State v. Herrera, 5360-PR

Decision Date08 December 1981
Docket NumberNo. 5360-PR,5360-PR
Citation131 Ariz. 35,638 P.2d 702
PartiesSTATE of Arizona, Appellee, v. Mercy Catalan HERRERA, Appellant.
CourtArizona Supreme Court

Robert K. Corbin, Atty. Gen. by William J. Schafer III and Gregory A. McCarthy, Asst. Attys. Gen., Phoenix, for appellee.

Gregory R. Jordan, Phoenix, for appellant.

CAMERON, Justice.

On 25 February 1980, defendant, Mercy Herrera, pled guilty to attempted second-degree escape in violation of A.R.S. §§ 13-1001 and 13-2503 and was sentenced to imprisonment for three-quarters of one year. The sentence imposed was to be served consecutively with her previous sentence for aggravated robbery for which she was incarcerated at the time of the escape attempt. Pursuant to an appeal alleging that her plea was involuntary, Division One of the Court of Appeals affirmed defendant's sentence by holding that although the trial court was mistaken in its belief that the statute required the sentences to be served consecutively, the defendant had nevertheless voluntarily agreed to serve her sentences consecutively in return for a guilty plea on the lesser attempt charge. State v. Herrera, 130 Ariz. ---, 638 P.2d 726 (App.1981). Both parties moved for a rehearing but were denied relief. We granted review. We have jurisdiction pursuant to A.R.S. § 12-120.24.

We must answer the following questions on review:

1. Is a consecutive sentence mandatory for a person convicted of attempted second-degree escape?

2. If a consecutive sentence for attempted escape is not mandatory, was defendant's plea of guilty involuntary because the trial court informed her that a consecutive sentence was required?

3. If the plea was voluntary, may the consecutive sentence be affirmed?

The facts necessary for a determination of these issues are as follows. Pursuant to her conviction for aggravated robbery, defendant was sentenced to the Arizona Center for Women, a correctional facility. On 2 January 1980, defendant was discovered missing from the facility. She was captured sometime thereafter and charged with second-degree escape in violation of A.R.S. § 13-2503, a class 5 felony. On 25 January 1980, defendant entered into a plea agreement with the State wherein she waived her right to trial in exchange for a guilty plea to the lesser included offense of attempted second-degree escape, a class 6 felony. The plea agreement indicated that the "special condition imposed by statute" regarding the sentence was that it had to run consecutively to the sentence being served. The plea agreement also provided that the State would recommend that defendant be sentenced to the minimum statutory term of three-quarters of one year in prison and that the sentence was to run consecutively to the term of years she was serving for aggravated robbery.

At the plea acceptance hearing, the trial judge inquired of the prosecutor why probation was not available. The prosecutor responded that both the plea agreement and the statute required that consecutive sentences be served. The court then advised the defendant that her sentence must run consecutively to her sentence for aggravated robbery. The defendant acknowledged that she understood this portion of her sentence. The court accepted the defendant's plea, entered judgment against her, and imposed sentence in accordance with the plea agreement.

Thereafter, defendant appealed to the Court of Appeals from her judgment and sentence, contending that her plea was involuntary. She argued that consecutive sentences are not required by statute for the offense to which she pled guilty, and thus she had pled guilty while under the mistaken impression that a consecutive sentence was required. The Court of Appeals affirmed the defendant's sentence on the basis of the language of the plea agreement wherein defendant expressly consented to serve consecutive sentences and also affirmed the sentence. We granted the petition for review because of what we believe to be a misconception of the law in affirming the sentence imposed by the trial court.

IS THE CONSECUTIVE SENTENCE MANDATORY?

The statute in effect at the time, A.R.S. § 13-392 (now repealed), expressly provided for a mandatory sentence consecutive to the term being served for both second-degree escape and attempted second-degree escape. The 1978 code, while providing for the consecutive sentence for second-degree escape, A.R.S. § 13-2503, does not mention the crime of attempted escape. Instead, the crime of attempted escape is covered by A.R.S. § 13-1001, the general attempt statute which classifies an "attempt" of any crime as one grade less serious than the completed crime. There is, then, nothing in the current statute that specifically requires a consecutive sentence for attempted second-degree escape. The Court of Appeals believed that since the escape statute, A.R.S. § 13-2503, required a consecutive sentence, an "attempt" to escape could also be construed as requiring a consecutive sentence. The Court of Appeals stated, however, that:

"Admittedly, this section of the criminal code is susceptible of more than one interpretation with regard to whether a consecutive sentence is required for attempted second-degree escape. However, where penal statutes are fairly susceptible of more than one interpretation, we construe them in favor of the defendant to the extent necessary to eliminate the ambiguity. State v. Wayman, 104 Ariz. 125, 449 P.2d 296 (1969). Accordingly, we hold that a consecutive sentence is not mandated for persons "convicted of attempted second-degree escape." 130 Ariz. at ---, 638 P.2d at 727.

The State contends, however, that State v. Wayman cited by the Court of Appeals is in conflict with two ...

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  • State v. Pena, 1
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    ...favor of the defendant. State v. Herrera, 131 Ariz. 59, 638 P.2d 726 (App.1981), decision approved in part and vacated in part, 131 Ariz. 35, 638 P.2d 702 (1981); Johnson v. Johnson, 131 Ariz. 38, 638 P.2d 705 (1981); Simpson v. United States, 435 U.S. 6, 98 S.Ct. 909, 55 L.Ed.2d 70 (1978);......
  • State v. Peek
    • United States
    • Arizona Supreme Court
    • 3 November 2008
    ...sentencing options for a substantive offense do not automatically apply to related preparatory offenses. In State v. Herrera, 131 Ariz. 35, 36-37, 638 P.2d 702, 703-04 (1981), for example, we concluded that a consecutive sentence could not be imposed for an attempted second degree escape wh......
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