State v. Duncan

• Decision Date: 11 May 2011
• Docket Number: No. 20100323.,20100323.
• Citation: 2011 ND 85,796 N.W.2d 672
• Parties: STATE of North Dakota, Plaintiff and Appelleev.Shane Keith DUNCAN, Defendant and Appellant.
• Court: North Dakota Supreme Court

796 N.W.2d 672

2011 ND 85

STATE of North Dakota, Plaintiff and Appellee

v.Shane Keith DUNCAN, Defendant and Appellant.

No. 20100323.

Supreme Court of North Dakota.

May 11, 2011.

Pamela Ann Nesvig(argued), Assistant State's Attorney, Bismarck, ND, for plaintiff and appellee.Michael Ray Hoffman(argued), Bismarck, ND, for defendant and appellant.CROTHERS, Justice.

[¶ 1]Shane Keith Duncan appeals the district court's judgment entered after a jury convicted him of terrorizing, interference with a telephone during an emergency phone call and simple assault-domestic violence.He argues the judgment should be reversed and an acquittal be entered because of prosecutorial misconduct.We affirm.

I

[¶ 2]Shane Duncan was charged with simple assault-domestic violence for willfully causing bodily injury to his wife Barbara Duncan on February 4, 2010, with terrorizing for threatening Barbara Duncan with a gun on February 6, 2010, and with intentionally interfering with Barbara Duncan's emergency telephone call on February 6, 2010.

[¶ 3]Shane Duncan pled not guilty to the three charges, and a jury trial was held on July 14, 2010.The State called Barbara Duncan to testify.Barbara Duncan testified she is Shane Duncan's wife and has been married to Shane Duncan for almost three years.Barbara Duncan refused to testify about the events occurring on February 6, 2010.The district court instructed Barbara Duncan to answer the questions, but she still refused.The district court informed Barbara Duncanshe would be held in contempt of court if she persisted in her refusal to answer questions and could be sent to jail and charged with a misdemeanor.Barbara Duncan still refused to testify, and the district court jailed her for contempt after informing her she could get out if she testified.

[¶ 4] Prior to jailing Barbara Duncan for contempt, the district court asked Shane Duncan's counsel if he wanted to comment regarding Barbara Duncan's refusal to testify.Shane Duncan's counsel responded, “I guess I'd just advise her to seek counsel.I have no comment on that.”

[¶ 5] After ascertaining Barbara Duncan was not going to testify, the district court ruled an audio tape recording of the 911 call Barbara Duncan made was admissible under the excited utterance and the present sense impression exceptions to the hearsay rules.The district court stated that even though the call was made two hours after the events occurred, it was admissible because Barbara Duncan was under stress due to the event, evidenced by her driving to town and buying another cellular telephone to make the telephone call.The district court also ruled the law enforcement officers could not testify about what Barbara Duncan told them.

[¶ 6] The audio recording of the 911 call was admitted and played for the jury.Barbara Duncan made the call around 7:30 p.m. on February 6, 2010.During the call, Barbara Duncan told the 911 operator that the events of a domestic situation occurred at 4:00 p.m. that day and that Shane Duncan had left the scene, their residence, around 5:00 p.m.

[¶ 7]Barbara Duncan told the 911 operator Shane Duncan had pointed a .300 Ultra Mag rifle at her.She also stated that Shane Duncan broke her cell phone when she attempted to call 911, that he broke her daughter's cell phone and that Barbara Duncan had left the residence at 5:30 p.m. to buy a new cell phone.

[¶ 8]Barbara Duncan stated during the 911 call that she had not planned to call 911, but that after she bought her new cell phone, she and Shane Duncan were exchanging text messages and Shane Duncan threatened a divorce.Twice she told the 911 operator she was fine and stated she was not hurt.She indicated Shane Duncan's parents were present during the incident and they would not let Shane Duncan hurt her.However, a lamp was broken.

[¶ 9] The jury found Shane Duncan guilty of terrorizing, interference with a telephone during an emergency call and simple assault-domestic violence.Judgment was entered based on the jury's verdict.Shane Duncan appeals.

II

[¶ 10]Shane Duncan presents three issues, all framed as prosecutorial misconduct that denied his due process right to a fair trial.This Court applies “a de novo standard of review to a claim of a constitutional violation.”State v. Aguero,2010 ND 210, ¶ 16, 791 N.W.2d 1.

[¶ 11]Shane Duncan alleges his due process rights were violated when the State sought admission of the 911 telephone call recording because the call violated his confrontation clause rights.He does not argue the district court erred admitting the 911 call recording.The State responds that use of the 911 call was not misconduct because the confrontation clause's availability requirement only requires a witness to appear at trial and Barbara Duncan appeared.

