State v. Estes, 90-265

Decision Date19 July 1991
Docket NumberNo. 90-265,90-265
Citation472 N.W.2d 214,238 Neb. 692
PartiesSTATE of Nebraska, Appellee, v. Keith J. ESTES, Appellant.
CourtNebraska Supreme Court

Syllabus by the Court

1. Courts: Appeal and Error. The Supreme Court, in reviewing decisions of the district court which affirmed, reversed, or modified decisions of the county court, will consider only those errors specifically assigned in the appeal to the district court and again assigned as error in the appeal to the Supreme Court.

2. Prior Convictions: Sentences. To constitute a basis for enhancement of punishment on a charge of a second or subsequent offense, the prior conviction relied upon for enhancement must be a final conviction.

3. Prior Convictions: Sentences: Appeal and Error. A prior conviction that is pending on appeal will not support enhanced penalties because it has not yet become final.

4. Prior Convictions: Sentences: Appeal and Error. If a conviction has been affirmed on appeal or the time for appeal has expired, the conviction is final for purposes of enhancement.

Thomas M. Kenney, Douglas County Public Defender, and Brian S. Munnelly, Omaha, for appellant.

Robert M. Spire, Atty. Gen., and Wynn Clemmer, Lincoln, for appellee.

HASTINGS, C.J., and BOSLAUGH, WHITE, CAPORALE, SHANAHAN, GRANT, and FAHRNBRUCH, JJ.

WHITE, Justice.

The defendant, Keith J. Estes, appeals from his conviction for second-offense driving while under the influence of alcohol, following the district court's affirmation of the county court's judgment.

On June 13, 1989, Estes appeared in Douglas County Court with his court-appointed counsel to enter a plea of no contest to second-offense driving while under the influence, for which he was arrested on April 30. Prior to the entry of his plea, the court advised him of all his constitutional rights except his right to counsel.

After the plea was accepted, the court held an enhancement hearing and found that this conviction was for a second offense. Estes had pled no contest on March 24, 1989, to an earlier driving while under the influence charge. Judgment and sentence were entered for that charge on May 11, and Estes timely appealed to the district court on May 12. Estes' first-offense conviction and sentence were affirmed by this court on August 3, 1990.

On October 5, 1989, the county court sentenced Estes to a term of 30 days' imprisonment, a $500 fine, and a driver's license suspension of 1 year for the second offense. Estes appealed this judgment and sentence to the district court on October 5, and they were affirmed on February 16, 1990. He then appealed the district court's decision to this court.

Estes claims the enhancement of his sentence was improper because the first-offense conviction was pending on appeal to this court at the time of the enhancement hearing and therefore could not be used for enhancement purposes. He also claims that his no-contest plea to the second offense was invalid because the court did not specifically inform him of his right to counsel, despite the fact that he had a court-appointed attorney at the time he entered his plea, as well as at an earlier suppression hearing and at sentencing.

Estes did not assign as error the improper enhancement of the second-offense conviction in his appeal from the county to the district court. Prior to our decision in State v. Erlewine, 234 Neb. 855, 452 N.W.2d 764 (1990), in cases where the district court acted as an intermediate court of appeals, both the district court and the Nebraska Supreme Court generally reviewed appeals from the county court for error appearing on the record. See, Neb.Rev.Stat. §§ 25-2733 and 25-1911 (Reissue 1989); Communications Workers of America v. Abrahamson, 228 Neb. 335, 422 N.W.2d 547 (1988); Kuehl v. Diesel Power Equip. Co., 228 Neb. 353, 422 N.W.2d 361 (1988). It was not generally necessary that errors be raised on appeal to the district court in order to be considered by this court. See State v. Lesac, 231 Neb. 718, 437 N.W.2d 517 (1989). In Erlewine, supra 234 Neb. at 857, 452 N.W.2d at 767, we announced the new rule pertaining to appeals from the county court:

The Supreme Court, in reviewing decisions of the district court which affirmed reversed, or modified decisions of the county court, will consider only those errors specifically assigned in the appeal to the district court and again assigned as error in the appeal to the Supreme Court. This rule shall be effective so as to apply to all county court decisions appealed to the district court after the filing date of this opinion.

The Erlewine decision was filed March 23, 1990. Estes appealed to the district court on October 5, 1989. Therefore, our decision in Erlewine is not applicable to this case, and we will review the record in the county court for error despite Estes' failure to assign the enhancement issue as error in his appeal to the district court.

Neb.Rev.Stat. § 39-669.07(b) (Reissue 1988) requires that a person who has previously been convicted of the offense of driving while under the influence of alcoholic liquor or any drug or of driving with a blood, breath, or urine alcohol level equal to or greater than .10 percent in the 10 years prior to the date of the current conviction shall be guilty of a Class W misdemeanor. For a second violation of § 39-669.07, the court shall order the defendant not to drive for a period of 1 year and shall revoke the driver's license of the defendant for the same period, in addition to any other sentence imposed. The court must make a finding on the record as to the number of the defendant's previous convictions, and the defendant must be given the opportunity to review the record of his or her prior convictions, object to the validity of the convictions, and bring mitigating evidence to the attention of the court.

The issue in this case is what constitutes a conviction for purposes of enhanced punishment for a second violation of § 39-669.07. Estes claims that a previous conviction on appeal at the time of the second offense may not be considered a conviction for purposes of enhanced punishment because the conviction is not yet final and may be overturned by the appellate court. We agree.

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8 cases
  • State v. Haliski
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    ...Butler v. State, 46 Md.App. 317, 416 A.2d 773 (1980); State v. Lane, 642 S.W.2d 935 (Mo.Ct.App.1982); State v. Estes, 238 Neb. 692, 472 N.W.2d 214 (1991); Staniforth v. State, 24 Ohio App. 208, 156 N.E. 924 (1927); Morse v. State, 63 Okla.Crim. 445, 77 P.2d 757 (1938); Jones v. State, 711 S......
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    ...Mo. Rev. Stat. § 577.023 (West 2011).47 § 577.023(16).48 See State v. Kaba, 210 Neb. 503, 315 N.W.2d 456 (1982).49 State v. Estes, 238 Neb. 692, 472 N.W.2d 214 (1991).50 Nelson v. State, 116 Neb. 219, 216 N.W. 556 (1927).51 State v. Estes, supra note 49, 238 Neb. at 695, 472 N.W.2d at 216.5......
  • State v. Davis
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    ...error where record reflected that defendant had benefit of counsel at his plea hearing and during prior proceedings); State v. Estes, 238 Neb. 692, 472 N.W.2d 214 (1991) (county court's failure to specifically inform defendant of his right to counsel at time of his entry of no contest plea ......
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1 books & journal articles
  • Nebraska Plea-based Convictions Practice: a Primer and Commentary
    • United States
    • University of Nebraska - Lincoln Nebraska Law Review No. 79, 2021
    • Invalid date
    ...(1989). 557. State v. Schulz, 221 Neb. 473, 378 N.W.2d 165 (1985). 558. State v. Hittle, 257 Neb. 344, 356, 598 N.W.2d 20, 29 (1999). 559. 238 Neb. 692, 472 N.W.2d 214 (1991). 560. 116 Neb. 219, 221, 216 N.W. 556, 557 (1927). 561. Not an especially stress-inducing problem for trial court ju......

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