State v. Jones

Decision Date28 September 2007
Docket NumberNo. S-06-798.,S-06-798.
Citation739 N.W.2d 193,274 Neb. 271
PartiesSTATE of Nebraska, appellee, v. Daniel Lee JONES, appellant.
CourtNebraska Supreme Court

Mark A. Weber and Kylie A. Wolf, of Walentine, O'Toole, McQuillan & Gordon, Omaha, for appellant.

Jon Bruning, Attorney General, and James D. Smith, Lincoln, for appellee.

HEAVICAN, C.J., WRIGHT, CONNOLLY, GERRARD, STEPHAN, McCORMACK, and MILLER-LERMAN, JJ.

HEAVICAN, C.J.

INTRODUCTION

Daniel Lee Jones pled no contest to first degree murder in the stabbing death of Scott Catenacci and was sentenced to life imprisonment. After obtaining a new direct appeal through a postconviction action, Jones appeals his conviction. The primary issue presented by this appeal is whether the district court abused its discretion by not transferring Jones' case to juvenile court. We are additionally presented with the question of whether Jones' trial counsel was ineffective for recommending that Jones plead no contest to first degree murder.

FACTUAL BACKGROUND

Jones was charged by information with first degree murder and use of a weapon to commit a felony in the death of Catenacci. The information alleged that Catenacci was murdered on or about September 29, 1998. Jones, whose date of birth is November 7, 1981, was nearly 17 years of age at the time of Catenacci's death. Jones filed several pretrial motions, including one requesting a transfer to juvenile court. His transfer motion was denied by the district court.

On March 29, 1999, as part of a plea agreement, Jones pled no contest to first degree murder in return for the dismissal of the use of a weapon charge. On June 28, Jones was sentenced to life imprisonment. Jones' first appeal was dismissed for failure to pay the statutory docket fee.1 Jones obtained a new direct appeal through a postconviction action and now appeals his conviction and sentence.

At Jones' plea hearing, the State provided the following factual basis for the plea:

On or about the 29th day of September, 1998, at or near 2300 River Road, in Sarpy County, Nebraska — which is kind of a shrub and timber area adjacent to Haworth Park in Bellevue — the defendant . . . Jones, in concert with other defendants[,] attacked and stabbed to death Scott Catenacci. And the State would at the time of trial prove that this was a premeditated and deliberate and malicious attack, and that it had been discussed several days before-hand, and that . . . Jones stabbed . . . Catenacci several times, and that he died as a result of those stab wounds.

At this hearing, Jones acknowledged he "had knowledge enough of the plan that there was to be an attack on Scott Catenacci with knives." Jones did, however, dispute the contention that he was involved in the planning of the attack.

ASSIGNMENTS OF ERROR

On appeal, Jones assigns that (1) he received ineffective assistance of counsel when counsel advised him to plead no contest to first degree murder and (2) the district court erred in not transferring the case to juvenile court.

STANDARD OF REVIEW

A trial court's denial of a motion to transfer a pending criminal proceeding to the juvenile court is reviewed for an abuse of discretion.2

ANALYSIS

Ineffective Assistance of Counsel.

In his first assignment of error, Jones argues that his counsel was ineffective for recommending that Jones plead no contest to first degree murder when there was evidence that his actions did not rise to the level of first degree murder. In response, the State asserts that the record is not adequate to review Jones' ineffective assistance claim.

To prevail on a claim of ineffective assistance of counsel under Strickland v. Washington,3 the defendant must show that counsel's performance was deficient and that this deficient performance actually prejudiced his or her defense.4 Claims of ineffective assistance of counsel raised for the first time on direct appeal do not require dismissal ipso facto; the determining factor is whether the record is sufficient to adequately review the question. When the issue has not been raised or ruled on at the trial court level and the matter necessitates an evidentiary hearing, an appellate court will not address the matter on direct appeal.5

We concur with the State that this record is not sufficient to address Jones' claim of ineffective assistance of counsel. We therefore do not further address Jones' first assignment of error.

Motion to Transfer to Juvenile Court.

In his second assignment of error, Jones argues that the district court erred in not transferring his case to juvenile court. A trial court's denial of a motion to transfer a pending criminal proceeding to the juvenile court is reviewed for an abuse of discretion.6 In determining whether a case should be transferred, a court should consider those factors set forth in Neb.Rev.Stat § 43-276 (Reissue 1998).7 In order to retain the proceedings, the court does not need to resolve every factor against the juvenile; moreover, there are no weighted factors and no prescribed method by which more or less weight is assigned to each specific factor. It is a balancing test by which public protection and societal security are weighed against the practical and nonproblematical rehabilitation of the juvenile.8

Section 43-276 requires consideration of the following factors:

(1) The type of treatment such juvenile would most likely be amenable to; (2) whether there is evidence that the alleged offense included violence or was committed in an aggressive and premeditated manner; (3) the motivation for the commission of the offense; (4) the age of the juvenile and the ages and circumstances of any others involved in the offense; (5) the previous history of the juvenile, including whether he or she had been convicted of any previous offenses or adjudicated in juvenile court, and, if so, whether such offenses were crimes against the person or relating to property, and other previous history of antisocial behavior, if any, including any patterns of physical violence; (6) the sophistication and maturity of the juvenile as determined by consideration of his or her home, school activities, emotional attitude and desire to be treated as an adult, pattern of living, and whether he or she has had previous contact with law enforcement agencies and courts and the nature thereof; (7) whether there are facilities particularly available to the juvenile court for treatment and rehabilitation of the juvenile; (8) whether the best interests of the juvenile and the security of the public may require that the juvenile continue in custody or under supervision for a period extending beyond his or her minority and, if so, the available alternatives best suited to this purpose; (9) whether the victim agrees to participate in mediation; and (10) such other matters as the county attorney deems relevant to his or her decision.

This section has been revised several times since 1998; the above language was in effect at the time of the district court hearing and decision in this case.

In denying Jones' motion, the district court reasoned that while Jones was not as culpable as his accomplices, he was involved in the planning and commission of the crime charged, and that there was no indication he was coerced or forced into participating. The district court noted Jones' age at the time of the commission of the crime and highlighted the fact that Jones would be subject to juvenile court jurisdiction for approximately 18 months, despite the fact that he stood accused of first degree murder. The court also noted that the victim in this case died after...

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