State v. Hamon

Decision Date11 March 2015
Docket NumberNo. 12 CAA 12 0089.,12 CAA 12 0089.
Citation28 N.E.3d 139
PartiesSTATE of Ohio, Plaintiff–Appellee v. Timothy S. HAMON, Defendant–Appellant.
CourtOhio Court of Appeals

Douglas Demolt, Assistant Prosecuting Attorney, Carol Hamilton O'Brien, Delaware, OH, for plaintiff-appellee.

Stephen Hardwick, Assistant Public Defender, Columbus, OH, for defendant-appellant.

W. Scott Gwin, P.J., Patricia A. Delaney, J., and Craig R. Baldwin, J.

OPINION

GWIN

, P.J.

{¶ 1} Appellant, Timothy Hamon [Hamon], appeals from the November 21, 2012 judgment entry of the Delaware County Court of Common Pleas declaring a mistrial and granting appellee State of Ohio a new trial.

Facts and Procedural History

{¶ 2} On December 22, 2011, Hamon was indicted on three counts of rape of a child felonies of the first degree in violation of R.C. 2907.02

and three counts of gross sexual imposition with a child less than 12 years of age, felonies of the third degree in violation of R.C. 2907.05(B).

{¶ 3} On June 22, 2012, Hamon filed a motion requesting the trial court order the state to stipulate to the use of a polygraph test and for permission to submit polygraph evidence. The trial court not only considered Hamon's written motion, but also heard arguments from counsel. The court advised counsel that evidence of a polygraph examination was not admissible and ruled that Hamon could not bring up the polygraph issue before the jury. The trial court reasoned, “the Court can't order you or the state to participate in a polygraph.” (T. July 6, 2012 at 37–38).

{¶ 4} On July 13, 2012, the Court filed a Judgment Entry denying Hamon's motion for an order directing the state to enter into a stipulation for use of a polygraph, or alternatively, for an order permitting the introduction of evidence concerning the results of a polygraph to be administered to the defendant. The trial court's written order stated that,

The Court is without authority to order the State of Ohio to enter into any stipulation, including a stipulation for the use of a polygraph. The Defendant has not yet taken a polygraph examination; therefore, any issue as to the admissibility of such test results is not yet ripe for motion at this time.

Judgment Entry filed July 19, 2012 at 4.

{¶ 5} A jury trial had begun in Hamon's case. During the state's case, while Defense Counsel was cross-examining Detective Kester, counsel asked the investigative officer the following questions:

[Question]: Let me ask you this, is part of your investigation do you sometimes ask suspects if they are willing to take a polygraph examination?
[Answer]: Yes
[Question]: And did you do that in this case?
[Answer]: I did

{¶ 6} The prosecutor requested permission to approach the bench. (4T. at 492). During the side bar conference, the state objected to the questions asked by Hamon's attorney. The jurors were then returned to the jury room so the matter could be addressed in open court and outside the hearing of the jurors.

{¶ 7} Outside the presence of the jury, the court reminded Hamon's counsel that polygraph evidence is not admissible without a stipulation by the parties, and defense counsel admitted that there was no such stipulation in this case. The court asked the counsel for the state if they wished to continue, or wished to have a mistrial, and counsel asked for time to confer, so the court called another recess.

{¶ 8} At the conclusion of this recess, the state suggested a curative instruction without giving an opinion on the necessity for mistrial. However, the court noted that no curative instruction could protect the state. The court again recessed to research the issues. The court once more took the bench outside of the presence of the jury to decide the matter of whether to declare a mistrial. Hamon's counsel argued to the court that his questions were proper and intended to show Hamon's actions (i.e. in agreeing to take a polygraph) were consistent with his proclaimed innocence. The trial judge was upset with counsel's disregard of its previous order concerning the polygraph evidence. Defense counsel objected “to the court raising its voice” and noted, “The jury can overhear what we are talking about in the courtroom.” (4T. at 497). The defense further stated,

Your Honor, it would be inappropriate to tell the jury that polygraphs are inadmissible in Ohio, it's not the law.

4T. at 500.

{¶ 9} The trial court declared a mistrial,

There is no question in this Court's mind that it's a manifest error to ask the question about the polygraph, regardless of what the results, regardless if your client wished to take one or not take one, the court does not feel that there is any way a curative instruction can be given.
If you read the case law, it is clear and the Court's concluded you can't cure the situation with a curative instruction, so this court sees no alternative but to grant a mistrial. I understand the State has a question, but you want a ruling to make sure the case is tried fairly, both for the State of Ohio and for the defense, and this Court does not see how it can be cured with a curative instruction. A mistrial having been granted, we'll start a new trial on the 13th of November at 9 a.m. be here at 8:30 in the morning.

