State v. Broom

• Decision Date: 11 September 2009
• Docket Number: No. 2009-1567.,2009-1567.
• Citation: 123 Ohio St.3d 114,914 N.E.2d 392,2009 Ohio 4778
• Parties: The STATE of Ohio, Appellant, v. BROOM, Appellee.
• Court: Ohio Supreme Court

914 N.E.2d 392

123 Ohio St.3d 114

2009-Ohio-4778

The STATE of Ohio, Appellant, v. BROOM, Appellee.

No. 2009-1567.

Supreme Court of Ohio.

Submitted September 11, 2009.

Decided September 11, 2009.

William D. Mason, Cuyahoga County Prosecuting Attorney, and Matthew E. Meyer, Assistant Prosecuting Attorney, for appellant.

S. Adele Shank, Columbus, and Timothy F. Sweeney, Cleveland, for appellee.

Richard Cordray, Attorney General, Benjamin C. Mizer, Solicitor General, and Matthew A. Kanai, Assistant Solicitor, urging reversal for amicus curiae, Richard Cordray.

PER CURIAM.

{¶ 1} Appellee, Romell Broom, claims that at his trial for aggravated murder, evidence favorable to him was suppressed in violation of Brady v. Maryland (1963), 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215. Having failed to raise this claim on his first petition for postconviction relief, he attempted to raise it in a successive petition. The court of appeals held that Broom was entitled to do so. We disagree and reverse.

{¶ 2} Broom was convicted of the 1984 aggravated murder of 14-year-old Tryna Middleton, with kidnapping and rape specifications, and was sentenced to death. The court of appeals affirmed Broom's convictions and death sentence, as did we. State v. Broom (1988), 40 Ohio St.3d 277, 533 N.E.2d 682.

{¶ 3} Broom filed his first postconviction-relief petition in 1990. While that petition was pending in the trial court, Broom received 19 pages of East Cleveland Police Department reports in response to a public-records request pursuant to R.C. 149.43. It is not clear precisely when Broom received these records, but it appears that he received them at least "a few months" before September 7, 1994. In fact, his trial counsel later testified in federal court that he received them in "1993-1994." See Broom v. Mitchell (C.A.6, 2006), 441 F.3d 392, 403, fn. 12. But Broom did not attempt to amend his postconviction petition to assert any Brady claim based on the 19 pages of police reports.

{¶ 4} On September 7, 1994, while Broom's first postconviction petition was pending in the trial court, we decided State ex rel. Steckman v. Jackson (1994), 70 Ohio St.3d 420, 639 N.E.2d 83. Paragraph six of the syllabus in Steckman holds: "A defendant in a criminal case who has exhausted the direct appeals of her or his conviction may not avail herself or himself of R.C. 149.43 to support a petition for postconviction relief."

{¶ 5} In 1996, the trial court finally ruled on Broom's first postconviction-relief petition, rejecting Broom's claims. The court of appeals affirmed. State v. Broom (May 7, 1998), 8th Dist. No. 72581, 1998 WL 230425. We declined to accept jurisdiction. State v. Broom (1998), 83 Ohio St.3d 1430, 699 N.E.2d 946.

{¶ 6} In 1999, Broom filed a federal habeas corpus petition in the United States District Court for the Northern District of Ohio. Here, for the first time, Broom asserted a Brady claim based on the East Cleveland police reports.¹ The district court denied Broom's habeas petition.

{¶ 7} In 2006, the Sixth Circuit affirmed the denial of habeas relief, holding that Broom had defaulted on the Brady issue by failing to raise it in his state postconviction proceeding. Broom v. Mitchell, 441 F.3d at 404. Broom argued that cause existed for the default: he could not assert the Brady claim in state postconviction litigation, he claimed, because Steckman did not allow him to use police reports obtained via R.C. 149.43 in the postconviction proceeding. But the Sixth Circuit rejected this argument because Steckman had not clearly held that a postconviction litigant was categorically forbidden to make any use of police reports obtained via R.C. 149.43 in the postconviction proceeding. Thus, Broom had a "reasonably available `legal basis'" to assert his claim in state postconviction proceedings. Broom v. Mitchell, 441 F.3d at 404.

{¶ 8} In 2007, Broom filed a successive postconviction petition in the trial court. In this petition, Broom asserted his Brady claim for the first time in an Ohio court. The trial court dismissed the petition after concluding that it lacked jurisdiction over the petition under R.C. 2953.23(A)(1)(a). Adopting the analysis of the Sixth Circuit in Broom v. Mitchell, 441 F.3d 392, the trial court held that Steckman did not prevent a postconviction petitioner from using public records obtained before Steckman was decided.

{¶ 9} Broom appealed to the Court of Appeals for the Eighth District. While that appeal was pending, we granted the state's motion to set an execution date and scheduled Broom's execution for September 15, 2009. State v. Broom, 122 Ohio St.3d 1497, 2009-Ohio-4281, 912 N.E.2d 103.

