State v. Moore

• Decision Date: 24 December 2009
• Docket Number: No. 20080686-CA.,20080686-CA.
• Citation: 2009 UT App 386,223 P.3d 1137
• Parties: STATE of Utah, Plaintiff and Appellee, v. Arvin MOORE, Defendant and Appellant.
• Court: Utah Court of Appeals

223 P.3d 1137

2009 UT App 386

STATE of Utah, Plaintiff and Appellee, v. Arvin MOORE, Defendant and Appellant.

No. 20080686-CA.

Court of Appeals of Utah.

December 24, 2009.

Rehearing Denied February 8, 2010.

Brent A. Gold, Park City, for Appellant.

Mark L. Shurtleff, Atty. Gen., and Karen A. Klucznik, Asst.Atty. Gen., Salt Lake City, for Appellee.

Before Judges ORME, DAVIS, and McHUGH.

OPINION

DAVIS, Judge:

¶ 1 Defendant Arvin Moore appeals his conviction of and sentences for one count of aggravated sexual abuse of a child, a first degree felony, see Utah Code Ann. § 76-5-404.1(5) (2008), and one count of dealing in material harmful to a minor, a second degree felony, see id. § 76-10-1206 (Supp.2009). He argues that he should be given a new trial on both counts due to ineffective assistance of trial counsel. We reverse Moore's convictions and sentences, and remand for further proceedings.

BACKGROUND¹

¶ 2 In 2001, a twelve-year-old boy (the victim) worked mowing lawns for Moore. Thereafter, the victim began working with Moore on his ranch, primarily during the summer months. The victim worked on the ranch during both the summer of 2002— when he was thirteen years old—and the summer of 2003—when he was fourteen years old. Sometime in this time period, Moore began talking to the victim about masturbation, asking him if he had ever done it and encouraging him to start—even offering to pay him money for doing so. Moore also began to give the victim notes, some of which were purely of Moore's own creation and others of which were portions of a magazine that Moore had rewritten and supplemented with his own notations. The victim described some of these materials as "just about sex in general, ... just how to pleasure your wife and things like that," while other notes were described as talking about "different organs of the body ... that are involved in sex."

¶ 3 One day, the victim was in Moore's house and Moore handed him a pornographic magazine. After the victim looked at it and returned it, Moore told the victim that in his bedroom he had a video tape of men masturbating. Moore invited the victim to go in his bedroom and masturbate while watching the video. The two went to Moore's bedroom, where Moore got the video ready to play and also set the open pornographic magazine on the bed. Moore then left the bedroom. After Moore left, the victim started the video and began to masturbate. At some point Moore returned and entered the bedroom. The victim was scared and embarrassed, but Moore assured him it was okay, walked around behind the victim, and asked if he could masturbate him. The victim said yes, and Moore did so.

¶ 4 The victim thereafter continued working for Moore without reporting the incident to anyone. It was not until several years after the incident that the victim reported the abuse. In his initial report to the police, which was recorded, the victim stated that the sexual abuse had occurred when he was fourteen years old. However, in another interview several days later, the victim stated that he was thirteen years old when the sexual abuse occurred.

¶ 5 The State charged Moore with one count of aggravated sexual abuse of a child² and one count of dealing in material harmful to a minor. At trial there was testimony elicited from Moore's three sisters that would contradict the victim's testimony that the abuse occurred when he was thirteen years old, i.e., in the summer of 2002. Specifically, the sisters testified that they were in the home almost the entire summer of 2002 tending to their dying mother and that the bedroom in which the victim indicated the abuse occurred did not have a television in it that summer and was not Moore's bedroom until the following year. Nonetheless, these discrepancies were never pursued by Moore's counsel in order to argue that any abuse must have occurred in the summer of 2003. There was additional testimony by a police officer that during the victim's initial interview, he was not clear on the date of the abuse. Yet trial counsel had access to contrary evidence that was not produced, such as the recording of the interview with the victim clearly stating he was fourteen years old when the abuse occurred. Furthermore, trial counsel never even discussed with Moore the trial strategy option of arguing either directly or in the alternative, that the abuse occurred in the summer of 2003 and not the summer of 2002.

¶ 6 Moore was convicted of both counts. He was thereafter sentenced to five years to life on the aggravated sexual abuse charge and one to fifteen years on the dealing in harmful material charge, the sentences to run concurrently with each other. Moore then filed a motion for a new trial, arguing that his trial counsel was ineffective. The trial court denied the motion, determining that Moore's counsel's performance had been deficient but that Moore suffered no prejudice as a result of the deficient performance. Moore now appeals.

