State v. Elmer E. Ahart

Decision Date28 September 2001
Docket Number93 C.A. 211,01-LW-3746
PartiesSTATE OF OHIO, PLAINTIFF-APPELLEE v. ELMER E. AHART, JR., DEFENDANT-APPELLANT CASE
CourtOhio Court of Appeals

Criminal Appeal from Common Pleas Court Case No. 92CR604

Hon Gene Donofrio, Hon. Joseph J. Vukovich, Hon. Mary DeGenaro

For Plaintiff-Appellee: Paul J. Gains, Prosecuting Attorney Janice T. O'Halloran, Assistant Prosecuting Attorney Mahoning County Courthouse, 120 Market Street, Youngstown, Ohio 44503

For Defendant-Appellant: David H. Bodiker, Ohio Public Defender, Stephen P. Hardwick, Assistant Public Defender, Ohio Public Defender's Office, 8 East Long Street % 11th Floor, Columbus, Ohio 43215-2998

Elmer E. Ahart, Jr., pro se #281-688, Trumbull Correctional Inst., 5701 Burnett Road, Leavittsburg, Ohio 44430

OPINION

DONOFRIO J.

Defendant-appellant, Elmer Ahart Jr., appeals his conviction in Mahoning County Common Pleas Court, following guilty pleas, for three counts of aggravated murder and one count of attempted aggravated murder, with accompanying specifications.

On July 17, 1992, a Mahoning County Grand Jury returned an indictment against appellant setting forth four counts. Counts 1, 2, and 3 were for aggravated murder. Count 4 was for attempted aggravated murder. Each count carried a specification of the aggravating circumstance that the offense was part of a course of conduct involving the purposeful killing of two or more persons by appellant. R.C. 2929.04(A)(5). Each count also carried with it a firearm specification.

Appellant initially pleaded not guilty to all counts. However, on September 14, 1993, appellant retracted his not guilty plea and entered a guilty plea as to all of the counts listed in the indictment. In exchange for appellant's guilty plea, plaintiff-appellee, the State of Ohio, agreed not to pursue the death penalty and merged the four firearm specifications into one. Appellee did not amend the indictment to dismiss or delete the capital specifications. Pursuant to his plea agreement, appellant was sentenced by a single trial judge to serve twenty full years of imprisonment on each of the three counts of aggravated murder, three years of actual incarceration for the firearms specification, and ten to twenty-five years for the attempted aggravated murder charge. The sentences were to be served consecutively.

Appellant's counsel filed a notice of appeal on October 18, 1993. This court dismissed that appeal on November 17, 1993 as being untimely. In that decision, the court directed appellant's counsel to App.R. 5(A). Appellant also filed a motion for reconsideration that was denied by this court.

Approximately six years later, on October 26, 1999, appellant filed a pro se petition to reopen his appeal. This court granted that motion on May 3, 2000, and appointed him counsel. [1] On October 30, 2000, appellant's appointed appellate counsel filed a merit brief. Appellee filed a brief in opposition.

Pursuant to App.R. 26(B)(7), our inquiry is limited to whether appellant's prior appellate counsel was deficient and, if so, whether appellant was prejudiced by that deficiency.

Appellant alleges three assignments of error the first two of which share common issues of legal analysis; therefore, they will be addressed together.

Appellant's first assignment of error states:

"THE TRIAL COURT ERRED AND EXCEEDED ITS JURISDICTION BY CONVICTING AND SENTENCING MR. AHART FOR AGGRAVATED MURDER WITH CAPITAL SPECIFICATION WITHOUT EMPANELLING TWO ADDITIONAL JUDGES PURSUANT CRIMINAL RULE 11(C) AND OHIO REV. CODE ANN. § 2945.06. T.D. 2, T.P. 2,18."

Appellant's second assignment of error states:

"THE TRIAL COURT ERRED BY CONVICTING MR. AHART WITHOUT EMPANELLING TWO ADDITIONAL JUDGES IN VIOLATION OF MR. AHART'S STATE-CREATED LIBERTY INTEREST TO A THREE-JUDGE PANEL. T.D. 2, T.P. 2, 18."

Appellant argues that the trial court lacked jurisdiction to accept his guilty plea to aggravated murder because R.C. 2945.06 requires that a three-judge panel, not a single judge, accept a guilty plea when the defendant has been charged with a capital crime. Appellant notes that he was charged with a capital crime and contends that regardless of whether or not appellee chose to pursue the death penalty, since he was charged with an offense punishable by death, the plain language set forth in R.C. 2945.06 required that once he pled guilty, a single judge was either required to dismiss the death penalty specifications or empanel two additional judges to hear his plea.

