Smith v. State

Decision Date02 September 2022
Docket NumberCR-17-1014
PartiesJerry Jerome Smith v. State of Alabama
CourtAlabama Court of Criminal Appeals

Appeal from Houston Circuit Court (CC-97-270)

COLE JUDGE.

Jerry Jerome Smith appeals his death sentence resulting from his sixth penalty-phase proceeding.

Facts and Procedural History

In 1998, Smith was convicted of capital murder for killing Willie ("Flint") Flournoy, Theresa Helms, and David Bennett by one act or pursuant to one scheme or course of conduct. See § 13A-5-40(a)(10), Ala. Code 1975. Because this Court affirmed Smith's capital-murder conviction in an opinion issued on December 22, 2000, see Smith v. State, 213 So.3d 108 (Ala.Crim.App.2000), a lengthy recitation of the facts underlying Smith's conviction is unnecessary. Briefly, the State's evidence showed that

"Smith, a drug dealer, went to Flournoy's residence to collect $1,500, which Flournoy owed Smith for crack cocaine. When Flournoy told Smith that he did not have the money, Smith shot and killed him with a sawed-off .22 caliber rifle. Smith then shot and killed Helms and Bennett, who were also at Flournoy's residence. The jury convicted Smith of capital murder for intentionally killing two or more people pursuant to one act or pursuant to one scheme or course of conduct, see § 13A-5-40(a)(10), Ala. Code 1975. The circuit court sentenced Smith to death, and he appealed his conviction and sentence."

Smith v. State, 213 So.3d 327, 334 (Ala.Crim.App.2016) (opinion on return to sixth remand). Although this Court affirmed Smith's capital-murder conviction, it

"'remanded the cause for the circuit court to correct its sentencing order. See Smith v. State 213 So.3d 108 (Ala.Crim.App.2000). After remanding the cause a second time for the circuit court to correct its sentencing order, this Court affirmed Smith's death sentence. See Smith v. State, 213 So.3d 108, 209 (Ala.Crim.App.2000) (opinion on return to second remand). Thereafter, the Alabama Supreme Court reversed Smith's death sentence and ordered a new penalty-phase hearing. See Ex parte Smith, 213 So.3d 214 (Ala. 2003).
"'After a second penalty-phase hearing, the jury recommended by a vote of 10-2 that Smith be sentenced to death. The circuit court followed the jury's recommendation and again sentenced Smith to death. On return to remand, this Court "concluded that Smith is mentally retarded and, therefore, ... ineligible for the death penalty and directed the trial court to set aside Smith's death sentence and to sentence him to life imprisonment without the possibility of parole." Ex parte Smith, 213 So.3d 313, 314 (Ala. 2010) (citing Smith v. State 213 So.3d 226, 228 (Ala.Crim.App.2003) (opinion on return to third remand)). The Alabama Supreme Court reversed this Court's judgment and remanded the cause for the circuit court to conduct [a hearing pursuant to Atkins v Virginia, 536 U.S. 304 (2002),] to determine whether Smith is mentally retarded and to make specific findings of fact pursuant to Ex parte Perkins, 851 So.2d 453 (Ala. 2002). Smith v. State, 213 So.3d 239, 254 (Ala. 2007). After conducting the Atkins hearing the circuit court concluded that Smith is not mentally retarded. This Court affirmed the circuit court's determination, and the Alabama Supreme Court granted certiorari review.
"'On October 22, 2010, the Alabama Supreme Court again reversed Smith's sentence of death and remanded the cause for the circuit court to conduct a new penalty-phase proceeding before a jury. Ex parte Smith, 213 So.3d 313, 326 (Ala. 2010). Specifically, after detailing why the circuit court correctly determined that Smith is not mentally retarded, the Alabama Supreme Court held that improper, prejudicial contact between the victim's mother and the jury venire entitled Smith to a new penalty-phase proceeding. Id. at 320-26.'
"Smith v. State, 213 So.3d 327, 328-29 (Ala.Crim.App.2011). In accordance with the Alabama Supreme Court's opinion in Ex parte Smith, 213 So.3d 313, 326 (Ala. 2010), this Court remanded the cause to 'the circuit court with instructions for that court to conduct a third penalty-phase hearing.' Smith, 213 So.3d at 329.
"On January 23, 2012, the circuit court began Smith's third penalty-phase proceeding before a jury. At the conclusion of the [third] penalty phase, the jury, by a vote of 12 to 0, recommended that Smith be sentenced to death. The circuit court followed the jury's recommendation and sentenced Smith to death. On return to remand, this Court determined that the circuit court erroneously allowed the jury to consider an aggravating circumstance that did not exist at the time of Smith's offense. Smith v. State, 213 So.3d 327, 329 (Ala.Crim.App.2011). Thus, this Court reversed Smith's sentence of death and remanded the cause with instructions for the circuit court to conduct a fourth penalty-phase proceeding. Id. at 334.
"On September 8, 2014, the circuit court began Smith's fourth penalty phase. Before beginning the jury-selection process, the circuit court completely excluded the public and the press from its general qualification of the veniremembers. ...
"....
"At the conclusion of the [fourth] penalty-phase proceeding, the jury recommended, by a vote of 10 to 2, that Smith be sentenced to death. The circuit court followed the jury's recommendation and sentenced Smith to death."

