State v. Lister
Decision Date | 23 January 2017 |
Docket Number | No. 2 CA-CR 2015-0398,2 CA-CR 2015-0398 |
Parties | THE STATE OF ARIZONA, Appellee, v. SCOTT LUND LISTER, Appellant. |
Court | Arizona Court of Appeals |
THIS DECISION DOES NOT CREATE LEGAL PRECEDENT AND MAY NOT BE CITED EXCEPT AS AUTHORIZED BY APPLICABLE RULES.
NOT FOR PUBLICATION
See Ariz. R. Sup. Ct. 111(c)(1); Ariz. R. Crim. P. 31.24.
Appeal from the Superior Court in Pinal County
The Honorable Bradley M. Soos, Judge Pro Tempore
AFFIRMED
Mark Brnovich, Arizona Attorney General
Joseph T. Maziarz, Section Chief Counsel, Phoenix
By Michael Valenzuela, Assistant Attorney General, Phoenix
Counsel for Appellee
By Harriette P. Levitt, Tucson
Counsel for Appellant
Judge Miller authored the decision of the Court, in which Presiding Judge Staring and Judge Espinosa concurred.
¶1 After a jury trial, Scott Lister was convicted of aggravated assault, a dangerous nature offense, and sentenced to a slightly aggravated term of 8.5 years' imprisonment. He argues the trial court erred in admitting the victim's pretrial statement and the evidence was insufficient to support the jury's finding of dangerousness. We affirm.
¶2 "We view the facts in the light most favorable to sustaining the jury's verdict[]." State v. Guarino, 238 Ariz. 437, n.1, 362 P.3d 484, 486 n.1 (2015). On Mother's Day in 2015, K.F. rode his bicycle to his mother's house in Apache Junction where his brother, Lister, lived with their mother. K.F. had been hesitant about going there because of his previous conflicts with Lister. K.F. rode up to the gate but found it locked. When it became clear his mother was not going to come out of the house, K.F. began to ride away. Lister then fired a gun at him at least twice, hitting him once in the right leg. Although the weapon was never located, police officers later found one bullet in Lister's pocket and another in a black bag he had been carrying immediately after the shooting.
¶3 A detective from the Apache Junction Police Department met with K.F. in his hospital room later that day. The detective observed a circular wound on K.F.'s leg that appeared to be a gunshot wound. The detective also saw an x-ray of K.F.'s leg that showed a bullet still inside. K.F. told the detective his brother, "Cotton," a nickname for Lister, had shot him. Lister was chargedwith aggravated assault with a deadly weapon,1 a dangerous offense.
¶4 While in jail awaiting trial, Lister made numerous recorded phone calls to six different family members in which he sought their help to ensure K.F. would not appear at trial to testify against him.2 For instance:
¶5 At one point, Lister even spoke to K.F. directly and told him this was a family issue and not a court issue. Lister said it was all up to K.F. whether Lister would receive a long sentence. He concluded by telling K.F. "No victim, no crime."
¶6 Before trial, the state moved in limine to admit K.F.'s pretrial statements in the event that he failed to appear at trial. Citing State v. Franklin, 232 Ariz. 556, 307 P.3d 983 (App. 2013), and Rule 804(b)(6), Ariz. R. Evid., the state argued Lister's wrongful efforts to make K.F. unavailable amounted to an equitable forfeiture of his Confrontation Clause rights. Lister did not file a written response, but when K.F. failed to appear on the morning of trial, despite a subpoena, the trial court held an evidentiary hearing on the motion at which Lister's mother, sister D., and niece testified and denied helping Lister facilitate K.F.'s absence.
¶7 At the conclusion of the hearing, the trial court found the family members' testimony to be "wholly lacking credibility," and found that the state had presented "convincing circumstantial evidence" that "the defendant intended to, and did, procure the unavailability of the victim." The court granted the state's motion in limine and allowed the introduction of K.F.'s pretrial statement to the detective over Lister's continuing objection. Lister was convicted and sentenced as described above. We have jurisdiction over his appeal under A.R.S. §§ 13-4031 and 13-4033(A)(1).