{¶ 10} On July 30, 2009, the court of appeals reversed the trial court's decision dismissing the successive petition. State v. Broom, 8th Dist. No. 91297, 2009-Ohio-3731, 2009 WL 2263824. The court of appeals held that pursuant to two appellate decisions from 1994 and 1995 interpreting Steckman, Broom "was unavoidably prevented from discovery of the facts upon which petitioner must rely to present the claim for relief" in his earlier petitions, as required by R.C. 2953.23(A)(1). Broom, 2009-Ohio-3731, 2009 WL 2263824, ¶ 17-30. Hence, according to the court of appeals, Broom had made the required showing under R.C. 2953.23(A)(1)(a) that he was "unavoidably prevented" from discovering the facts his claim relied upon. Id. at ¶ 32. The court of appeals remanded the case to the trial court for consideration of whether Broom could also make the required showing by clear and convincing evidence that but for constitutional error at trial, no reasonable trier of fact would have found him guilty. Id., ¶ 36-37.

{¶ 11} The state appealed the judgment of the court of appeals, and we granted review on September 2, 2009. State v. Broom, 122 Ohio St.3d 1512, 2009-Ohio-4538, 912 N.E.2d 607.

{¶ 12} Broom contends, and the court of appeals held, that Steckman precluded him from using the 19 pages of police reports in litigating his first postconviction petition. But those 19 pages of reports were in Broom's hands months before our decision in Steckman. Broom utterly fails to explain why he made no effort to use them before Steckman was decided. Although he did not have them when he filed his petition in 1990, he could have sought leave to amend the petition to include them after he obtained them in 1993 or 1994. See R.C. 2953.21(F) (postconviction petitioner may amend petition with leave of court at any time).

{¶ 13} Moreover, as the Sixth Circuit explained in the federal habeas proceedings, Broom could have tried to use the reports even after Steckman, because Steckman contains no express prohibition on such use: "Steckman may not bar the use of records already in the petitioner's possession. Rather, Steckman may only bar efforts to obtain new information pursuant to the public-records statute during postconviction proceedings. Because Steckman does not directly address this issue, there was a reasonably available `legal basis' for Broom either to file another petition for postconviction relief or to amend the petition that he had already filed." Broom v. Mitchell, 441 F.3d at 403-404. Thus, rather than waiting until his successive postconviction proceeding to litigate the scope of Steckman, Broom could have tried to litigate it during his first postconviction proceeding.

{¶ 14} The court of appeals disagreed with the Sixth Circuit on this point. According to the court of appeals, "Steckman unavoidably prevented [Broom] from filing a successor petition supported by material obtained from public records received pre-Steckman," thus justifying Broom's decision not to base a claim for postconviction relief on those records. State v. Broom, 2009-Ohio-3731, 2009 WL 2263824, ¶ 18.

{¶ 15} We find the court of appeals' analysis unpersuasive. To begin with, we agree with the Sixth Circuit that Steckman "does not directly address" the question whether public records acquired by a defendant before the filing of his postconviction petition may be used as evidentiary support for the legal claims asserted by that petition. Broom v. Mitchell, 441 F.3d at 403.

{¶ 16} The language of Steckman's syllabus "must be interpreted with reference to the facts upon which it is predicated and the questions presented to and considered by the Court." Williamson Heater Co. v. Radich (1934), 128 Ohio St. 124, 190 N.E. 403, paragraph one of the syllabus. Accord State v. Bush, 96 Ohio St.3d 235, 2002-Ohio-3993, 773 N.E.2d 522, ¶ 10; State ex rel. Miller v. Indus. Comm., 97 Ohio St.3d 418, 2002-Ohio-6664, 780 N.E.2d 268, ¶ 17, quoting State ex rel. Martin v. Indus. Comm. (1978), 55 Ohio St.2d 18, 21, 9 O.O.3d 10, 377 N.E.2d 1000.

{¶ 17} Unlike the instant case, Steckman did not involve a postconviction petitioner who was trying to introduce police reports already obtained via R.C. 149.43 in his postconviction proceeding. Steckman did not discuss whether police reports obtained via R.C. 149.43 were admissible. Rather, Steckman involved a petitioner who was trying to obtain police reports for use in his postconviction proceeding, and the case discussed whether such reports were subject to release as public records in the first place. The court considered the applicability of the Public Records Act's exception for "[s]pecific confidential * * * investigatory work product," R.C. 149.43(A)(2)(c), and concluded, "Except as required by Crim.R. 16, information assembled by law enforcement officials in connection with a probable or pending criminal proceeding, is, by the work product exception found in R.C. 149.43(A)(2)(c), excepted from required release as said information is compiled in anticipation of litigation." Steckman, 70 Ohio St.3d 420, 639 N.E.2d 83, paragraph five of the syllabus.

{¶ 18} Steckman thus holds that a postconviction litigant cannot "avail * * * himself" of the Public Records Act to obtain police reports not covered by Crim.R. 16,...