[¶ 12]We have explained,

“prosecutorial misconduct may ‘so infect[ ] the trial with unfairness as to make the resulting conviction a denial of due process.’However, we have also recognized that not every assertion of prosecutorial misconduct, followed by an argument the conduct denied the defendant his constitutional right to a fair trial, automatically rises to an error of constitutional dimension.‘To constitute a due process violation, the prosecutorial misconduct must be of sufficient significance to result in the denial of the defendant's right to a fair trial.’To determine whether a prosecutor's misconduct rises to a level of a due process violation, we decide if the conduct, in the context of the entire trial, was sufficiently prejudicial to violate a defendant's due process rights.”

State v. Kruckenberg,2008 ND 212, ¶ 20, 758 N.W.2d 427(internal quotations omitted).

[¶ 13]Shane Duncan contends the State committed prosecutorial misconduct by seeking the introduction of the 911 call, which he claims was “clearly inadmissible” evidence violating the confrontation clause under Davis v. Washington,547 U.S. 813, 822, 126 S.Ct. 2266, 165 L.Ed.2d 224(2006).The confrontation clause provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.”U.S. Const. amend. VI.The United States Supreme Court held this amendment prohibits the admission of testimonial hearsay against the accused, unless the witness is unavailable to testify and the accused previously had an opportunity to cross-examine the declarant.Crawford v. Washington,541 U.S. 36, 68, 124 S.Ct. 1354, 158 L.Ed.2d 177(2004).The confrontation clause does not apply to non-testimonial hearsay.Id.See alsoDavis,at 821, 126 S.Ct. 2266(only testimonial statements cause the declarant to be a “witness” within the meaning of the Sixth Amendment).A criminal defendant's right to confront witnesses is an important right, the denial of which can nullify the result of a trial.SeeCrawford, at 69, 124 S.Ct. 1354;Davis,at 834, 126 S.Ct. 2266.

[¶ 14]Shane Duncan correctly observes the United States Supreme Court reversed a conviction based on introduction of a 911 call in Davis because the declarant was unavailable and because Davis had no opportunity to cross-examine the declarant.547 U.S. at 817, 126 S.Ct. 2266.However, interpretation of the confrontation clause has been anything but consistent since the 2004Crawford decision.See, e.g., Shorter v. State,33 So.3d 512, 523(Miss.App.2009)(holding declarant's statements to 911 operator were not testimonial when defendant was still present during phone call);State v. Wright,726 N.W.2d 464, 474(Minn.2007)(declarant's statements to 911 operator were non-testimonial even after declarant was informed defendant was in custody where declarant was repeating details for reassurance that police arrested the correct defendant);Neal v. State,186 S.W.3d 690, 692(Tex.App.2006)(statements from 911 call were admissible where declarant made statements while an assault was in progress);State v. Powers,124 Wash.App. 92, 99 P.3d 1262, 1264(2004)(911 call was inadmissible when declarant called to report past protection order violations, not to stop current conduct);People v. Cortes,4 Misc.3d 575, 781 N.Y.S.2d 401, 416(N.Y.Sup.Ct.2004)(911 calls are inadmissible under the confrontation clause);People v. Corella,122 Cal.App.4th 461, 18 Cal.Rptr.3d 770, 776(2004)(911 calls are not testimonial because they are initiated by a citizen, not police).Crawford itself has been cited in more than 27,000 cases, periodicals and briefs.The Davis decision speaks directly to 911 calls.547 U.S. at 817, 126 S.Ct. 2266.Davis has been cited more than 5,200 times.The State points out that one such case is Fowler v. State, holding under facts similar to those at bar that defendant's confrontation rights were not unconstitutionally impinged when a complaining witness took the stand but refused to testify with no valid claim of privilege.829 N.E.2d 459, 467–68(Ind.2005).

[¶ 15] This large and highly uncertain body of confrontation clause law makes resolution of the underlying issue difficult.However, Shane Duncan framed his issue as prosecutorial misconduct, requiring that we look at the prosecutor's conduct and not, ultimately, that we resolve whether Shane Duncan's confrontation right was violated under Sixth Amendment jurisprudence.

[¶ 16]We conclude the State did not engage in prosecutorial misconduct resulting in a denial of Shane Duncan's due process right to a fair trial.The law surrounding the confrontation clause generally is in flux.In fact, one day prior to oral argument in this case, the United States Supreme Court issued its decision in Michigan v. Bryant, and neither counsel nor this Court could determine at argument whether that case materially affected the respective positions advanced in this case.––– U.S. ––––, 131 S.Ct. 1143, 179 L.Ed.2d 93(2011).As a subset of the larger issue, the law surrounding the confrontation clause and use of 911 calls in particular is unsettled with case law both...