State v. Phillips

Decision Date15 June 1972
Docket NumberNo. 2063,2063
Citation498 P.2d 199,108 Ariz. 332
PartiesSTATE of Arizona, Appellee, v. Ralph G. PHILLIPS, Appellant.
CourtArizona Supreme Court

Gary K. Nelson, Atty. Gen., by Albert M. Coury, Former Asst. Atty. Gen., Phoenix, for appellee. Wood, Platt & Jenson, by Dennis D. Jenson, Coolidge, and Renz L. Jennings, Phoenix, for appellant.

HAYS, Chief Justice.

Defendant, Ralph G. Phillips, was charged with two counts of child molesting. As a result of a plea bargain, he pleaded guilty to one count, and the other was dismissed. After receiving a sentence of not less than twenty nor more than twenty-five years, he appeals. He was represented by the Public Defender at the time of his guilty plea. On appeal he insisted on representing himself, but after filing his brief in this court he retained private counsel who then filed a 'reply brief' which raised a new point.

Defendant's brief contends that he tried by numerous letters to get a change of judges on the ground of bias and prejudice after the Public Defender had refused to file the necessary papers for that purpose; that the judge, at a hearing on defendant's sanity, admitted that he had received these letters but refused to step aside; that he asked to have his counsel changed when it had become clear that the latter would not ask for a change of judge; that his counsel was young and inexperienced; that he was never served with a copy of a warrant of arrest or a copy of any indictment, and has not received copies of all court transcripts; that his guilty plea was obtained by 'repeated promises' by the Public Defender's Office that his sentence would not exceed five years; that before sentencing he asked for a continuance to hire private counsel, but this was denied; that the deputy public defender who represented him agreed to file an appeal, but that defendant hasn't seen him since; that defendant's wife was told that he would be sentenced to only one year in prison (but defendant does not state by whom his wife was told this); that the Mesa police who arrested him told him that he would get only a one-year sentence if he would confess.

The difficulty with his contentions is that they are based upon defendant's unsupported statements. As to each of them, there is either a total absence of support in the record or an out-and-out contradiction in the record. Thus, for example, he states that he was never served with a copy of the 'indictment.' Prosecution was by complaint and information, rather than by indictment, and the minute entry of April 4, 1969, states: 'Copy of information is furnished to defendant.' Elsewhere, defendant alleges that he has not been furnished with transcripts and has thus been deprived of the material needed to prepare his brief on appeal. But his own letter in the file admits that he received the transcript of his guilty plea hearing, and the transcript of his sentencing hearing. He has repeatedly demanded the transcript of his sanity hearing, but the minute entry of June 2, 1969, shows that defendant, by his attorney, 'waives the hearing and submits the matter on the reports of the two psychiatrists without further evidence,' so that there was no hearing at which a transcript could be made. He also demands a transcript of the oral arguments before this court, but that can hardly affect this appeal, nor has the tape been transcribed.

The same thing is true of all of defendant's other complaints--they are either unsupported by anything in the record or are contradicted by it. He alleges that he was told that a guilty plea would assure him that the sentence would not exceed five years. However, the transcript shows that he went through the ninth grade in school; that when told that he was charged with feloniously molesting an eight-year-old child, he answered: 'I've read it,' and stated that he understood it; that he stated he had consulted his attorney and desired to plead guilty; that he was doing so of his own free will; that he knew the court could give him one year to life without possibility of parole until the minimum sentence had been served, and that he would receive no 'good-time credit' or 'double-time credit'; that no threats or promises had been made to him; that he had thought everything over 'and I'd rather just go ahead and go on down and be done with it'; and that he fully understood the nature of the crime and the consequences of pleading guilty to it.

Defendant's argument is much the same as that of the defendant in State v. Zarate, 106 Ariz. 450, 478 P.2d 74, in which we said:

'Defendant's position, is that if he believed that he would get probation, he is entitled to change his plea, regardless of whether his belief was unfounded. We reject that argument.' P. 453, 478 P.2d p. 77.

Basically, in the instant case, defendant's claim is that he was led to believe that he would not get more than five years. When he found out that this was not the case, he decided that he had made a bad bargain. This is not enough to enable him to change his plea.

As the U.S. Court of Appeals, Second Circuit, recently said in United States ex rel. LaFay v. Fritz, 455 F.2d 297:

'If on so flimsy a basis as this, amounting, * * * to no more than counsel's hope for a suspended sentence, a plea of guilty may be withdrawn, it is obvious that an accused may safely indulge in a plea of guilt as a mere trial balloon to test the attitude of the trial judge, being reasonably secure in the knowledge that he can withdraw it without great difficulty.' P. 302...

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11 cases
  • Brainard v. State
    • United States
    • Iowa Supreme Court
    • October 16, 1974
    ...(Fla.App.1973); Merrill v. State, 206 N.W.2d 828 (S.D.1973); Edwards v. State, 51 Wis.2d 231, 186 N.W.2d 193 (1973); State v. Phillips, 108 Ariz. 332, 498 P.2d 199 (1972); People v. Reeves, 50 Ill.2d 28, 276 N.E.2d 318 (1971); State v. Piacella, 27 Ohio St.2d 92, 271 N.E.2d 852 (1971); Rais......
  • State v. Watton
    • United States
    • Arizona Supreme Court
    • June 7, 1990
    ...defendant knew he faced a possible aggravated term of 15 years by entering into the plea agreement. See State v. Phillips, 108 Ariz. 332, 333-34, 498 P.2d 199, 200-01 (1972) (defendant claiming he was led to believe he would receive shorter sentence than sentence imposed was not entitled to......
  • State v. Lamas
    • United States
    • Arizona Court of Appeals
    • June 2, 1983
    ...court will enter an appropriate order. HAIRE, P.J., and EUBANK, J., concur. 1 This case can be contrasted with State v. Phillips, 108 Ariz. 332, 333, 498 P.2d 199, 200 (1972) in which the court refused to set aside the plea agreement because there was "either a total absence of support in t......
  • State v. DeGrate
    • United States
    • Arizona Supreme Court
    • March 1, 1973
    ...answered by this court and our Court of Appeals. See State v. Montgomery, 109 Ariz. 34, 504 P.2d 935, 8 January 1973; State v. Phillips, 108 Ariz. 332, 498 P.2d 199 (1972); State v. Ferrell, 108 Ariz. 394, 499 P.2d 109 (1972); and State v. Kuhlman, 15 Ariz.App. 359, 488 P.2d 996 We have rev......
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