State v. Lopez

Decision Date13 March 2001
Docket NumberNo. 19222-9-III.,19222-9-III.
CourtWashington Court of Appeals
PartiesSTATE of Washington, Appellant, v. Ancelmo Hernandez LOPEZ, Respondent and Cross-Appellant.

Carl A. Munson, Jr., Lauri M. Boyd, Deputy Prosecuting Attorneys, Yakima, for Appellant.

Hugh M. Spall, Jr., Ellensburg, for Respondent.

SCHULTHEIS, J.

Ancelmo Lopez was convicted in juvenile court of residential burglary, third degree malicious mischief, and being a minor in possession of alcohol. At sentencing, the court granted a motion for a deferred disposition pursuant to RCW 13.40.127. On appeal, the State contends a deferred disposition is unavailable after a trial has already occurred. The State also challenges the court's alternative ruling that a deferred disposition may be imposed upon a finding of manifest injustice. Mr. Lopez cross-appeals, contending the evidence does not support his convictions for residential burglary or malicious mischief. He also argues the late filing of the findings and conclusions prejudiced his appeal.

We find that the untimely findings and conclusions were not prejudicial and support the conviction. On the other hand, we find that the deferred disposition was unauthorized. Accordingly, we affirm the judgment but reverse and remand the order of deferred disposition.

FACTS

In July 1999, 16-year-old Mr. Lopez attended a drinking party at the home of Nicole Gonzales. Ms. Gonzales was 15 years old and lived across the alley from Mr. Lopez, but the two did not know each other well. The party began to disperse at dawn. Mr. Lopez was very intoxicated by that time. According to his testimony, he waited outside Ms. Gonzales's house for a friend to pick him up, but became discouraged and walked around to the back door. As he stumbled up the back steps, he fell against the screen door and broke the door's glass panel. He then walked through the unlocked door, realized to his surprise that no one was there, waited 15 or 20 minutes more, and then left to walk home. Police arrested him in the alley.

Ms. Gonzales gave a different story. She testified that Mr. Lopez appeared drunk that night and that she frequently tried to get him to leave the party. Sometime after the partygoers left, Mr. Lopez knocked on her door and asked her for a kiss. She told him to leave and shut the door. Not long after, he punched a hole in her bedroom window, not in the screen door. Ms. Gonzales first hid in the bathroom, clutching a knife. When she thought she heard Mr. Lopez removing the glass from the window, she called her grandmother and ran out the front door with another girl who was sleeping at the house. Ms. Gonzales's grandmother met her on the street, called the police, and then took the girls back to the house to wait for the police to arrive. As the grandmother and the girls sat in the car across from the house, Mr. Lopez walked out the front door, hit the car with his hand, and threw a beer bottle as the car pulled away.

When the police investigated the interior of the house, they found a broken window and torn blinds, a set of shelving that had been knocked over, and a broken globe on the floor. The knife that Ms. Gonzales had left near the front door as she ran from the house was discovered in the basement. According to Ms. Gonzales, the lock to the basement door was also broken.

Mr. Lopez was charged by information with residential burglary (RCW 9A.52.025(1)), third degree malicious mischief (RCW 9A.48.090(1)(a)), and being a minor in possession (RCW 66.44.270.2A). The Yakima County juvenile court judge found him guilty of all charges. During the sentencing hearing, Mr. Lopez's counsel for the first time requested a deferred disposition pursuant to RCW 13.40.127. Defense counsel admitted it was unusual to request a deferred disposition after trial, but argued that Mr. Lopez's case was the kind the Legislature intended to address when it passed the statute. The State objected, arguing that the statute does not allow imposition of a deferred disposition if the trial has already occurred. Finding that the Legislature intended to give juvenile courts discretion and flexibility in sentencing, the court granted the motion for a deferred disposition. The court also recognized that the Court of Appeals might not agree that RCW 13.40.127 allows for a posttrial deferred disposition. Accordingly, the court alternatively found that Mr. Lopez's sincere remorse, his intoxication, and the serious effect of a felony on his record supported the imposition of a deferred disposition on the basis of manifest injustice.

The State appeals the deferred disposition. Mr. Lopez cross-appeals the judgment.

