State v. Baird

Decision Date30 April 2020
Docket NumberNo. 108515,108515
PartiesSTATE OF OHIO, Plaintiff-Appellee, v. DENNIS BAIRD, Defendant-Appellant.
CourtOhio Court of Appeals

JOURNAL ENTRY AND OPINION

JUDGMENT: DISMISSED AND REMANDED

Criminal Appeal from the Cuyahoga County Court of Common Pleas

Case No. CR-18-627999-A

Appearances:

Michael C. O'Malley, Cuyahoga County Prosecuting Attorney, and James Rice, Assistant Prosecuting Attorney, for appellee.

Buckeye Law Office, and P. Andrew Baker, for appellant.

SEAN C. GALLAGHER, J.:

{¶ 1} Dennis Baird appeals the order authorizing the involuntary administration of medications and treatment, which was meant to restore his competency to stand trial for menacing by stalking, a felony of the fourth degree under R.C. 2903.211(A)(1). For the following reasons, we dismiss this appeal as moot and remand the case for further proceedings.

{¶ 2} Baird was diagnosed with an unspecified delusional disorder. The fourth-degree felony menacing by stalking charge was based on allegations that Baird developed the delusion that a doctor had implanted a device in his head during an outpatient sinus procedure. Between September 2016 and April 2018, Baird left hours of threatening voicemails on the doctor's phone, and sent a letter to the doctor declaring his belief that they had parented children together and also declaring his wishes to live with the doctor.

{¶ 3} In August 2018, Baird was deemed incompetent to stand trial and he was committed to Northcoast Behavioral Health ("NBH") in the attempt to restore his competency. In December of that year, it was determined that Baird was refusing to speak with his doctors and refusing to take any medications. The trial court authorized the forced administration of medication to facilitate the restoration of Baird's competency to stand trial for the pending charge. The trial court stayed execution of that order pending further evaluation. In April 2019, after considering additional medical and competency evaluations, the trial court lifted the stay and ordered the forced medication to proceed. It is from this order that Baird timely appealed.

{¶ 4} Baird, however, did not seek to stay execution of the trial court's interlocutory order, which is a final appealable one, until July 30, 2019, at which time this court granted a stay of execution. State v. Muncie, 91 Ohio St.3d 440, 441,2001-Ohio-93, 746 N.E.2d 1092, paragraph two of the syllabus; see also State v. Barker, 2d Dist. Montgomery No. 21438, 2007-Ohio-4612 (defendant sought and was granted a stay of execution on the petition for forced medication under R.C. 2945.38 during the interlocutory appeal); State v. Ramey, 10th Dist. Franklin Nos. 19AP-642 and 19AP-643, 2019-Ohio-5087, ¶ 5, fn. 1 (appellant successfully sought a stay of the order forcing medication preserving the appeal). Thus, Baird was subject to the forced-medication order between April 8, 2019, and our stay issued on August 1, 2019. In addition, the trial court committed Baird to NBH for the purpose of ongoing treatment on August 3, 2018, remanding Baird to county jail until a bed became available.

{¶ 5} It is unclear what effect, if any, that August 1st stay had on the forced-medication issue. Under R.C. 2945.38(B)(1)(a), the length of evaluation and treatment of the defendant to determine whether there is a substantial probability that the defendant will be restored to competency "shall not exceed" four months. Under R.C. 2945.38(B)(1)(a)-(b), if the trial court determines that there is a substantial probability that the defendant will be restored to competency within one year, including situations in which the court orders forced medication under subdivision (B)(1)(c), the court may order the defendant to undergo treatment and further evaluations. Under R.C. 2945.38(C)(2), however, the total length of any treatment under subdivisions (B)(1)(a)-(c) cannot exceed six months for the fourth-degree felony at issue in this case.1 Baird had been ordered to undergo treatment to restore competency since August 3, 2018, and he had been under the forced-medication order since April 8, 2019.

{¶ 6} Regardless, while the appeal was pending, the trial court determined that Baird remained incompetent to stand trial2 and was not likely to be restored to competency under R.C. 2945.38(H), which requires the trial court to discharge the offender if the defendant cannot be restored to competency within the statutory time frame unless the court retains jurisdiction under R.C. 2945.39, if applicable, or an affidavit is filed in the probate court for the civil commitment of the defendant under R.C. Chapter 5122 or 5123. See also R.C. 2945.38(H)(4) ("if the maximum time for treatment under division (C) has expired," the court "shall dismiss the indictment, information or complaint" and discharge the defendant unless the court or prosecutor files an affidavit for civil commitment in probate court). Because theorder appealed was an interlocutory one limited to the propriety of the forced-medication order, the trial court possessed jurisdiction over the remainder of the case. Further, neither party separately appealed the trial court's latest decision, and it is not apparent whether that decision was itself a final appealable order in full compliance with the letter of R.C. 2945.38(H)(4). Regardless, the trial court's latest decision — declaring that Baird's competency could not be restored within the statutory time frame irrespective of the forced-medication order — renders this appeal moot.