¶8 Lister argues the trial court violated his Confrontation Clause rights when it allowed the detective to testify as to what K.F. had said in the hospital under the forfeiture-by-wrongdoing doctrine. We review evidentiary rulings for an abuse of discretion, but review Confrontation Clause issues de novo. Franklin, 232 Ariz. 556, ¶ 10, 307 P.3d at 986.
¶9 The Sixth Amendment's Confrontation Clause protects the right of the accused to confront witnesses. Id. ¶ 11. But this right is not absolute. See id. A defendant may forfeit his right to confrontation by his own wrongdoing—a common-law doctrine now articulated in Rule 804(b)(6), Ariz. R. Evid. Franklin, 232 Ariz. 556, ¶¶ 10-12, 307 P.3d at 986; see also Crawford v. Washington, 541 U.S. 36, 62 (2004) ( ). Rule 804(b)(6) provides an exception to the rule against hearsay for "[a] statement offered against a party that wrongfully caused—or acquiesced in wrongfully causing—the declarant's unavailability as a witness, and did so intending that result." The forfeiture-by-wrongdoing doctrine is rooted in the principle that "any tampering with a witness should once [and] for all estop the tamperer from making any [Confrontation Clause] objection based on the results of his own chicanery." Franklin, 232 Ariz. 556, ¶ 23, 307 P.3d at 988, quoting Gonzalez v. State, 195 S.W.3d 114, 117 (Tex. Crim. App. 2006) (emphasis and alterations in Franklin).
¶10 Arizona courts consider four factors to determine whether forfeiture by wrongdoing pursuant to Rule 804(b)(6) applies. Franklin, 232 Ariz. 556, ¶ 12, 307 P.3d at 986. First, the witness must be unavailable. Id. ¶ 13. Second, "the defendant's conduct must constitute a wrongdoing," of which witness tampering is one "classic form." Id. ¶¶ 14-15; see also A.R.S. § 13-2804(A). Third, the defendant must have "engaged in, or acquiesced to, the witness tampering." Franklin, 232 Ariz. 556, ¶ 22, 307 P.3d at 988. Fourth, the defendant must have "intended to procure, and actually procured, [the v]ictim's unavailability as a result of the witness tampering." Id. ¶ 24. If the state proves these four elementsby a preponderance of the evidence, see State v. Valencia, 186 Ariz. 493, 498, 924 P.2d 497, 502 (App. 1996), then a defendant's hearsay and Confrontation Clause objections are properly overruled, see Franklin, 232 Ariz. 556, ¶ 25, 307 P.3d at 988.
¶11 Lister contends the trial court abused its discretion in determining the state had proven the four Franklin elements by a preponderance of the evidence. It is the duty of the finder of fact, not this court, to weigh the evidence and assess witness credibility. State v. Lewis, 224 Ariz. 512, ¶ 21, 233 P.3d 625, 629 (App. 2010). On appeal, our review is limited to whether substantial evidence supports the court's ruling, and we will affirm if so. See id. ¶¶ 21-22.
¶12 The record contains sufficient evidence to support the trial court's findings as to each Franklin factor. The court reasonably could conclude K.F. was unavailable, because he did not appear for trial despite a subpoena and other reasonable efforts by the state. See Ariz. R. Evid. 804(a)(5)(A) ( ).
¶13 Lister contends the state did not make a good-faith effort to secure K.F.'s attendance at trial. He cites State v. Montaño, 204 Ariz. 413, ¶¶ 25-26, 65 P.3d 61, 68-69 (2003), sentence vacated on other grounds, 206 Ariz. 296, 77 P.3d 1246 (2003); however, that case does not support his argument. In Montaño, our supreme court was unable to say the trial court's determination that the state had made a reasonable and good-faith effort to procure a witness's appearance at trial was an abuse of discretion, because the defendant had not convincingly pointed out any leads the police had failed to follow up on in their efforts to locate the witness. Id. ¶¶ 30-31. Lister also has not convincingly pointed out any leads the police failed to follow up on in their efforts to "locate [K.F.] so that he . . . could be put under subpoena." Id. ¶ 29, quoting State v. Gonzales, 181 Ariz. 502, 509, 892 P.2d 838, 845 (1995) (emphasis omitted)....
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