Sorenson v. National Transp. Safety Bd., 81-1620

Decision Date28 July 1982
Docket NumberNo. 81-1620,81-1620
Parties10 Fed. R. Evid. Serv. 1590 Lee SORENSON, Petitioner, v. The NATIONAL TRANSPORTATION SAFETY BOARD and Charles E. Weithoner, Acting Administrator, Federal Aviation Administration, Respondents.
CourtU.S. Court of Appeals — Tenth Circuit

David Paul White, Salt Lake City, Utah, for petitioner.

Lawrence J. Leigh, Asst. U. S. Atty., Salt Lake City, Utah, and Mardi R. Thompson, Trial Atty., Regulations and Enforcement Div., Federal Aviation Admin., Washington, D. C., for respondents.

Before SETH, Chief Judge, and HOLLOWAY and BARRETT, Circuit Judges.

SETH, Chief Judge.

After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this appeal. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e). This cause is therefore ordered submitted without oral argument.

The petitioner, Lee Sorenson, seeks review of the National Transportation Safety Board's order revoking his commercial pilot certificate. The Board found that Mr. Sorenson violated 14 C.F.R. §§ 91.11(a)(1) and (2) which prohibit a pilot from piloting an aircraft within eight hours of drinking an alcoholic beverage or while under the influence of alcohol. The Board also found that he violated 14 C.F.R. § 91.9 prohibiting the reckless or careless operation of an aircraft. As a sanction for these violations the Board affirmed the administrator's revocation of petitioner's pilot certificate. On appeal Mr. Sorenson claims several evidentiary and constitutional errors.

Mr. Sorenson held a commercial pilot's license. On September 16, 1979 he prepared to depart from the Fresno Air Terminal in his private aircraft by himself. He went to the airport coffee shop or snack bar before preflighting his plane. The waitress who worked there at the time testified that Mr. Sorenson had trouble walking, his speech was slurred, and he smelled strongly of wine. He left the coffee shop and walked through the lobby of the terminal carrying a large suitcase and a cup of coffee. Mr. Brewer, an air traffic control specialist, saw Mr. Sorenson walking unsteadily and spilling coffee. As Mr. Brewer watched the petitioner preflight his aircraft, he noticed that he spilled a considerable amount of oil on his clothes, shoes, and on the ground. Mr. Brewer spoke to Mr. Sorenson and observed slurred speech, stumbling, and a strong alcohol odor.

Mr. Brewer reported the incident to Mr. Miles of the airport security force. Mr. Miles contacted the air national guard to investigate the situation at the aircraft parking area. Mr. Duncan and two other guardsmen arrived at the transient parking area where Mr. Sorenson had taxied the airplane. They signalled him to stop and unboard. Mr. Duncan asked the petitioner a few preliminary questions and gave him a field sobriety test which required the recital of the alphabet. Mr. Sorenson had trouble reciting past the letter "m." Mr. Miles, meanwhile, had arrived. These witnesses testified that Mr. Sorenson was unsteady, had slurred speech, and smelled of alcohol. Mr. Miles suggested that Mr. Sorenson wait a few hours before flying. No arrest was made.

Mr. Sorenson walked by himself from the airplane parking area and had some coffee at the airport coffee shop. Then he returned to his hotel. Several hours later he went to the airport, talked with the security personnel as Mr. Miles requested, and was then permitted to fly to Salt Lake City.

Following this incident the Federal Aviation Administration ordered the revocation of Mr. Sorenson's commercial pilot certificate based on the alleged violations. Mr. Sorenson appealed the order. At the hearing he testified that he was not intoxicated. He explained that the night before he had spilled some wine on his clothing which accounted for the smell of alcohol. He also contended that his bad back caused unsteadiness and staggering. The administrative law judge found that Mr. Sorenson had violated the regulations as alleged. On appeal the Board adopted the findings of the administrative law judge and specifically found that Mr. Sorenson had violated the regulations.

Mr. Sorenson argues on appeal that the Board's finding of intoxication was not supported by substantial evidence. He primarily contends that the witnesses lacked credibility and that the Board gave undue weight to their testimony. At the hearing the administrative law judge accepted the testimony of the government's witnesses and made all credibility findings in their favor. On review we must uphold the Board's findings of fact if they are supported by substantial evidence in the record. 49 U.S.C. § 1486(e); Sanchez v. National Trans. Safety Bd., 574 F.2d 1055 (10th Cir.). Our function is not to weigh the evidence or to evaluate the witnesses' credibility. Loomis v. McLucas, 553 F.2d 634 (10th Cir.); Nadiak v. C. A. B., 305 F.2d 588 (5th Cir.).

The witnesses' observations were sufficient to establish that the petitioner was under the influence of alcohol. Mr. Sorenson testified why he staggered and smelled of alcohol. He also cross-examined the government's witnesses. His contention that the testimony relied upon by the Board was unreliable and exaggerated is an argument concerning the weight and credibility. As such we refuse to disturb the Board's findings. The Board's findings are supported by substantial evidence.

Mr. Sorenson claims that his administrative hearing did not comply with the requirements of due process because the administrator never presented empirical evidence of intoxication. He specifically claims that at the time of the incident he should have been administered a chemical test as proof of intoxication.

Circumstantial evidence may be used by the administrator to meet the burden of proof under the statute. Proud v. C. A. B., 357 F.2d 221 (7th Cir.). But in any event, the witnesses' observations of the petitioner provided substantial and direct evidence of his intoxication. See Horvath v. Bond, 679 F.2d 898 (9th Cir.), 1982. Here empirical evidence was not necessary to prove a violation of the regulations. The eyewitness accounts were sufficient. See also, Herring v. Administrator, Federal Aviation Admin., 532 F.2d 1003 (5th Cir.).

Mr. Sorenson claims that the alphabet recital test administered at the airport should have been excluded from the administrative hearing because he never received a Miranda warning as required by Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694. Under the facts and circumstances...

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