State v. Ho

Decision Date26 May 2022
Docket NumberCAAP-20-0000059
Citation151 Hawai‘i 227,510 P.3d 1129 (Table)
Parties STATE of Hawai‘i, Plaintiff-Appellee, v. Demi Nohea HO, Defendant-Appellant
CourtHawaii Court of Appeals

On the briefs:

Brian S. Kim for Defendant-Appellant.

Sonja P. McCullen, Deputy Prosecuting Attorney, City & County of Honolulu, for Plaintiff-Appellee.

(By: Ginoza, C.J., and Hiraoka and Wadsworth, JJ.)

SUMMARY DISPOSITION ORDER

Defendant-Appellant Demi Nohea Ho (Ho ) appeals from the Notice of Entry of Judgment and/or Order and Plea/Judgment, entered on January 9, 2020, in the District Court of the First Circuit, Honolulu Division (District Court ).1 Following a bench trial, Ho was convicted of Operating a Vehicle After License and Privilege Have Been Suspended or Revoked for Operating a Vehicle Under the Influence of an Intoxicant (OVLPSR ), in violation of Hawaii Revised Statutes (HRS ) § 291E-62(a)(1) and/or (a)(2) (Supp. 2017).2

On appeal, Ho contends that: (1) the District Court erroneously admitted Exhibit 2, a certified traffic abstract (Abstract ), and Exhibit 3, a Notice of Administrative Review Decision (ADLRO Notice );3 (2) the admission of the Abstract and the ADLRO Notice violated Ho's confrontation rights; and (3) there was insufficient evidence to support Ho's conviction because: (a) Exhibits 2 and 3 were erroneously admitted; (b) the State failed to prove that Ho was the person in the ADLRO Notice; and (c) the State failed to adduce substantial evidence that Ho acted with the requisite state of mind.4

After reviewing the record on appeal and the relevant legal authorities, and giving due consideration to the issues raised and the arguments advanced by the parties, we resolve Ho's contentions as follows and affirm.

(1) and (2) Ho contends that the District Court improperly admitted the Abstract and the ADLRO Notice, which she asserts "were not competent evidence to prove that [Ho's] license had been administratively revoked." Ho also contends that admission of the Abstract and the ADLRO Notice violated her confrontation rights.

The Abstract

At trial, Ho objected to the admission of the Abstract as follows:

[DEPUTY PROSECUTING ATTORNEY (DPA )]: ... I'm showing defense counsel what has been marked as State's Exhibit No. 2 for identification. ... It is the certified traffic abstract from the District Court of the First Circuit, State of Hawai‘i.
And we would like to note that the defendant's name is on the certified traffic, as well as the date of birth that Officer Gazelle just stated, ... and [the] last four digits of her Social Security ....
....
[DEFENSE COUNSEL]: And I'm going to object, if she's going to enter into evidence. Lack of foundation.
....
THE COURT: All right. The Court will receive State's Exhibit 2 into evidence.
[DEFENSE COUNSEL]: I'm just going to ask the Court to make a finding as to under what exception. Or, I mean, how the State has laid foundation, I should say. Whether or not it's going to acknowledge that it's a public record or--
THE COURT: Well, it's a certified document from the court, right?
[DPA]: Yes. ...
THE COURT: Okay. I think what counsel is asking, if you can point to the proper hearsay exception that allows this document to come in.
[DPA]: Your Honor, we would refer to Hawai‘i Rules of Evidence [(HRE )] 902, subsection (5), self authentication. It's an official publication by this -- issued. ...
[DEFENSE COUNSEL]: Well, I am going to object, because what it is is a printout that is made and generated. And then subsequently gets certified. So it is not an actual judgment by the Court in terms of the revocation, because the revocation was done at ADLRO. All it is is reflecting something, some information that was conveyed to the Court.
So the information that the State is trying to use in order to establish an element or a fact is technically hearsay that's contained in this particular abstract, because the revocation was not done by this Court. It's different from a judgment. ...
THE COURT: I understand. So you're saying this -- the more direct evidence of the revocation would be the notification from the ADLRO?
[DEFENSE COUNSEL]: Well, the fact that the revocation was done by a different body, in and of itself.
....
THE COURT: And does the State have that document?
[DPA]: Yes, Your Honor. ...
....
THE COURT: The Court will receive State's Exhibit 2 in at this point, over defense objection.

(Emphases added.)

As reflected in this transcript, Ho first objected to the admission of the Abstract due to "lack of foundation." "[A] ‘lack of foundation’ objection generally is insufficient to preserve foundational issues for appeal because such an objection does not advise the trial court of the problems with the foundation." State v. Long, 98 Hawai‘i 348, 353, 48 P.3d 595, 600 (2002). "[A]n exception is recognized when the objection is overruled and, based on the context, it is evident what the general objection was meant to convey." Id. Here, based on Ho's reference to an "exception" and "a public record," the District Court appears to have reasonably construed Ho's objection to the admission of the Abstract as a hearsay objection.