ISSUE AND STANDARDS OF REVIEW

¶ 7 Moore argues that the trial court erred in determining that his trial counsel's deficient performance was not prejudicial. See generally State v. Munson, 972 P.2d 418, 422 (Utah 1998) ("In order to show ineffective assistance of counsel, a defendant must show, first, that his counsel rendered a deficient performance in some demonstrable manner, which performance fell below an objective standard of reasonable professional judgment and, second, that counsel's performance prejudiced the defendant." (internal quotation marks omitted)). "In cases where a trial court has already ruled on an ineffective assistance claim, the questions of performance and prejudice are mixed questions of law and fact." State v. Tennyson, 850 P.2d 461, 466 (Utah Ct.App.1993). "When confronted with ineffective assistance of counsel claims, we review a lower court's purely factual findings for clear error, but review the application of the law to the facts for correctness." State v. McClellan, 2009 UT 50, ¶ 17, 216 P.3d 956 (internal quotation marks omitted).

ANALYSIS

¶ 8 Moore argues that his trial counsel performed deficiently by failing to argue that Moore's sisters' testimony suggested that the abuse could not have occurred in 2002 and by failing to present evidence that the victim made inconsistent statements as to how old he was when the abuse occurred. Moore also asserts that, contrary to the trial court's determination, counsel's deficient performance was prejudicial, i.e., there is a reasonable probability that with such a defense the jury "would have had a reasonable doubt respecting guilt," see State v. Hales, 2007 UT 14, ¶ 86, 152 P.3d 321 (quoting Strickland v. Washington, 466 U.S. 668, 695, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). "A reasonable probability is a probability sufficient to undermine confidence in the outcome." Strickland, 466 U.S. at 694, 104 S.Ct. 2052. And Moore correctly asserts that to establish a reasonable probability, "a defendant need not show that counsel's deficient conduct more likely than not altered the outcome in the case." Id. at 693, 104 S.Ct. 2052; accord Hales, 2007 UT 14, ¶ 92, 152 P.3d 321. Rather, "[t]he result of a proceeding can be rendered unreliable, and hence the proceeding itself unfair, even if the errors of counsel cannot be shown by a preponderance of the evidence to have determined the outcome." Strickland, 466 U.S. at 694, 104 S.Ct. 2052.

¶ 9 The State concedes that trial counsel's deficient performance was prejudicial as to the charge of sexual abuse, where the one-year discrepancy in the victim's age is the difference between the charge being a first degree felony, see Utah Code Ann. § 76-5-404.1(5) (2008) (aggravated sexual abuse of a child), and either a second degree felony, see id. § 76-5-404(2)(a) (forcible sexual abuse), or a class A misdemeanor, see id. § 76-5-401.1 (sexual abuse of a minor). But the State argues that trial counsel's deficient performance was not prejudicial as to the charge of dealing in material harmful to a minor, which makes no such distinction between ages thirteen and fourteen, see id. § 76-10-1206 (Supp.2009); see also id. § 76-10-1201(8) (2008) (defining a minor as a person less than eighteen years old). We determine that counsel's deficient performance was prejudicial as to both charges.

¶ 10 We agree that the prejudice as to the sexual abuse charge is of a different character than that of the dealing in harmful material charge because the victim's age—being younger than fourteen—is an element of the offense itself. Nonetheless, trial counsel's deficient performance in failing to present evidence and argument as to the unreliability of the fact that the abuse occurred when the victim was thirteen was prejudicial as to both charges. The State argued at trial that both the sexual abuse and the dealing in harmful material occurred sometime in July or August of 2002, which was consistent with the Information, and the jury was instructed that a conviction required finding that the crime occurred "[o]n or about the date charged in the Information." Thus, the inconsistent evidence regarding whether it was the summer of 2002 or 2003 when the charged conduct occurred makes all the difference under these circumstances. If the victim was thirteen at the time of the conduct, as the victim testified at trial, then the events would have occurred in the time frame alleged by the State. However, if the victim was fourteen at the time the events occurred, as he initially reported and as other testimony at trial suggested, then the conduct would have necessarily occurred in the summer of 2003 as opposed to in the time frame alleged by the State. Thus, under the instructions presented to the jury, if there was a reasonable doubt as to whether the charged conduct occurred in 2002, the jury would have been obligated to acquit Moore. Cf. State v. Fulton, 742 P.2d 1208, 1216 (Utah 1987) (stating that dates within one day of the...