Spa Realty Associates v. Springs Associates

Decision Date02 March 1995
PartiesSPA REALTY ASSOCIATES, Respondent, v. SPRINGS ASSOCIATES et al., Defendants, and City of Saratoga Springs, Appellant.
CourtNew York Supreme Court — Appellate Division

Fitzgerald Morris Baker Firth P.C. (Veronica Carozza O'Dell, of counsel), Glens Falls, for appellant.

Benjamin Vinar, Garden City, for respondent.

Before MIKOLL, J.P., and CREW, WHITE, YESAWICH and SPAIN, JJ.

SPAIN, Justice.

Appeal from an order of the Supreme Court (Ferradino, J.), entered April 4, 1994 in Saratoga County, which denied a motion by defendant City of Saratoga Springs to dismiss the complaint against it on various grounds.

Plaintiff brought an action for injunctive relief and damages against defendants Springs Associates, a partnership, the owners of adjoining land (hereinafter collectively referred to as the Springs defendants), and defendant City of Saratoga Springs. This action is based on an alleged trespass committed on plaintiff's land that occurred when the Springs defendants laid sewer pipes and constructed a pumping station on plaintiff's property without its permission. The City is named as a defendant based upon plaintiff's allegations that the City aided and abetted the trespass through its Planning Board and Building Inspector, who continued to issue certificates of occupancy after being put on notice of the illegal nature of the sewer system.

In 1988, plaintiff moved for partial summary judgment seeking an order directing the Springs defendants to remove the pumping station from plaintiff's property. The Springs defendants moved for summary judgment on the merits under CPLR 3212. The City cross-moved to dismiss the complaint pursuant to CPLR 3211 and adopted the Springs defendants' motion for summary judgment. Supreme Court (Simone Jr., J.) granted plaintiff's motion for injunctive relief and denied the other motions before it. The Springs defendants' appeal was ultimately dismissed due to failure to perfect the appeal.

Three years later, after some litigation on discovery issues, the City again moved for dismissal of the claim against it under CPLR 3211 or, in the alternative, for leave to renew or to reargue pursuant to CPLR 2221. 1 Supreme Court denied this motion, ruling that a previous motion on the same grounds had already been denied by Supreme Court. 2 It determined that res judicata precluded it from hearing the same issues again and implied, in its decision, that had the City not made the prior motion, the court would have looked favorably upon the motion. This appeal by the City ensued.

Plaintiff asserts that the City failed to submit a proper record on appeal in that it failed to include a complete record of the previous motion which the motion in issue seeks to reargue or renew. However, the pleadings submitted and the procedural history contained in the pleadings provided Supreme Court with sufficient information to support its conclusion that the motion was duplicative, especially where its ruling was on procedural grounds alone. The record on appeal contains everything submitted to Supreme Court; therefore the record is deemed sufficient.

The City contends that Supreme Court erred in concluding that the doctrine of res judicata precluded it from rehearing the merits of the motion. Despite its reference to res judicata, it appears that Supreme Court applied the related doctrine of the law of the case and correctly concluded that it was barred from reconsidering the prior motion.

The principle of the law of the case is similar to res judicata in that it concerns the review of decided issues. It is based on judicial economy and provides for consistency, especially where several different judges hear parts of the same case (see, Siegel, NY Prac § 448, at 679-681 [2d ed]. The initial decision by Supreme Court (Simone Jr., J.) denied the City's cross motion for summary judgment on the merits. Supreme Court could not, on this motion, reconsider the decision on the prior motion because its initial order became the law of the case. The City could have but chose not to appeal (see, Tenzer, Greenblatt, Fallon & Kaplan v. Capri Jewelry, 128 A.D.2d 467, 513 N.Y.S.2d 157; Klimek v. County of Columbia, 102 A.D.2d 930, 477 N.Y.S.2d 756; cf., State of New York v. Barclays Bank of N.Y., 151 A.D.2d 19, 546 N.Y.S.2d 479, affd. 76 N.Y.2d 533, 561 N.Y.S.2d 697, 563 N.E.2d 11). Additionally, CPLR 3211 limits a party to one motion to dismiss. This dismissal motion is the second one made under CPLR 3211 and, as such, that part of the motion was correctly denied without consideration of the merits.

It is clear that the City's motion does not qualify as a motion to reargue. Nowhere in the City's motion or supporting papers are there any claims that Supreme Court overlooked any significant facts or misapplied the law in its original decision, essential to a motion for reargument (see, 300 West Realty Co. v. City of New York, 99...

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