesses. He is not going to argue any arguments.

Mr. Haddad did that, and he advised the Court Wednesday telling the Court he wasn't available to interrogate the jury and help pick the jury when you were off on a trip to New Orleans. You told the Court you would be back at 1:00. You got back at 3:30 on the nose because I was going to dismiss the jury at 3:30 on the nose, and Mr. Haddad's office was called by the clerk's office twice and my office twice, and the girls said they simply couldn't find Mr. Haddad, he wasn't around.

I believe that Mr. Haddad was not around. I think he is a liar. I think he is a poor attorney. He is not a good officer of this court. He doesn't belong in this court, and I am not going to have him practice in this court in this trial.

I don't care whether he is an attorney representing the defendant or not.

MR. SANDSTROM: The remarks of this Court are such that we are compelled to make a motion to disqualify the Court on the basis thereof. I have done it up in form, and about all the Court gets to consider is the form. I wanted to advise it would be up in a couple of minutes.

THE COURT: Bring me the form. I will sign an order, and we will continue on with this trial. I am going to see that Mr. Nolan gets a fair trial, and I am not going to have that included (sic) Haddad coming in here and acting like a clown.

* * *

* * *

THE COURT [to petitioner]: I made my ruling, and that is the way it is going to be. I want to get on with the trial. You were to be here at 12:30. You have a reason for not being here, and I accept it. I'm not going to tolerate it again. We are going to trial at the times I set, and if you don't show up at the times I am going to find you in contempt of court.

Record, Vol. I at 91-94.

The motion for mistrial was denied. Later in the trial, during petitioner's cross-examination of a prosecution witness, petitioner was held in contempt. Sentencing for this contempt, however, apparently never took place.

Q (By Mr. Sandstrom) On this one, does it not say--

A That is unknown white male number two. This one I have an autopsy--

Q This says unknown white male?

MR. KERN: He doesn't let him answer the question.

THE COURT: Let him finish.

A This one is identified--

Q (By Mr. Sandstrom) I didn't ask you that. I am--

THE COURT: You asked him to identify. Now please give him a chance to answer.

MR. SANDSTROM: I am asking him about this portion.

THE COURT: You are so rude and nasty about it.

MR. SANDSTROM: Wait a minute now. I am objecting and making a motion. I want to excuse this jury.

THE COURT: You are not moving the jury out. Make your motion.

MR. SANDSTROM: I move for a mistrial on the grounds that the Court is participating in this and employing the improper language in this courtroom reflecting on counsel for the defendant.

THE COURT: You are acting like an animal.

MR. SANDSTROM: No, I am not acting like any animal. I think the Court is doing that.

THE COURT: You are the rudest person I have ever seen.

MR. SANDSTROM: I can say the same for you.

THE COURT: It is because of you.

MR. SANDSTROM: It is because of you that I need act like I do.

THE COURT: Okay. Now we are going to stop this. The next time we go through it, I am going to find you in contempt.

MR. SANDSTROM: Go ahead. If you think you are threatening me, I understand the grounds of propriety and how to walk within them. When you invite a comment, I shall comment.

THE COURT: I find you in contempt of Court. I will sentence you after the trial is over.

MR. SANDSTROM: At this time I renew my motion because of the Court participating in that delusion in front of the jury.

THE COURT: Denied.

Record, Vol. I at 97-98.

A conflict over petitioner's method of cross-examination also led to the contempt citation at issue in this case.

MR. KERN: I would also point out that counsel is wrong, and I object to it, and I object repeatedly.

MR. SANDSTROM: I haven't misquoted, and I am entitled to misquote on any THE COURT: I am instructing you unless he tells you--

occasion I choose, and if the witness accepts that version, it only tends to impeach him because people that know what they are talking about don't accept the version that is incorrect.

MR. KERN: I am never going to tell him it is correct.

THE COURT: Unless he tells you he is reading it correctly from the transcript--

MR. SANDSTROM: I am never. Then we are all through examining.

THE COURT: Do what you want.

MR. SANDSTROM: I want--I am going to do what I am right--

THE COURT: You are going to jail very shortly.

MR. SANDSTROM: You might cite me, but I am going to take it up because I am not going to jail because we will have a review of it.

THE COURT: Yes, we will.

* * *

* * *

THE COURT: I am telling you what I want you to do, and you are going to do it.

MR. SANDSTROM: I don't care about being asked what you want me to do.

THE COURT: Mr. Bailiff, take that gentleman and put him in the jail now.

MR. SANDSTROM: No. I am entitled to be treated differently.

THE COURT: You are going to jail, sir.

MR. SANDSTROM: I am entitled to be treated differently.

THE COURT: Call in a couple more bailiffs and take this man and put him in the jail.

MR. SANDSTROM: I have my rights, and one of those rights is to have an appropriate citation and a right to...

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