{¶ 7} "Generally, courts will not resolve issues that are moot." State v. Marcum, 2015-Ohio-5237, 54 N.E.3d 719, ¶ 6 (10th Dist.), citing In re L.W., 168 Ohio App.3d 613, 2006-Ohio-644, 861 N.E.2d 546, ¶ 11 (10th Dist.). An appeal will be deemed moot if the appellant seeks to obtain a "judgment upon some matter which, when rendered, for any reason cannot have any practical legal effect upon a then-existing controversy." Id., citing In re L.W. When an appeal becomes moot based on an event occurring after the final entry of conviction, the appeal must be dismissed. State v. Kimbro, 8th Dist. Cuyahoga No. 107529, 2019-Ohio-1247, ¶ 2. This is because, in general, appellate courts avoid issuing advisory opinions. Dohme v. Eurand Am., Inc., 130 Ohio St.3d 168, 2011-Ohio-4609, 956 N.E.2d 825, ¶ 27, citing State ex rel. White v. Kilbane Koch, 96 Ohio St.3d 395, 2002-Ohio-4848, 775 N.E.2d 508, ¶ 18, State ex rel. Baldzicki v. Cuyahoga Cty. Bd. of Elections, 90 Ohio St.3d 238, 242, 2000-Ohio-67, 736 N.E.2d 893, and Egan v. Natl. Distillers & Chem. Corp., 25 Ohio St.3d 176, 495 N.E.2d 904 (1986).

{¶ 8} The sole issue advanced in this appeal is whether the trial court erred in ordering the appropriate authority to forcibly medicate Baird, in order to facilitate his competency to stand trial within the statutory period. Because Baird is not now subjected to being forcibly medicated to restore his competency to stand trial, we no longer have a live case and controversy. Even if we were to agree with Baird's arguments and reverse the decision of the trial court, there would be no practical effect on Baird's situation — it has been concluded that Baird's competency cannot be timely restored notwithstanding the forced-medication order. Any decision we render on this issue would be advisory in nature.3

{¶ 9} We are aware of the decisions concluding that an exception to the mootness doctrine exists when a trial court orders the administration of medications in the context of a civil commitment. See, e.g., Steele v. Hamilton Cty. Community Mental Health Bd., 90 Ohio St.3d 176, 189, 2000-Ohio-47, 736 N.E.2d 10, fn. 8 (in part concluding that the probate court's order to force medication was not moot because it is "possible" that the appellant could withdraw his permission to take the medications in the future and the probate court's original order would remain intact). Those decisions do not apply in this particular case. The issue raised in this case stems from the trial court's decision authorizing forced medication in the attempt to restore a defendant's competency to stand trial. An order authorizing theforced medication of a defendant to restore competency to stand trial is reviewed under a different standard than forced medication for civil, involuntary confinement. Barker, 2d Dist. Montgomery No. 20417, 2005-Ohio-298, at ¶ 20. In the civil-commitment context, forcible medication can be ordered only if the individual poses an imminent threat of harm to himself or others or lacks capacity to give or withhold informed consent about treatment. Id. In the criminal context, defendants can be forcibly medicated to restore competency to stand trial under the standards and procedures set forth by R.C. 2945.38, which stand separate and apart from the civil requirements. Id.

{¶ 10} Because the trial court in this case has concluded that restoration is not possible in the statutory time frame, the forced-medication order has been terminated. Any future issues with Baird's commitment will be addressed under the civil-commitment standards for authorizing the forced medication of a committed individual. R.C. 2945.38(H)(4) (proceedings in the probate court regarding commitments, even if authorized under R.C. 2945.39(A)(1), are civil proceedings). Accordingly, we cannot conclude that the forced-medication issue is capable of repetition in the criminal context in this case. See, e.g., In re Smith, 4th Dist. Athens Nos. 92CA1561 and 92CA1568, 1993 Ohio App. LEXIS 5057, 6 (Sept. 29, 1993) (appellant's release from civil commitment mooted any issues with respect to the forced-medication issue).

{¶ 11} However, we note that under R.C. 2945.38(H), upon finding that the defendant's competency is not restorable after the maximum time allowed underdivision (C) for the particular offense has expired, (1) the defendant shall be...

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