Smith v. State, 75--1867

Decision Date17 December 1976
Docket NumberNo. 75--1867,75--1867
Citation340 So.2d 1216
PartiesJoseph Curtis SMITH, Appellant, v. STATE of Florida, Appellee.
CourtFlorida District Court of Appeals

Richard L. Jorandby, Public Defender, and Craig S. Barnard, Asst. Public Defender, West Palm Beach, for appellant.

Robert L. Shevin, Atty. Gen., Tallahassee, and Basil S. Diamond, Asst. Atty. Gen., West Palm Beach, for appellee.

ALDERMAN, Judge.

Defendant appeals his conviction of involuntary sexual battery and subsequent sentence to life imprisonment pursuant to Section 794.011(3) Florida Statutes (Supp.1974). 1

The victim testified that she was asleep on a counch in her home when she was grabbed from behind by as unknown intruder whom she later identified in a police lineup and at trial as the appellant. With his arm around her neck, he pulled her into a bedroom of the house. As she was being pulled she suffered a scratch on her neck which could have been caused by a fingernail; also something hurt her ribs. She did not see any weapon and did not feel she was going to be strangled. In the bedroom she was forced to lie down on the bed, and yielded to appellant's demand for sexual intercourse. Out of fear, and hoping to get rid of the intruder, she did not resist. She testified: 'I was cooperating with him. I guess at the time it was easier to cooperate than have it forced.' Appellant then asked for money and the victim, under the pretext of going to borrow some money, went next door and phoned the police.

Appellant raises three points on this appeal, but only one has merit. The trial judge refused to instruct the jury or to submit verdicts on Sections 794.011(4)(b) 2 and 794.011(5), 3 Florida Statutes (Supp.1974). The trial judge was of the opinion these sections of the statute did not establish degrees of sexual battery or lesser included offenses, but were simply sentencing guidelines for the trial judge in the event the defendant was found guilty of sexual battery. In denying defendant's requested instructions the trial judge, referring to § 794.011(4)(b) and § 794.011(5), said:

'I am using those as a sentencing guideline if the jury comes back with yes or no. After that, it's up to you to convince me that falls within a certain sentencing area, and that's the way I am going to treat it. We are going to try and do it that way and make it understandable to the jury. These people come off the street and don't know anything about the law. They just decide whether or not this man did it, and I will decide what degree, until the court of appeals tells me in precise language that I can't do that that way . . .' (Trial Transcript, page 196)

In fairness to the trial judge we point out that at the time he was presented with this issue he did not have the benefit of the Standard Jury Instructions in Criminal Cases, authorized by the Supreme Court on February 4, 1976, Fla., 327 So.2d 6. From our own experience as trial judges, we understand and appreciate the frustration of the trial judge in this case who, under the pressure of time during a trial and without controlling precedent, had to construe and apply a new statute. So it is without criticism of the able trial judge, after full consideration of the issue, that we reverse.

The Information against the defendant charged in part as follows:

'. . . Joseph Curtis Smith did, in violation of Florida Statute 794.011, commit a sexual battery upon a person over the age of eleven (11) years, . . . without that person's consent and in the process thereof used or threatened to use a deadly weapon or used actual physical force likely to cause serious personal injury.'

A person found guilty of this offense as charged, under § 794.011(3), would be guilty of a life felony. There was no evidence that the defendant 'used or threatened to use a deadly weapon.' Therefore if he is guilty of a life felony it must be based upon the jury finding that he 'used actual physical force likely to cause serious personal injury.' The evidence in our opinion is sufficient to support such a finding. However it is not so overwhelming that the jury, if given the opportunity, might have found that although the defendant did not use 'actual physical force likely to cause serious personal injury', he did coerce the victim to submit by 'threatening to use force or violence likely to cause serious personal injury on the victim', which under § 794.011(4)(b) would be a felony of the first degree. Likewise, the jury from the evidence might have concluded that the defendant used 'physical force and violence not likely to cause serious personal injury', which under § 794.011(5) would be a felony of the second degree.

We hold that the first degree felony offenses under § 794.011(4) and the second degree felony offense under § 794.011(5) are lesser-included offenses of § 794.011(3). Under Brown v. State, 206 So.2d 377 (Fla.1968) they fall into what has been designated as category four offenses which may or may not be included in the offense charged, depending on the accusatory pleading and the evidence. In this case both the accusatory pleading and the evidence would support the jury finding the defendant guilty of one of the lesser offenses. Instructions should have been given and verdicts submitted to the jury for the offenses set out in § 794.011(4)(b) and § 794.011(5). The particular instruction requested by defendant was perhaps irregular, but under the circumstances would have been adequate. However if this case is retried we suggest that the trial court utilze the Standard Instructions.

We have considered the other points raised by appellant and in reference to them find that no reversible error was committed by the trial court.

We reverse and set aside the conviction and sentence under § 740.011(3) and remand with instructions that upon the State's election, the appellant shall be either adjudged guilty and sentenced for a second degree felony under § 740.011(5), or in the alternative be granted a...

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7 cases
  • Carter v. State
    • United States
    • Florida District Court of Appeals
    • February 27, 1980
    ...pleading and proof. Turner v. State, 363 So.2d 1 (Fla.4th DCA 1978); Wagner v. State, 356 So.2d 867 (Fla.4th DCA 1978); Smith v. State, 340 So.2d 1216 (Fla.4th DCA 1976). The state then concedes in its brief that the pleading did not allege the actual use of force, but contends that the pro......
  • Hicks v. State
    • United States
    • Florida District Court of Appeals
    • June 25, 1993
    ...battery charges or accept conviction on the lesser section 794.011(4)(b) charges and proceed to resentencing. See Smith v. State, 340 So.2d 1216 (Fla. 4th DCA 1976). REVERSED and REMANDED for further proceedings consistent with this GOSHORN, C.J., and THOMPSON, J., concur. 1 This statement ......
  • Turner v. State, 76-2547
    • United States
    • Florida District Court of Appeals
    • June 28, 1978
    ...personal injury, under Brown v. State, 206 So.2d 377 (Fla.1968). Wagner v. State, 356 So.2d 867 (Fla. 4th DCA 1978); Smith v. State, 340 So.2d 1216 (Fla. 4th DCA 1976). It is not a necessarily included offense. Hence, an instruction is required on this offense only when supported by the acc......
  • Wagner v. State, 76-910
    • United States
    • Florida District Court of Appeals
    • March 21, 1978
    ...Florida Statutes (1975) are "category four" lesser included offenses of Section 794.011(3), Florida Statutes (1975). Smith v. State, 340 So.2d 1216 (Fla. 4th DCA 1976); see also, Brown v. State, 206 So.2d 377 (Fla.1968). If the accusatory pleading and the evidence would support a jury findi......
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