T. at 501–502. After the trial court ruled, defense counsel told the court “I would submit I have a proposed curative instruction.” 4T. at 503.

{¶ 10} On November 2, 2012, Hamon filed a motion to dismiss the indictment with prejudice on the grounds that the mistrial was not supported by manifest necessity. The trial court denied the motion. This Court dismissed the appeal pursuant to State v. Crago, 53 Ohio St.3d 243, 559 N.E.2d 1353 (1990)

, for lack of a final order. The Ohio Supreme Court accepted Hamon's discretionary appeal, and remanded this case to this Court for further proceedings pursuant to State v. Anderson, 138 Ohio St.3d 264, 2014-Ohio-542, 6 N.E.3d 23. State v. Hamon, 139 Ohio St.3d 314, 2014-Ohio-1927, 11 N.E.3d 1152.

Assignment of Error

{¶ 11} Hamon raises one assignment of error,

{¶ 12} “I. THE TRIAL COURT ERRED BY DENYING MR. HAMON'S MOTION TO DISMISS.”

Analysis

{¶ 13} Generally, the state is afforded only a single opportunity to require a defendant to stand trial. Arizona v. Washington, 434 U.S. 497, 505, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978)

. The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution, made applicable to the states through the Fourteenth Amendment, “protects individuals from being tried for the same offense more than once,” providing, in pertinent part: ‘nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb.’

{¶ 14} In evaluating whether the trial judge acted properly in declaring a mistrial, the courts have been reluctant to formulate precise, inflexible standards.

Rather, the courts have deferred to the trial court's exercise of discretion in light of all the surrounding circumstances:

We think, that in all cases of this nature, the law has invested Courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances, which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution, under urgent circumstances, and for very plain and obvious causes. * * * But, after all, they have the right to order the discharge; and the security which the public have for the faithful, sound, and conscientious exercise of this discretion, rests, in this, as in other cases, upon the responsibility of the Judges, under their oaths of office.

United States v. Perez, 9 Wheat. 579, 22 U.S. 579, 580, 6 L.Ed. 165 (1824)

. See, also,

United States v. Clark, 613 F.2d 391, 400 (2nd Cir.1979), certiorari denied 449 U.S. 820, 101 S.Ct. 78, 66 L.Ed.2d 22 (1980) (a second prosecution is not barred on double jeopardy grounds when the trial judge had no reasonable alternative to ordering a mistrial in the first trial); State v. Widner, 68 Ohio St.2d 188, 190, 429 N.E.2d 1065, 1066–1067 (1981). See also,

State v. Conley, 5th Dist Richland No. 2009–CA–19, 2009-Ohio-2903, 2009 WL 1709306, ¶ 22.

{¶ 15} When a mistrial is premised on the prejudicial impact of improper evidence, the trial judge's evaluation of the possibility of juror bias is entitled to “great,” but not unlimited, deference by a reviewing court. State v. Gunnell, 132 Ohio St.3d 442, 2012-Ohio-3236, 973 N.E.2d 243, ¶ 33

; Ross v. Petro, 515 F.3d 653, 661 (6th Cir.2008) ; Washington, 434 U.S. at 514, 98 S.Ct. 824, 54 L.Ed.2d 717. A trial court must act “rationally, responsibly, and deliberately” in determining whether to declare a mistrial. Gunnell at ¶ 33. However, a trial court's failure to make an explicit finding of “manifest necessity” does not render a mistrial declaration invalid, as long as the record provides sufficient justification for the ruling. Washington 434 U.S. at 516–517, 98 S.Ct. 824, 54 L.Ed.2d 717.

{¶ 16} In Gunnell, the Ohio Supreme Court considered whether a juror's outside research, i.e., a handwritten definition of the word “perverse” and an instruction on “involuntary manslaughter” that the juror had printed off the internet, constituted grounds for a mistrial. Gunnell at ¶ 9–10. The materials had been intercepted by the bailiff when the juror arrived in the morning to continue jury deliberations and had not been shared with other jurors. Id. at ¶ 8. After learning of the juror's possession of this information, the trial judge conducted a brief hearing during which the trial judge first informed the parties of the issue that had developed regarding the juror's outside research and then proceeded to question the juror regarding her research, including what information she had found, why she had...

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