State v. Buckland

Decision Date14 July 1989
Docket NumberNo. 60549,60549
Citation245 Kan. 132,777 P.2d 745
PartiesSTATE of Kansas, Appellee, v. Stephen L. BUCKLAND, Appellant.
CourtKansas Supreme Court

Syllabus by the Court

1. Waiver of the right to counsel must be knowingly and intelligently made and the determination of such a waiver depends on the particular facts and circumstances of each case. The trial judge must make a thorough inquiry and take all steps necessary to ensure that the right to counsel is protected.

2. A trial court should follow the guidelines set forth in State v. Daniels, 2 Kan.App.2d 603, 586 P.2d 50 (1978), in determining if the right to counsel is knowingly and intelligently waived.

3. A criminal defendant has no constitutional right to be represented by a non-attorney. The appointment of standby counsel is within the sound discretion of the trial court.

4. When a person knowingly associates with an unlawful venture and participates in a way which indicates that he or she willfully is furthering the success of the venture, such evidence is sufficient to go to the jury.

5. Where defendant claims insufficiency of the evidence in a criminal case, an appellate court is required to review all the evidence in the light most favorable to the prosecution in determining whether a rational factfinder could have found the defendant guilty beyond a reasonable doubt.

6. Remarks made by the prosecutor in closing argument are harmless error if the court finds that the error had little likelihood of changing the result of the trial.

7. Even where the defendant appears pro se, reversible error cannot be predicated on a complaint of prosecutorial misconduct in closing argument where no objection was lodged.

8. When a hearing is held on a motion to modify and the State is represented, the defendant should also be represented; consequently, a pro se defendant should be permitted to appear at the hearing.

Karen E. Mayberry, Asst. Appellate Defender, argued the cause, and Benjamin C. Wood, former Chief Appellate Defender, and Jessica R. Kunen, Chief Appellate Defender, were with her on the briefs, for appellant.

Edwin A. Van Petten, Deputy Atty. Gen., argued the cause, and Robert T. Stephan, Atty. Gen., was with him on the briefs, for appellee.

SIX, Justice:

This case is before us on a petition for review of the decision of the Court of Appeal. 766 P.2d 1298. It focuses on a defendant's waiver of the right to counsel and the right of a pro se defendant to be represented at a sentence modification hearing when the State appears in opposition to the motion.

Stephen L. Buckland, the defendant who represented himself at trial, was convicted of one count of selling cocaine.

Buckland raised four issues before the Court of Appeals: (1) Did the trial court adequately determine that Buckland knowingly and intelligently waived his Sixth Amendment right to counsel? (2) Was there sufficient evidence to find Buckland guilty of willfully furthering the success of the drug venture? (3) Did the prosecutor's remarks during closing argument constitute reversible error? (4) Did the trial court commit reversible error when it denied Buckland's request to appear in person at the hearing on his motion to modify sentence?

The Court of Appeals, in an unpublished decision filed December 29, 1988, reversed Buckland's conviction on the basis that the trial court did not adequately determine that Buckland knowingly and intelligently waived his right to counsel. Because of its right to counsel holding, the Court of Appeals did not address the remaining issues.

FACTS

Special Agent Steve Elsen of the Kansas Bureau of Investigation met Stephen Buckland through Buckland's brother, Anthony (Tony) Buckland. Elsen and Tony discussed arrangements for Elsen to purchase a large quantity of cocaine from Tony.

The purchase was to take place within the next week. Stephen Buckland suggested the location for the transaction. Stephen also asked if Elsen wanted to purchase all of the cocaine that "we [indicating he and Tony] have on hand" and told Elsen that he did not like to make too many plans in advance as they had a way of falling through. Elsen testified that, based on this conversation, he felt that Tony and Stephen had an equal say in the business transaction. Elsen also testified that Tony had mentioned his brother, Stephen, several times during the course of their previous dealings and had told him that Stephen also "dealt."

On October 29, 1985, Elsen and another KBI agent met Tony and Stephen at a service station on Interstate 470 in Topeka. Tony told Elsen that they were going for a ride and that Stephen would follow them. Tony entered Elsen's vehicle with the two agents. Elsen testified that while they were driving, Tony removed a plastic Ziploc bag containing a white powder from a cigarette carton. Elsen said that Tony pointed out the "rocks" in the powder and commented on the quality of this particular cocaine.