In response to appellant's argument, appellee argues that since it agreed not to seek the death penalty pursuant to the plea agreement, the single trial judge did not err in accepting appellant's guilty plea. Appellee argues that these actions effectively removed the instant case from the three-judge panel requirement set forth in R.C. 2945.06.

R.C. 2945.06 provides:

"If the accused is charged with an offense punishable with death, he shall be tried by a court to be composed of three judges, consisting of the judge presiding at the time in the trial of criminal cases and two other judges to be designated by the presiding judge or chief justice of that court, and in case there is neither a presiding judge nor a chief justice, by the chief justice of the supreme court. The judges or a majority of them may decide all questions of fact and law arising upon the trial; however the accused shall not be found guilty or not guilty of any offense unless the judges unanimously find the accused guilty or not guilty. If the accused pleads guilty of aggravated murder, a court composed of three judges shall examine the witnesses, determine whether the accused is guilty of aggravated murder or any other offense, and pronounce sentence accordingly. The court shall follow the procedures contained in sections 2929.03 and 2929.04 of the Revised Code in all cases in which the accused is charged with an offense punishable by death."

At the time appellant entered his plea, case law interpreting the sentencing provisions of R.C. 2929.03 et seq. and R.C. 2945.06 held that once a capital defendant enters a guilty plea in exchange for the prosecution not pursuing the death penalty, it is no longer a capital case within the scope of 2945.06, and therefore a three-judge panel need not be empanelled to accept the defendant's plea. State v. Griffin (1992), 73 Ohio App.3d 546, 553.

Appellant cites to subsequent developments in the case law which he argues support his proposition that the indictment must be amended to delete the death penalty specifications to withdraw the case from the requirements of R.C. 2945.06 and that a plea agreement not to seek the death penalty is not enough.

Assuming arguendo that those cases indeed stand for that proposition, appellant's reliance on those cases is misplaced given the posture of appellant's case before this Court. Our review is limited to whether appellant's prior appellate counsel was deficient for not having raised these issues in appellant's direct appeal. At the time of appellant's plea and during the time period subsequent to his conviction when he could have pursued a direct appeal, Griffin, supra, was the only authority on this issue. [2] Therefore, at that time, there was no argument to be made concerning this issue. Appellate counsel's refusal to raise arguments that run counter to existing authority cannot serve as a basis for ineffective assistance of appellate counsel under App.R. 26(B). See State v. Allen (1996), 77 Ohio St.3d 172.

In addition, the Fifth District, which decided Griffin, has continued, to date, to adhere to its holding. See State v. Heddlesohn (Aug. 4, 1997), Stark App. No. CA-00113, unreported (since appellant pled pursuant to negotiated plea agreement wherein the State agreed not to seek death penalty, death penalty procedures need not be followed) and State v. Rash (Mar. 27, 1995), Stark App. No. 94-CA-223, unreported, 1995 WL 347945, (three-judge panel not necessary when defendant pleads in exchange for State not seeking death penalty).

The other requirement under App.R. 26(B)(7) is that even if appellant's prior appellate counsel was deficient, appellant had to have been prejudiced by that deficiency. By appellate counsel not making the argument regarding a three-judge panel, appellant was assured that the intended result of his plea agreement would be carried out. One judge as opposed to three could not sentence appellant to death. As a result, we fail to see the prejudice of any alleged ineffectiveness of appellate counsel.

Accordingly, appellant's first and second assignments of error are without merit.

Appellant's third assignment of error states:

"THE TRIAL COURT ERRED WHEN IT CONVICTED AND SENTENCED MR. AHART EVEN THOUGH HE HAD NOT MADE A KNOWING, INTELLIGENT[,] AND VOLUNTARY WAIVER OF HIS RIGHT TO A JURY TRIAL AND HIS RIGHT TO PLEAD NOT GUILTY. T.P. 16-18."

Prior to accepting a guilty plea by a defendant, a trial court is required to follow the dictates of Crim.R. 11(C) which directs the trial judge to inform the defendant of certain matters. State v. Johnson (1988), 40 Ohio St.3d 130, 132-33. At the time of appellant's plea, Crim.R. 11(C)(2) provided:

"In felony cases the court may refuse to accept a plea of guilty or a plea of no contest, and shall not accept such plea without first addressing the defendant personally and:
"(a) Determining that he is making the plea voluntarily with understanding of the nature of the charge and of the maximum penalty involved, and, if applicable, that he is not eligible for probation.
"(b) Informing him of and determining that he understands the effect of his plea of guilty or no contest, and that the court upon acceptance of the plea may proceed with judgment
...

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT