State v. Lewis

• Citation: 927 P.2d 235,130 Wn.2d 700
• Decision Date: 05 December 1996
• Docket Number: No. 63704-1,63704-1
• Parties: The STATE of Washington, Respondent, v. Ricky Lee LEWIS, Petitioner.
• Court: United States State Supreme Court of Washington

Page 700

130 Wn.2d 700

927 P.2d 235

The STATE of Washington, Respondent, v. Ricky Lee LEWIS, Petitioner.

No. 63704-1.

Supreme Court of Washington En Banc.

Argued June 12, 1996.

Decided Dec. 5, 1996.

Nielsen & Acosta, David B. Koch, Eric J. Nielsen, Seattle, for petitioner.

Norm Maleng, King County Prosecutor, Catherine Hendricks, Theresa L. Fricke and Cynthia Gannett, Deputies, Seattle, for respondent.

GUY, Justice.

A defendant in a criminal action asserts that the State used his pre-arrest silence against him as substantive evidence of his guilt in its case in chief in violation of the Fifth Amendment. We conclude that neither the State's witness nor the prosecutor in argument made any comment on the defendant's pre-arrest silence. We affirm the conviction.

Facts

The State charged Ricky Lee Lewis with the rape of R.M. and with the assault of J.S. based on two separate events which occurred several days apart. The charges were tried together. In testimony regarding the rape charge, the victim testified that Lewis provided her with drugs and later demanded sex in exchange for the drugs. She testified that Lewis told her she could not leave his apartment until she had sex with him, and that he showed her a rope and a leather strap and told her he had locked girls in the closet for up to a week if they refused him.

The rulings on the motions in limine apparently caused some confusion. Before trial, the defense moved to exclude any evidence of the defendant's behavior at the time of arrest. Specifically, the defense objected to the introduction of the evidence that the defendant had said at the time of arrest, "I didn't rape no bitch" or "I will talk to you when I feel like it." ¹ The trial court granted the defense motion in limine as to these statements.

Detective Steiger of the Seattle Police Department was one of the investigating officers who testified at trial. Just prior to Detective Steiger's testimony, defense counsel stated: "I had made a motion in limine concerning any reference to Mr. Lewis's perceived behavior during the arrest. There was an occasion in the course, once he was developed as a suspect, that there were some phone calls exchanged. He didn't keep meetings." Report of Proceedings at 158. The court responded that this was excluded in the motion in limine. The prosecutor expressed confusion about the trial court's prior decision. The trial court said, "what [defense counsel] is objecting to is that Detective Steiger is not going to tell about making appointments and then not keeping them and that sort of thing." Report of Proceedings at 159.

During trial, the prosecutor asked Detective Steiger if he had talked to the defendant on the telephone. The following testimony occurred:

A Yes. I did.

Q What was the nature of your conversation?

A I told him that we were investigating him for two incidents involving assaults on women.

Q And did you go into detail about what the allegations were?

A I told him--my recollection is that I told him or that he asked me if it was about women. He said those women were just at my apartment and nothing happened, and they were both just cokeheads. He was trying to help them is what he said.

Q Did he appear to know what women you were talking about?

A He did appear to? Yes.

Q And did you have any further conversation with him?

A I told him--my only other conversation was that if he was innocent he should just come in and talk to me about it.

Q Was there any other part in the investigation that you had anything else--that you have done?

A I prepared a bulletin to be distributed to the patrol officers with Mr. Lewis's picture on the bulletin stating there was probable cause to arrest him for that crime, distributed to all patrol precincts, and I drove to his house at one point but nobody was home. And later, once I was notified when he was arrested by patrol, and then just prepared the filing of the case.

Q Do you know how much later it was that he was arrested?

A He was arrested for this case on January 17 of 1993. So it was a little over a month after the initial case came in.

Report of Proceedings at 162-64.

The defense made no contemporaneous objection to this testimony, but shortly after this exchange the jury left the courtroom. The defense moved for a mistrial, arguing that the above testimony had violated the court's ruling on the motion in limine. The trial court agreed that this did violate his order but denied the motion for a mistrial.

The officer did not testify about any appointments made and broken by the defendant. There was no mention at all by the prosecutor in closing argument about the defendant's refusal to speak with the police about the charges or about his failure to keep appointments with the officer.

The jury found the defendant guilty of rape and the trial court sentenced Lewis to a standard range sentence.

On appeal, the defense argued the trial court erred in denying the motion for a mistrial after Detective Steiger's testimony because the testimony was a comment on the defendant's Fifth Amendment right to remain silent. The Court of Appeals, in an unpublished opinion, held that impeachment with pre-arrest silence does not violate a testifying defendant's right to remain silent. The court reasoned that although courts disagree as to whether a nontestifying defendant may be impeached with pre-arrest silence, Lewis testified in his own defense and the pre-arrest silence would have become admissible. We accepted review.

Issue

May a defendant's pre-arrest silence be used as substantive evidence of guilt in the State's case in chief? If it may not, did the testimony of the officer constitute an impermissible comment on the defendant's constitutional right to remain silent?

Analysis

The defense argues that Detective Steiger's testimony was a comment on the defendant's Fifth Amendment right to remain silent. The Fifth Amendment provides that "[n]o person ... shall be compelled in any criminal case to be a witness against himself." The Fifth Amendment is applicable to the states through the Fourteenth Amendment. Griffin v. California, 380 U.S. 609, 619, 85 S.Ct. 1229, 1235, 14 L.Ed.2d 106 (1965).

We recognize there is a split of authority on the issue whether a defendant's pre-arrest silence can be used as substantive evidence of guilt when he or she does not take the stand. Compare Coppola v. Powell, 878 F.2d 1562 (1st Cir.), cert. denied, 493 U.S. 969, 110 S.Ct. 418, 107 L.Ed.2d 383 (1989); United States v. Caro, 637 F.2d 869 (2d Cir.1981); United States ex rel. Savory v. Lane, 832 F.2d 1011 (7th Cir.1987); United States v. Burson, 952 F.2d 1196 (10th Cir.1991), cert. denied, 503 U.S. 997, 112 S.Ct. 1702, 118 L.Ed.2d 411 (1992), with United States v. Rivera, 944 F.2d 1563, 1567-68 (11th Cir.1991); United States v. Zanabria, 74 F.3d 590 (5th Cir.1996). The United States Supreme Court has not yet decided this issue. See United States v. Thompson, 82 F.3d 849 (9th Cir.1996) (no controlling Supreme Court precedent applies to the question whether pre-Miranda silence can be used as substantive evidence of guilt).

We accepted review of this case as a companion case to State v. Easter, 130 Wash.2d 228, 922 P.2d 1285 (1996). In Easter, we resolved this issue. We held that a defendant's pre-arrest silence, in answer to the inquiries of a police officer, may not be used by the State in its case in chief as substantive evidence of defendant's guilt. In Easter, the police officer offered his opinion to the jury that Mr. Easter was hiding his guilt when he told the jury that Mr. Easter was a "smart drunk." The State then emphasized Mr. Easter's pre-arrest silence many times during closing argument.

Since we have concluded that pre-arrest silence is not admissible as substantive evidence of an accused's guilt, the question becomes whether Lewis's silence was used as evidence of his guilt. A police witness may not comment on the silence of the defendant so as to infer guilt from a refusal to answer questions. However, we conclude that is not what occurred in this case. The detective did not say that Lewis refused to talk to him, nor did he reveal the fact that Lewis failed to keep appointments. The officer did not make any statement to the jury that Lewis's silence was any proof of guilt. The only thing the detective told the jury is that the defendant told him that "those women were just at my apartment and nothing happened, and they were both just cokeheads," and that "[Lewis] was trying to help them is what he said." Report of Proceedings at 163. This is consistent with Lewis's later testimony. ² Unlike the officer's testimony in the Easter case, which included the officer's opinion that Mr. Easter was hiding his guilt with his silence ³, the officer in this case made no comment on Lewis's silence. The only statement he made was that Lewis had told him he was innocent.

There was no statement made during any other testimony or during argument by the prosecutor that Lewis refused to talk with the police, nor is there any statement that silence should imply guilt. Most jurors know that an accused has a right to remain silent and, absent any statement to the contrary by the prosecutor, would probably derive no implication of guilt from a defendant's silence. See Tortolito v. State, 901 P.2d 387, 390 (Wyo.1995) (citing Parkhurst v. State, 628 P.2d 1369 (Wyo.), cert. denied, 454 U.S. 899, 102 S.Ct. 402, 70 L.Ed.2d 216 (1981) (a mere reference to silence which is not a "comment" on the silence is not reversible error absent a showing of prejudice)). A comment on an accused's silence occurs when used to the State's advantage either as substantive evidence of guilt or to suggest to the jury that the silence was an admission of guilt. Tortolito, 901 P.2d at 391. That did not occur in this case.

A trial court's denial of a motion for a mistrial is reviewed under an abuse of discretion standard and the court should grant...