State v. Bates

Decision Date09 January 1975
Docket NumberNo. 1,CA-CR,1
Citation529 P.2d 1207,22 Ariz.App. 613
PartiesThe STATE of Arizona, Appellee, v. William Glen BATES, Appellant. 686.
CourtArizona Court of Appeals
OPINION

OGG, Presiding Judge.

The defendant, William Glen Bates, was charged with the crime of attempted robbery. The defendant, through the public defender, entered into a plea bargain whereby defendant agreed to plead to the charge of aggravated assault. At the time of his arraignment he entered a plea of no contest; the court later designated the charge a misdemeanor and sentenced the defendant to serve six months in the county jail. The defendant raises two alleged errors in this appeal.

1. The court failed to address the defendant personally in open court to inform the defendant of the nature of the charge and to determine that the defendant understood the nature of the charge as required by Rule 17.2, Rules of Criminal Procedure, 17 ARS.

2. The court failed to personally address the defendant in open court and determine that there was a factual basis for the plea as required by Rule 17.3, Rules of Criminal Procedure, 17 ARS.

NATURE OF THE CHARGE

Rule 17.2, subd. a, Rules of Criminal Procedure, reads:

'Before accepting a plea of guilty or no contest, the court shall address the defendant personally in open court, informing him of and determining that he understands the following:

a. The nature of the charge to which the plea is offered;'

The transcript shows that the trial judge meticulously explained defendant's constitutional rights and in the course of this explanation the following pertinent conversation transpired between the judge and the defendant:

'THE COURT: Do you understand that the amended information charges you with the crime of aggravated assault, an open end offense, committed on or about the 27th of October, 1973; you understand that?

MR. BATES: Yes.

THE COURT: Have you read the plea agreement? This paper (indicating)?

MR. BATES: Yes.

THE COURT: Do you understand it?

MR. BATES: Yes.

THE COURT: And have you signed it? Is that you signature?

MR. BATES: Yes * * *

THE COURT: On October 21, 1973, you are charged on that date that you committed an aggravated assault upon one Rob Lyle.

Knowing the nature of the charge, the possible sentence, the constitutional rights you waive if you plead guilty, how do you plead to this charge? You plead no contest?

MR. BATES: No contest.

THE COURT: Does the State have the kind of case it believes it could make?

MR. STEJSKAL: Yes, your honor.

MR. LYDING: In that regard, would offer the preliminary hearing transcript of the sworn testimony of the victim--alleged victim.

MR. BATES: They got the police officer's statement in there. They say not--they say I wasn't violent.

THE COURT: Were you involved in some kind of altercation at that time?

MR. BATES: I had a verbal argument with a bus driver that didn't result in violence.

THE COURT: This doesn't say violence. Assault is like a threat, something of that nature. This doesn't mean you struck him. That's what an aggravated assault is.'

The preliminary hearing transcript which was submitted to the court after the defendant entered a plea of no contest shows that the defendant told his victim that he had a gun in his pocket and demanded the victim turn over a money box. Defendant claims he was only simulating possession of a gun and that he really did not have a gun in his pocket when he attempted to rob Robert Lyle.

It is our opinion that the trial judge did comply with the provisions of Rule 17.2, subd. a in that he personally advised the defendant of the nature of the charge and made an adequate determination that the defendant understood the charge. The judge not only formally advised him of the charge, but also informally attempted to explain, in layman's language, just what conduct constituted a legal assault. We do not believe the adoption of the new Rules of Criminal Procedure in this field of law overruled the common sense interpretations of prior Arizona appellate decisions.

The trial judge does not operate in a vacuum; he has every right to consider the fact that the defendant, in his own self-interest, entered into and signed a formal written plea bargain. The trial judge can use the transcript of the preliminary hearing to aid him in making his determination of the factual basis for the plea. See, State...

To continue reading

Request your trial
6 cases
  • State v. Mendiola
    • United States
    • Arizona Court of Appeals
    • March 4, 1975
    ... ... We hold that it does not ...         In arriving at this conclusion we recognize that a contrary result has been reached by Department A of this Court in State v. Rodriguez, 22 Ariz.App. 478, 528 P.2d 864 (1974), review granted February 4, 1975. Cf. State v. Bates, 22 Ariz.App. 613, 529 P.2d 1207. However, while we agree with Department A that error has been committed, for the reasons hereinafter set forth we do not believe that such error automatically mandates reversal ...         At the time of the guilty plea hearing appellant was represented ... ...
  • State v. McGhee
    • United States
    • Arizona Court of Appeals
    • June 29, 1976
    ...holding that the record did not disclose sufficient factual basis for the plea to confidence game charge. Later, in State v. Bates, 22 Ariz.App. 613, 529 P.2d 1207 (1975), this court affirmed a conviction on a plea of no contest to the charge of aggravated assault where the record supported......
  • State v. Page
    • United States
    • Arizona Court of Appeals
    • September 9, 1976
    ... ... Arizona, however, has followed the position that if there was a factual basis for the more serious charge, a factual basis for the lesser charge need not be shown. State v. Bates, 22 Ariz.App. 613, 529 P.2d 1207 (1975) ...         The issue presented by appellant has recently been discussed at length in the Court's opinion of State v. McGhee, 27 Ariz.App. 119, 551 P.2d 568 (1 CA-CR 948, filed June, 1976). That opinion does not preclude the pleading guilty to an ... ...
  • State v. Reynolds
    • United States
    • Arizona Court of Appeals
    • January 6, 1976
    ... ... See, Alford, supra. The record does not show the 'strong evidence of guilt' required by Alford. In fact, it shows that appellant did not have an understanding of the nature of the offense ...         We need not, in this case, determine whether the rule announced in State v. Bates, 22 Ariz.App. 613, 529 P.2d 1207 (1975), that is, that if there is a factual basis for the original charge, a factual basis for the lesser charge pled to need not be shown, or that stated in State v. Jackson, 14 Ariz.App. 591, 485 P.2d 580 (1971), that is, there must be a factual basis for the ... ...
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT