State v. D'Ambrosio

Decision Date04 February 1988
Docket NumberNo. CR-86-0370-PR,CR-86-0370-PR
Citation156 Ariz. 71,750 P.2d 14
PartiesSTATE of Arizona, Appellee, v. William Rocco D'AMBROSIO, Appellant.
CourtArizona Supreme Court

Robert K. Corbin, Atty. Gen. by William J. Schafer III, Paul J. McMurdie, Asst. Attys. Gen., Phoenix, for appellee.

Ross P. Lee, Former Maricopa County Public Defender, Dean Trebesch, Maricopa County Public Defender by Charles Krull and James H. Kemper, Deputy Maricopa County Public Defenders, Phoenix, for appellant.

MOELLER, Justice.

BACKGROUND FACTS AND ISSUE

In January 1981, William Rocco D'Ambrosio was indicted for conspiracy and theft by false pretenses. He retained counsel to defend him. At that time, his counsel was a member in good standing of the State Bar of Arizona. Following a jury trial, D'Ambrosio was convicted and sentenced to eight to ten years on the conspiracy count and twenty to twenty-four years on the theft by false pretenses count. Counsel appealed D'Ambrosio's case to the court of appeals in August 1981.

Before the court of appeals could issue a decision in the case, this court suspended D'Ambrosio's trial counsel from the practice of law, and a new lawyer was assigned to represent D'Ambrosio on appeal. Counsel's suspension came about because there were several complaints filed against him with the State Bar, some of which had been processed, resulting in certain findings. Prior to the suspension, D'Ambrosio had himself filed a complaint against his counsel with the State Bar, but it had not been processed. To resolve all the complaints against him, D'Ambrosio's trial counsel and the State Bar entered into an agreement, part of which was that the D'Ambrosio complaint would not be further processed but would, instead, be "administratively closed." Based upon this agreement, this court suspended counsel from the practice of law.

D'Ambrosio's new appellate counsel supplemented the brief that had already been filed with the court of appeals. One of the new contentions was the alleged ineffective assistance of counsel at trial. In support of that contention, D'Ambrosio asserted that his counsel was frequently unintelligible at trial and that he had admitted certain allegations D'Ambrosio had made against him before the State Bar.

On March 20, 1984, the court of appeals issued its memorandum decision in D'Ambrosio's appeal. In that decision, the court stated that its review of the trial transcript failed to show that counsel's trial performance had fallen below minimal competence. Concerning counsel's alleged admissions during the State Bar proceedings, the court noted that no findings by the State Bar were part of the appellate record and, further, that any such findings would be confidential. The court concluded:

If counsel for appellant made statements concerning the trial of this case in the State Bar proceedings, the matter should be developed in a petition for post-conviction relief filed pursuant to Rule 32. Should such a petition be filed, the provisions of Rule 32.2 regarding preclusion shall not be applicable.

State v. D'Ambrosio, No. 1 CA-CR 5549, memo. dec. at 36 (Ariz.App. Mar. 20, 1984). The court of appeals affirmed D'Ambrosio's convictions and sentences.

D'Ambrosio then filed, in propria persona, a petition in the trial court for post-conviction relief pursuant to Rule 32, Arizona Rules of Criminal Procedure. Counsel was then appointed to represent D'Ambrosio, and his counsel filed supplemental pleadings. A number of grounds for relief were alleged, one of them being the alleged ineffectiveness of trial counsel. It was alleged that trial counsel was under the influence of alcohol and was ineffective during much of the time he was representing D'Ambrosio, and that his trial preparation and performance fell below the minimal competence level required by State v. Nash, 143 Ariz. 392, 694 P.2d 222 (1985). Submitted with the petition were D'Ambrosio's allegations against his counsel in the bar proceedings and his counsel's admissions to them. An affidavit of counsel's former secretary was submitted attesting to counsel's heavy consumption of alcohol throughout the time he represented D'Ambrosio and his practice of consuming a minimum of five drinks during each noon recess of D'Ambrosio's three-week-long trial. That affidavit also stated that although counsel had his secretary stay up late at night during the trial to prepare daily transcripts, the transcripts remained in counsel's car trunk, unused, during non-court hours.

The trial court summarily dismissed D'Ambrosio's Rule 32 petition without an evidentiary hearing. Addressing the allegations of ineffective assistance of counsel contained in D'Ambrosio's bar complaint, the trial court held "that each issue could have been raised on the appeal filed herein and in default thereof, Petitioner is precluded from relief under Rule 32.2 of the Rules of Criminal Procedure."

D'Ambrosio appealed. The court of appeals unanimously held that the trial court had erred in applying the doctrine of preclusion, since its 1984 memorandum decision had expressly provided that the claim would not be precluded. A majority of the court then went on, however, to hold that D'Ambrosio had failed "to allege specific instances of ineffectiveness," and thus his petition was "subject to summary denial for failing to present a colorable claim." State v. D'Ambrosio, 156 Ariz. 65, 69, 750 P.2d 8, 12 (App.1986).

Judge Contreras dissented from the court's holding that the petition failed to present a colorable claim. In his view, D'Ambrosio adequately alleged a claim entitling him to an "evidentiary hearing on the merits of petitioner's claim relating to his counsel's alleged intoxication and its effect upon his representation at trial." D'Ambro...

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  • People v. Johnson
    • United States
    • United States Appellate Court of Illinois
    • March 27, 1992
    ...action, there is nothing in the record to indicate that a conflict existed between petitioner and defense counsel."); State v. D'Ambrosio (1988), 156 Ariz. 71, 750 P.2d 14 (remanded for post-conviction evidentiary hearing; filing of a disciplinary complaint is not a "per se violation of a c......
  • State v. Bowers
    • United States
    • Arizona Court of Appeals
    • May 19, 1998
    ...whether a petition presents a colorable claim is, to some extent, a discretionary decision for the trial court. State v. D'Ambrosio, 156 Ariz. 71, 73, 750 P.2d 14, 16 (1988). "The trial court must be mindful, however, that when doubt exists, 'a hearing should be held to allow the defendant ......
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    • November 2, 2015
    ...to allow the defendant to raise the relevant issues, to resolve the matter, and to make a record for review.’ ” State v. D'Ambrosio,156 Ariz. 71, 73, 750 P.2d 14, 16 (1988), quoting State v. Schrock,149 Ariz. 433, 441, 719 P.2d 1049, 1057 (1986). We review de novo issues of law, such as whe......
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    ...1057 (1986). A defendant is entitled to an evidentiary hearing if his petition presents a "colorable claim." State v. D'Ambrosio, 156 Ariz. 71, 73, 750 P.2d 14, 16 (1988). A colorable claim exists when the facts alleged by the defendant in support of his claim, if taken as true, would entit......
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