State v. DeLuna, 2679

Decision Date15 April 1974
Docket NumberNo. 2679,2679
Citation110 Ariz. 497,520 P.2d 1121
PartiesThe STATE of Arizona, Appellee, v. Eric DeLUNA, Appellant.
CourtArizona Supreme Court

Gary K. Nelson, Atty. Gen., by Thomas A. Jacobs, Asst. Atty. Gen., Phoenix, for appellee.

Ross P. Lee, Maricopa County Public Defender, by Paul J. Prato, Former Deputy Public Defender, Phoenix, for appellant.

CAMERON, Vice Chief Justice.

This is an appeal from a conviction and judgment of guilt to the crime of theft from the person, §§ 13--661, 13--662, and 13--663, as amended 1968, A.R.S., with a sentence thereon of not less than ten nor more than fifteen years in the Arizona State Prison.

We must consider two questions on appeal:

1. Did the defendant knowingly and intelligently waive assistance of counsel?

2. Did the trial court err in denying the motion for a continuance after the defendant changed his mind and requested appointment of counsel?

The facts necessary for a determination of this matter on appeal are as follows. The defendant was arrested for stealing a wallet from the person of another. Preliminary hearing was held at which time he was represented by a deputy public defender and he was held to answer. At the arraignment in the Superior Court, the defendant refused the assistance of the public defender and demanded the appointment of private counsel. The demand for private counsel was refused and defendant then notified the court that he would act as his own counsel and entered a plea of not guilty.

On the morning of the trial, the defendant was again advised of his right to have the public defender represent him, but he again refused the services of the public defender and renewed his request for the appointment of counsel other than the public defender. This request was denied and the case proceeded to trial.

After the lunch recess, the defendant advised the judge that he had made a mistake, and requested that the court appoint the public defender to handle the case. A deputy public defender was present and he advised the court that he would represent the defendant, but that he would need an overnight continuance in order to prepare for trial. The trial judge denied the request for the continuance and allowed the public defender to remain and advise the defendant for the remainder of the trial. The jury returned a verdict of guilty from which defendant appeals.

WAS THERE AN EFFECTIVE WAIVER OF DEFENDANT'S RIGHT TO COUNSEL?

Defendant on appeal contends that the trial court failed to 'determine on the record whether appellant's waiver of counsel was competent and intelligent.' At the arraignment before Judge Harold D. Martin the following transpired:

'THE COURT: * * * Do you have any money or property with which to hire an attorney?

'MR. DE LUNA: Can I say a word before you swear me in? About the public defender, I will not take the public defender. I will take an appointed attorney.

'THE COURT: You don't get an appointed attorney, you get the public defender if you don't have one.

'MR. DE LUNA: Then I will fight my case by myself.

'THE COURT: You understand you have the right under the laws of the State of Arizona to represent yourself. I must say, however, most people that represent themselves have fools for a client.

'MR. DE LUNA: I know my business. Plead not guilty and would not waive--

* * *

* * *

'THE COURT: All right. This case is set for trial on October 18, 1972, 9:30 a.m., in Division Beta.

'MR. DE LUNA: Thank you.'

And on the day of the trial before Judge Hardy:

'THE COURT: Let the record show the presence of the defendant and the prosecutor in chambers.

Mr. DeLuna, I understand that you don't want a lawyer to represent you, is that correct?

'DEFENDANT DE LUNA: I don't want my--I do want an attorney but I don't--I would not want to have the Public Defender. Mr. Trombino, the prosecutor here, knows this very well the last time I was here. I--I had a cause not to have one and I--the judge 'THE COURT: Is your name Luna?

last time I came over that I would take an appointed attorney. He said he couldn't give me what I wanted. I--he said I would have to take a Public Defender or would have to fight the case by myself, so then I said I would present it myself. The deal--I know that it's not my job to force you to give me what I want but I know it's a violation of the constitution that a man must have his rights and I think that I've been--I think my rights have been violated by when they refused to give me an appointed attorney by the court. I think my constitution--it's just like Mr.--it's just like we been eating--you want me to eat something that I don't want to eat and you force me to eat it. The court is forcing me to take a Public Defender which I don't have no--no trust in. I don't have no trust with 'em because the only thing they do for me is just to make a deal. Like yesterday they went up with a one to ten if I would plead to theft to a person or they would put two prior convictions they have on me, which prior conviction is nothing but a double jeopardy because I know this, I already paid for that time. I'm not going to pay twice for something I already paid for in prison. I spent eight and a half years of my life in prison for this crime.