On appeal, Ho contends that the Abstract was "inadmissible as it was not the ‘best evidence’ to confirm that [Ho's] license had been administratively revoked[.]" Relatedly, Ho argues that "the only ‘foundation’ adduced by the State for admission of the certified traffic abstract was the certification of the ‘Clerk, District Court of the First Circuit, State of Hawaii that ‘I hereby certify that the information provided herein is extracted from the official records of the District Courts of the State of Hawaii.’ " Ho also contends that admission of the Abstract violated her confrontation rights.

We need not address Ho's arguments regarding the Abstract for two reasons. First, Ho did not object at trial to admission of the Abstract based on the "best evidence" rule (see HRE Rules 1001 - 1008 ) or the certification contained in the Abstract. Nor did Ho assert her confrontation rights with regard to the Abstract. These arguments are thus deemed waived. See State v. Engelby, 147 Hawai‘i 222, 232-33, 465 P.3d 669, 679-80 (2020) (citing Kobashigawa v. Silver, 129 Hawai‘i 313, 322, 300 P.3d 579, 588 (2013) ; State v. Kony, 138 Hawai‘i 1, 10-11, 375 P.3d 1239, 1248-49 (2016) ); HRE Rule 103(a)(1). Second, the Abstract is cumulative with regard to the OVLPSR charge, as the ALDRO Notice (discussed infra ) by itself sufficiently shows that Ho's license was administratively revoked when she drove. See State v. Kaaikala, No. CAAP-18-0000931, 2021 WL 2416739, at *3 (Haw. App. June 14, 2021) (SDO) (citing HRS § 291E-62(a) and noting that it "prohibit[s] from driving any ‘person whose license and privilege to operate a vehicle have been revoked, suspended, or otherwise restricted’ pursuant to, inter alia , an ADLRO administrative proceeding").

The ADLRO Notice

At trial, Ho objected to the admission of the ADLRO Notice as follows:

[DPA]: ....
... Your Honor, if the record could also indicate that I'm showing defense counsel what has been marked for identification as State's Exhibit 3, a Notice of Administrative Review Decision, dated from the District Court of the First Circuit, State of Hawai‘i, saying that defendant's Hawai‘i license and privilege to operate a vehicle was revoked from October 14, 2017 to October 13, 2018.
THE COURT: And this is marked as Exhibit?
[DPA]: No. 3, Your Honor.
THE COURT: Okay.
[DEFENSE COUNSEL]: And I'm going to object to lack of foundation. State v. Fields.5
THE COURT: Okay. Any response to the defense objection?
[DPA]: Your Honor, the State would argue that this is a certified document that is produced by the administrative driver's license revocation. It's the notice of the decision that was made. And it's also certified by that body.
THE COURT: Okay. The Court, over objection, will receive State's Exhibit 3.
[DEFENSE COUNSEL]: And just let me -- in terms of elaborate on my objection, because based on State v. Fields, there still needs to be some sort of custodian of records that has to come in order to lay the foundation for that. And we have a right to confront in terms of admission of that particular document. But I'm just -- this is for the record.
[DPA]: And, Your Honor, at this time the State would argue that the records are kept because the law requires it, under HRS 286-118 and HRS 286-101. So it's not being created in anticipation of litigation.
THE COURT: Okay. Anything else?
[DPA]: No.
THE COURT: The Court will receive it into evidence.

(Emphasis and footnote added.)

On appeal, Ho argues that the ADLRO Notice was not competent evidence that her license had been revoked because it was not a final decision. Ho did not object at trial to admission of the ADLRO Notice on this basis, and her argument is thus deemed waived. See Engelby, 147 Hawai‘i at 232-33, 465 P.3d at 679-80.

Relying on Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009), and Fields, 115 Hawai‘i 503, 168 P.3d 955, Ho further argues that the ADLRO Notice was admitted "in violation of [her] constitutional rights to confrontation and due process."6 We recently considered a similar argument in Kaaikala, 2021 WL 2416739, at *3-4. We analyzed the issue and ruled as follows:

To determine whether the source of a document introduced at trial is subject to confrontation under the Sixth Amendment, the court must determine whether the document is "testimonial" in nature. State v. Fitzwater, 122 Hawai‘i 354, 371, 227 P.3d 520, 537 (2010). A clerk's certificate of authentication for a business record is not testimonial in nature and therefore does not implicate the right of confrontation. State v. Cruz, 135 Hawai‘i 294, 297, 349 P.3d 401, 404 (App. 2015) (citing Melendez-Diaz v. Massachusetts, 557 U.S. 305, 321-22 (2009) ). Similarly, the certification of an ADLRO decision by its custodian of records does not implicate the Confrontation Clause. State v. Philling, No. CAAP-18-0000653, 2019 WL 6790773, at *5 (Haw. App.
...

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT