State v. Higginbotham

Decision Date16 November 1973
Docket NumberNo. 43833,43833
Citation212 N.W.2d 881,298 Minn. 1
PartiesSTATE of Minnesota, Respondent, v. Gary R. HIGGINBOTHAM, Appellant.
CourtMinnesota Supreme Court

Syllabus by the Court

1. Although the declarant is unavailable, a hearsay statement tending to expose the declarant to criminal liability and offered to exculpate the accused is not admissible unless corroborating circumstances clearly indicate the trustworthiness of the statement.

2. The Sixth Amendment does not grant an accused the right to have counsel present at a postindictment photographic display which contains a picture of the accused and is conducted for the purpose of identification of the offender. United States v. Ash, 413 U.S. 300, 93 S.Ct. 2568, 37 L.Ed.2d 619 (1973).

David P. Murrin, Legal Rights Center, Inc., Minneapolis, for appellant.

Warren Spannaus, Atty. Gen., St. Paul, George M. Scott, County Atty., Theodore R. Rix, Vernon E. Bergstrom, and Michael H. McGlennen, Asst. County Attys., Minneapolis, for respondent.

Heard before KNUTSON, C.J., and ROGOSHESKE, PETERSON, and KELLY, JJ.

ROGOSHESKE, Justice.

Defendant, Gary Higginbotham, appeals from a second-degree murder conviction. Because we hold inadmissible a declaration against penal interest which is not proven trustworthy by independent evidence, and because the United States Supreme Court has held that the Sixth Amendment does not grant the right to have counsel present at a postindictment photographic identification, we affirm the conviction.

The killing occurred as a result of a racial slur uttered by the deceased, Richard Bushey. On the night of the homicide, Bushey and a few friends were standing in the street near the apartment of one Joyce Tiedens, an unmarried, white woman who was the mother of a mulatto child. When Miss Tiedens walked past Bushey and his friends, Bushey called her a 'nigger lover.'

The woman went upstairs to her apartment without incident but a few moments later, defendant and a friend, Ronald O'Neal, both blacks, descended from the same apartment. Robert Yunker, a friend of Bushey, testified that defendant carried a gun in the waistband of his pants. The jury could find that, after drawing and pointing the gun at Yunker, defendant requested the identity of the person who made the 'smart remark about the girl.' Bushey replied that he had made the remark and added, 'What about it?' After a brief exchange of words, Bushey, who had been drinking most of the night, took a swing at defendant but missed. Defendant responded by hitting Bushey alongside the head with the pistol. After Bushey took another swing at him, defendant stepped back and fatally shot the victim three times.

The evidence as a whole overwhelmingly identified defendant as the one who fired the fatal shots. At trial, eyewitnesses Yunker and Richard Hommes positively identified defendant as the one who did the shooting. All of the trial testimony, except for that offered by defendant, established that Bushey had been killed by a black man wearing a dark, leather-fringed vest and that defendant had worn such a vest at the time of the shooting.

Defendant offered a completely different version of what had occurred. He testified that he had become incensed at the remarks of the victim but had walked away from the scene before the shooting began. Despite compelling evidence to the contrary, defendant denied having worn such a vest and denied ever switching his outer garments with O'Neal after the shooting.

A written confession by O'Neal, which defendant claims was erroneously held inadmissible, declared that he, rather than defendant, shot the victim. In his confession, O'Neal also stated that he, and not defendant, wore the dark leather vest on the night of the homicide.

The overwhelming evidence, which includes eyewitness testimony, clearly supports the jury's guilty verdict. While O'Neal was in fact wearing the dark leather vest when he was picked up by the police, from the abundance of eyewitness testimony that defendant was wearing the leather vest at the time of the shooting the jury surely was permitted to conclude that O'Neal changed into defendant's vest after the shooting.

Five days after the shooting, O'Neal entered the Minneapolis Police Department and volunteered a confession regarding the Bushey shooting. After being informed of and waiving his Fifth and Sixth Amendment rights, O'Neal confessed to the killing and signed a written confession. A few minutes later he slumped to the floor, started crying, and declared that he had been on LSD all day. On the basis of the testimony received at defendant's trial which absolved O'Neal from any wrongdoing, the prosecution dismissed all charges against O'Neal despite the existence of this 'confession'. At defendant's trial, however, the defense attempted to offer O'Neal's confession as evidence tending to exculpate defendant. The trial judge refused to admit the confession, reasoning that to allow such a confession would amount to a 'fraud on the public.' Defendant contends this refusal to admit the exculpatory confession was prejudicial error.

Since O'Neal alleged in his confession that he, rather than defendant, shot the victim, and since O'Neal made himself unavailable to testify at trial by claiming his Fifth Amendment privilege, defendant argues that such a confession constitutes a declaration against the penal interest of the declarant and thus should be admitted as an exception to the hearsay rule.

1. Generally, declarations against penal interest have not been regarded as a valid exception to the hearsay rule. See, e.g., 5 Wigmore, Evidence (3 ed.) § 1476, p. 283, note 9; McCormick, Evidence, § 255; Donnelly v. United States, 228 U.S. 243, 272, 33 S.Ct. 449, 459, 57 L.Ed. 820, 832 (1913). However, outright rejection of such declarations against penal interest as being without probative value his undergone severe criticism, 1 and the modern trend favors admissibility with certain qualifications. 2 We are inclined to agree but would place some threshold limitations on admissibility. In essence, we are in accord with Rule 804(b)(3) of the Federal Rules of Evidence as proposed in July 1973 by the Subcommittee on Criminal Justice of the House Judiciary Committee in requiring that '(a) statement tending to expose the declarant to criminal liability and offered to exculpate the accused is not admissible...

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    ...Pacific Tea Co., 3 Ariz.App. 430, 432-433, 415 P.2d 145 (1966); State v. Leong, 51 Haw. 581, 465 P.2d 560 (1970); State v. Higginbotham, 298 Minn. 1, 4-5, 212 N.W.2d 881 (1973); Sutter v. Easterly, 354 Mo. 282, 289, 295-296, 189 S.W.2d 284 (1945); People v. Brown, n. 15 supra; Howard v. Jes......
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    ...be a "critical stage." See, e.g., United States v. Ash, 413 U.S. 300, 93 S.Ct. 2568, 37 L.Ed.2d 619 (1973), and State v. Higginbotham, 298 Minn. 1, 212 N.W.2d 881 (1973) (recognizing that while the "core" purpose of the right to counsel guaranteed by these provisions was to assure the defen......
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