Upon arriving at the first rest area west of Topeka on Interstate 70, Tony instructed Elsen to park near the far end. Stephen parked his vehicle directly behind Elsen's vehicle. Shortly afterward, another Buckland brother, Jeffrey, pulled into the rest area behind Stephen. Elsen performed a "field test" to determine the quality of the cocaine. He then counted out $23,400 for three-quarters of a pound of cocaine. As Stephen and Tony attempted to leave the rest area, they were arrested by other law enforcement agents.

Stephen Buckland was charged with sale of cocaine, a class C felony, pursuant to K.S.A.1988 Supp. 65-4127a. He was initially represented by attorney Michael Harris. At a pretrial hearing on June 13, 1986, Harris told the court that he and Buckland had some serious differences over how the case should be defended and that he felt he could no longer effectively represent Buckland. Buckland told the court that he intended to retain other counsel, but that he would need some time to locate another attorney. At this time, Judge Klinginsmith made the following comments to Buckland:

"You're not going to be given forever to do this. You're either going to have to proceed in this matter in your own behalf or counsel or substitute counsel. I would urge for your benefit only that you have the benefit of counsel. The law does not recognize as counsel anyone who is not law trained. Any lawyer who is law trained by way of presenting a defense for you or giving advice to you in connection with the charges pending against you is going to advise you of what the law is, not what someone thinks it ought to be."

The court told Buckland that he had until July 1, 1986, to retain counsel and to have counsel enter an appearance. The court advised Buckland, "If you do not have counsel by that time I'm going to assume one of two things: You're either going to represent yourself, which I advise you not to do; or you are going to be filing an affidavit and requesting the Court to appoint counsel for you."

The court further said, "This matter is set and you are directed to appear before me in Alma at 9:00 a.m. on July 9th, with counsel present. If you do not have counsel you are to appear in person in any event and we'll see where we go from there."

On July 9, pursuant to the date set by the trial court, both Tony and Stephen Buckland appeared on the issue of counsel (Tony's attorney of record had also withdrawn). When questioned about counsel, Stephen stated that he was not prepared to address this issue as he thought it was set for July 15. Buckland states in his supplemental brief:

"First, the scheduled date for Mr. Buckland's hearing was July 15th. The hearing on July 9th was that scheduled for his brother, Anthony. Nevertheless, when Stephen arrived at the court-house, Judge Klinginsmith forced him to participate, basically rescheduling his hearing date simply because he was present at his brother's hearing. When Stephen attempted We find no support in the record for Buckland's assertion.

to challenge the judge's action on the basis that he was not prepared to proceed on July 9th, the court ignored the argument and required Stephen to participate in the proceedings."

Apparently, both brothers wished to have a person who was not a licensed attorney represent them. The following discussion occurred between the Bucklands and the court on July 9:

"THE COURT: The court will appoint an attorney for either of you if you wish, if you cannot afford to hire one. Give me an affidavit. Are either of you asking the court to appoint counsel for you?

"ANTHONY BUCKLAND: No I'm not your honor.

"THE COURT: Stephen Buckland, are you asking the court to appoint counsel for you?

"STEPHEN BUCKLAND: Your honor, I want to take this up on the 15th, the time set certain.

[As we have noted, the trial court on June 13, 1986, set the appearance date for July 9, 1986.]

"THE COURT: We're going to take it up this morning. Are you asking this court to appoint counsel for you?

"STEPHEN BUCKLAND: No sir.

"THE COURT: Are you waiving your right to be represented by a lawyer?

"STEPHEN BUCKLAND: No sir.

"THE COURT: Are you waiving your right to be represented by a licensed, practicing attorney?

"STEPHEN BUCKLAND: No sir.

"THE COURT: Are you going to retain one?

"STEPHEN BUCKLAND: I am looking at counsel of choice your honor.

"THE COURT: You're not going to have counsel of choice if you expect that person to be seated before the bar and if you expect that person to ask questions in your behalf.

"STEPHEN BUCKLAND: Your honor, I'm not prepared at this time to take up that argument.

"THE COURT: That is an argument we're taking up this morning. You are either proceeding pro se or I will appoint an attorney for you, if you choose to have one appointed, provided you qualify.

"STEPHEN BUCKLAND: Your honor, I am not here pro se.

"THE COURT: Are you asking the court to appoint an attorney for you?

"STEPHEN BUCKLAND: No sir.

....

"THE COURT [addressed to Anthony Buckland]: I am not here to give you a...

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    ...process of law does require that the defendant be represented unless the defendant waives the right to counsel. See State v. Buckland, 245 Kan. 132, 142, 777 P.2d 745 (1989)." 246 Kan. at 198-99, 787 P.2d In the present case, the pro se motion defies categorization. It was not made in a tim......
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