Smith v. State, 213 So.3d 327, 334-36 (Ala.Crim.App.2016) (opinion on return to sixth remand). After his fourth penalty-phase proceeding, Smith appealed his death sentence.

In that appeal, this Court found that "the circuit court violated Smith's Sixth Amendment right to a public trial." Smith, 213 So.3d at 338. Consequently, this Court reversed Smith's death sentence and remanded his case to the circuit court for that court to conduct a fifth penalty-phase proceeding. Id.

Smith's fifth penalty-phase proceeding began on November 14, 2016. (C. 167.) At the conclusion of that proceeding, the jury unanimously found the existence of two aggravating circumstances --that Smith had been previously convicted of a felony involving the use or threat of violence to the person, namely first-degree assault, and that he knowingly created a great risk of death to many persons. (C. 207-08.)

But only eight jurors voted to impose a death sentence on Smith. (C. 206.) So the trial court set Smith's case for a sixth penalty-phase proceeding. See § 13A-5-46(f) and (g), Ala. Code 1975 (providing that a "decision of the jury to return a verdict recommending a sentence of life imprisonment without parole must be based on a vote of a majority of the jurors" and a decision "to recommend a sentence of death must be based on a vote of at least 10 jurors," and explaining that, "if the jury is unable to reach a verdict recommending a sentence, ... the trial court may declare a mistrial of the sentence hearing").

Smith's sixth penalty-phase proceeding began on May 14, 2018. At the conclusion of that proceeding, the jury unanimously found the existence of one aggravating circumstance -- that Smith had been "previously convicted of a felony involving the use or threat of violence to the person, namely Assault I" (C. 412) -- and, by a vote of 10 to 2, recommended that the trial court sentence Smith to death.[1] (C. 411; R. 1138-41.)

On June 5, 2018, the trial court held a judicial-sentencing hearing. At that hearing, the trial court accepted the jury's recommendation and sentenced Smith to death. (Sentencing Hearing, R. 14-15.) The trial court memorialized its decision in a written sentencing order issued on June 7, 2018. (C. 423-32.)

In its order, the trial court detailed the history of Smith's case; found the existence of two aggravating circumstances (that Smith created a great risk of death to many persons and that Smith had been previously convicted of another felony involving the use or threat of violence to the person), the existence of one statutory mitigating circumstance (the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was substantially impaired), and the existence of the following eight non-statutory mitigating circumstances: (1) Smith did not resist arrest, (2) Smith was on drugs and alcohol when this crime was committed, (3) Smith's mother was an alcoholic when Smith was a child, (4) Smith's mother and father and all his siblings had criminal histories, (5) Smith was in special-education classes all of his life and only finished the eighth grade, (6) Smith had a history of excessive alcohol and drug abuse, (7) Smith cannot read or write, and (8) Smith's siblings "were dysfunctional." (C. 431-32.) The trial court then "weighed the aggravating circumstances against the mitigating circumstances, ... [found] that the aggravating circumstances outweigh the mitigating circumstances" and sentenced Smith to death. (C. 432.)

On June 28, 2018, Smith moved for a new trial. (C. 444-48.) The trial court denied Smith's motion the next day. (C. 449.) This appeal follows.

Standard of Review

Because Smith was sentenced to death, this Court must search the record of the current lower-court proceedings for plain error.[2] See Rule 45A, Ala. R. App. P.

" '" 'To rise to the level of plain error the claimed error must not only seriously affect a defendant's "substantial rights," but it must also have an unfair prejudicial impact on the jury's deliberations.'" Ex parte Bryant, 951 So.2d 724, 727 (Ala. 2002) (quoting Hyde v. State, 778 So.2d 199, 209 (Ala.Crim.App.1998)). In United States v Young, 470 U.S. 1, 15, [105 S.Ct. 1038, 84 L.Ed.2d 1] (1985), the United States Supreme Court, construing the federal plain-error rule, stated:
"'"The Rule authorizes the Courts of Appeals to correct only 'particularly egregious errors,' United States v. Frady,
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