INSUFFICIENT FINDINGS AND CONCLUSIONS

Mr. Lopez first contends his judgment and sentence must be reversed and dismissed because the findings of fact and conclusions of law from his juvenile adjudication were not filed until after he filed his brief. He argues the written findings were tailored to rebut his claim of insufficiency of the evidence. Even so, he argues, the State fails to show that the evidence supports his guilty judgments on residential burglary and malicious mischief.

JuCR 7.11(d) requires entry of written findings and conclusions within 21 days after the juvenile files a notice of appeal. Mr. Lopez filed his notice of appeal on March 24, 2000. The presentment of proposed findings and conclusions was first set for June 21, but was continued. Eventually the findings were filed in September, almost three weeks after Mr. Lopez filed his appellate brief. Even if the findings and conclusions had been filed when first set for presentment, they would have violated the time limit of JuCR 7.11(d). However, untimely written findings will not require reversal as long as the defendant is not prejudiced and the State does not tailor the findings to meet the issues raised in Mr. Lopez's brief. State v. Head, 136 Wash.2d 619, 624-25, 964 P.2d 1187 (1998) (applying CrR 6.1(d)); State v. Pray, 96 Wash.App. 25, 30-31, 980 P.2d 240, review denied, 139 Wash.2d 1010, 994 P.2d 849 (1999).

Mr. Lopez contends the State significantly altered the trial court's oral findings to bolster the elements of malicious mischief and residential burglary. To prove third degree malicious mischief, the State had to show that Mr. Lopez knowingly and maliciously caused physical damage to the property of another. RCW 9A.48.090(1)(a). Physical damage is any diminution in the value of property as a consequence of the act. RCW 9A.48.100(1). "Malice may be inferred from an act done in wilful disregard of the rights of another, or an act wrongfully done without just cause or excuse[.]" RCW 9A.04.110(12). In its oral ruling the court stated that the only evidence regarding the broken globe was that offered by the State. The court was "persuaded that Mr. Lopez broke the globe[,]" and that he intended to break it. Verbatim Report of Proceedings (VRP) at 111. The written findings state simply that "[t]he court found the Respondent intentionally broke a globe in the house." Clerk's Papers (CP) at 9. Clearly the written findings are consistent with the oral findings.

The same is true of the findings regarding the elements of residential burglary. "A person is guilty of residential burglary if, with intent to commit a crime against a person or property therein, the person enters or remains unlawfully in a dwelling other than a vehicle." RCW 9A.52.025(1). In the court's oral ruling it found that Mr. Lopez entered the house without permission—an unlawful entry—but without intent to commit a crime. While remaining unlawfully in the house, however, Mr. Lopez formed the intent to commit a crime. This crime could have been the unlawful entry of the basement or the breaking of the globe. The court noted that the knife that had been left on a hutch by Ms. Gonzales had been found in the basement. Absent an explanation by the defense, the court continued, the only reasonable inference it could make was that Mr. Lopez took the knife with the "unlawful intent to gain entry to the basement." VRP at 110. The written findings state that Mr. Lopez remained in the house without permission, removed the knife from the hutch, and took the knife to the basement to gain entry without the owner's permission. Additionally, the written findings indicate that the "court found by inference the entry into the basement was with intent to commit a crime therein." CP at 9.

Although this last finding is subtly different from the oral finding that Mr. Lopez's criminal intent was to unlawfully enter the basement, the difference does not represent a tailoring of the facts to meet Mr. Lopez's issues on appeal. If anything, the written finding is less clear (what crime did Mr. Lopez intend to commit in the basement?) than the oral finding. Because Mr. Lopez cannot show prejudice from the late filing of the findings and conclusions, reversal is not required.

Alternatively, Mr. Lopez argues that the evidence does not support his convictions for malicious mischief or residential burglary. He contends the residential burglary conviction depends on the validity of the malicious mischief conviction, which in turn depends solely on circumstantial evidence. In reviewing the sufficiency of the evidence, we consider the evidence and all reasonable inferences from the evidence in the light most favorable to the State. State v. Joy, 121 Wash.2d 333, 338-39, 851 P.2d 654 (1993). Our concern is whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Id. Circumstantial evidence is considered as reliable as direct evidence. State v. Delmarter, 94 Wash.2d 634, 638, 618 P.2d 99 (1980).

Mr. Lopez contends the court improperly relied on an inference that because the globe was broken while he was in the house, he knowingly and maliciously broke it. He contends the inference that the...

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