'DEFENDANT DE LUNA: DeLuna.

'THE COURT: Eric DeLuna?

'DEFENDANT DE LUNA: Yes, sir.

'THE COURT: Well, unfortunately I don't agree with you that you're entitled to have appointed the counsel of your choice.

'DEFENDANT DE LUNA: Yes, sir.

'THE COURT: You've really got to take what the court gives you, which is the Public Defender in this case.

What I want to be sure of is that you did understand you had the right to have counsel appointed. As a matter of fact, I could have a lawyer sitting in the courtroom; he would be a Public Defender, not representing you, but to advise you on any legal matters that came up. Do you want me to do that?

'DEFENDANT DE LUNA: Another thing--

'THE COURT: Well, answer that question.

'DEFENDANT DE LUNA: Well, I mean, why couldn't I have the same--the same rights that I had the first time when I--when I was--in '69 when I was--I was given an appointed attorney? Why I can't I have the same rights as that three--four years ago that I have today?

'THE COURT: Well, I don't know. I don't know why you were given an appointed attorney in '69.

'DEFENDANT DE LUNA: You see.

'THE COURT: Possibly it was because there was some conflict in the Public Defender's Office.

'DEFENDANT DE LUNA: Yes, sir.

'THE COURT: But there's no apparent conflict now. You're the only defendant here charged.

'DEFENDANT DE LUNA: Yes. And I'm the one going to serve time if I find myself--if they find me guilty. Last time--last time I served four years in prison.

'THE COURT: What I want to know is would you like for me to have a lawyer in the courtroom.

'DEFENDANT DE LUNA: Will you answer me this--I'll answer your question, but I want that in the minutes that I would refuse--I was refused by the court. I was refused attorney--appointed attorney because it will go on my appeal, which I will appeal. I want to have that straight in the record--

'THE COURT: The record--

'DEFENDANT DE LUNA:--in the minutes.

'THE COURT: The record will show that you were offered the services of a lawyer in the Public Defender's Office and that the court did refuse to appoint some other lawyer outside the Public Defender's Office to represent you.'

And:

'THE COURT: Well, do you want me to call a Public Defender and ask them to have a lawyer over here to sit in the courtroom so if you have any questions--

'DEFENDANT DE LUNA: Why couldn't it be the other way? Why couldn't you call an appointed attorney the same way like I did last time?

'THE COURT: Because we have a Public Defender's Office to take care of these things. That's the only thing I will do, Mr. DeLuna, is get someone from the Public Defender's Office.

'DEFENDANT DE LUNA: If I don't, I go in there and drown.

'THE COURT: I don't say you'll drown but you go in without the benefit of a lawyer, which I think is a handicap.

'DEFENDANT DE LUNA: Then if I accept it, then in the papers they'll be saying Mr. DeLuna accepted a Public Defender. But if I go in there and fight by myself and try to use a little best education that I have, I don't have too much, you know, by law but I'll try to defend myself by myself. I've got a better chance if I lose. I've still got an appeal because all my statutes on my--my rights has been violated. Yours has not been violated, the court hasn't been violated but I've been violated on my rights. I've been violated since I went with Mr. Flood, JP Court, but I'll go by myself.

'THE COURT: You don't want a lawyer?

'DEFENDANT DE LUNA: No, sir, I'll fight by myself. But I want a minute of the court that I was refused appointed attorney by the court.'

We have stated concerning the duty of the trial judge when a defendant desires to waive counsel in a criminal trial:

"* * * This protecting duty imposes the serious and weighty responsibility upon the trial judge of determining whether there is an intelligent and competent waiver by the accused.' (Footnote omitted) Under proper circumstances this may require the court to appoint counsel to conduct the defense despite the defendant's desire to defend for himself. In short, the defendant must not only wish to represent himself, he must also be competent to waive his right to counsel. Westbrook v. Arizona, 384 U.S. 150, 86 S.Ct. 1320, 16 L.Ed. 429. In the same breath, however, once it is determined that a competent waiver has been made it is not within the province of the trial judge to thrust counsel upon the defendant. * * *

* * *

* * *

'* * * While it is right that the court should indulge in every reasonable presumption against a waiver, see State v. Anderson, 96 Ariz. 123, 392 P.2d 784, this in no way implies that it should refuse to consider the defendant's request altogether. Otherwise the constitutional right to defend oneself if he intelligently and competently chooses...

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